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First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder

Statement

Let Ω⊆M be an open set of the flat model The flat model spacetime: the Minkowski metric on R^4 and its inertial chart, let (ε1,h,q) be a flat linearized family over Ω with first-order coefficients Γ(1)abc, Ric⁡ab(1), S(1), Gab(1) and with trace reversal hˉ, d'Alembertian □ and gauge transformation hab′=hab−∂aξb−∂bξa as in Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge, and let L>0 be a length scale. All components are taken in the inertial chart and all contractions are with η and η−1.

(a) Christoffel symbols. For every compact K⊆Ω there is a constant CK<∞ such that for all p∈K and 0<∣λ∣≤ε1/2,

∣Γabc(λ,p)−λ Γ(1)abc(p)∣≤CK λ2,Γ(1)abc=12 ηad(∂bhcd+∂chbd−∂dhbc).

(b) Ricci tensor. With the same constants (enlarged if necessary),

∣Ric⁡ab(λ,p)−λ Ric⁡ab(1)(p)∣≤CK λ2,Ric⁡ab(1)=12(∂c∂ahcb+∂c∂bhca−□hab−∂a∂bh).

(c) Scalar curvature and Einstein tensor. With the same constants,

∣S(λ,p)−λ S(1)(p)∣≤CK λ2,S(1)=∂a∂bhab−□h,

and

∣Gab(λ,p)−λ Gab(1)(p)∣≤CK λ2,Gab(1)=−12 □hˉab+∂c∂(ahˉb)c−12 ηab ∂c∂dhˉcd.

(d) Gauge transformation. For every smooth covector field ξ on Ω,

hˉ′ab=hˉab−∂aξb−∂bξa+ηab ∂cξc,∂ahˉ′ab=∂ahˉab−□ξb.

Consequently h′ is in harmonic gauge exactly when □ξb=∂ahˉab, and in that case

Gab(1)(h′)=−12 □hˉ′ab.

(e) Gauge invariance of the first-order curvature. For every smooth covector field ξ on Ω,

Ric⁡ab(1)(h′)=Ric⁡ab(1)(h),S(1)(h′)=S(1)(h),Gab(1)(h′)=Gab(1)(h).

That is, subtracting the pure-gauge perturbation ∂aξb+∂bξa from the first-order perturbation leaves the first-order Ricci, scalar and Einstein tensors unchanged; their first-order coefficients depend on h only through its gauge-equivalence class.

(f) Quadratic remainder. In this clause, suprema of the nonnegative component magnitudes over an empty set are defined to be 0. For every compact K⊆Ω there are δ0>0 and CK<∞ such that for every smooth symmetric component field A=(Aab) on a neighborhood of K with

BK(A):=sup⁡Kmax⁡a,b∣Aab∣+Lsup⁡Kmax⁡a,b,c∣∂cAab∣+L2sup⁡Kmax⁡a,b,c,d∣∂c∂dAab∣≤δ0,

the metric η+A is Lorentzian of signature (−,+,+,+) on K and

∣Gab(η+A)(p)−Gab(1)(A)(p)∣≤CK BK(A)2L2(p∈K),

where Gab(1)(A) is the right-hand side of the displayed formula of (c) with h replaced by A, and Gab(η+A) is the Einstein tensor of the metric with components ηab+Aab.

Facts & Assumptions

Given: A flat linearized family (ε1,h,q) over an open set Ω of the flat model, a compact K⊆Ω, a length scale L>0, and a smooth covector field ξ on Ω.

[L1]

The Christoffel symbols of the metric-selected connection are Γabc=12∑dgad(∂bgcd+∂cgbd−∂dgbc); the curvature components are Rabcd=∂cΓadb−∂dΓacb+∑e(ΓaceΓedb−ΓadeΓecb), and Ric⁡bd=∑a,cgacRabcd, S=∑b,dgbdRic⁡bd, Gab=Ric⁡ab−12Sgab (Christoffel symbols of an affine connection, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields, Tensoriality of the curvature, its coordinate formula and its point-normal metric formula clause (b), The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors clause (c)).

[L2]

The family has the form gab(λ,p)=ηab+λhab(p)+λ2qab(λ,p) with h and q smooth, and gab(λ,p) are the entries of the inverse matrix of (gab(λ,p)) (Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (a), The inverse metric, musical isomorphisms and index raising).

[L4]

A continuous real function on a compact set is bounded: the relatively open sublevel sets {∣f∣<n}, for positive integers n, cover the set, and a finite subcover gives a bound; for the empty set boundedness is vacuous (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right). Closed Euclidean boxes are compact, and compact subsets of Rn are exactly the closed bounded subsets (Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line). Component functions of smooth fields are smooth, and the first-order coefficients are the λ-derivatives at 0 of the corresponding component families (Cr and smooth maps between smooth manifolds, Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (b)).

[L5]

In any fixed basis the symmetric matrices with inertia (3,1,0) form an open subset of the space of symmetric matrices with its maximum-entry norm. Since η has that inertia, there is ρ>0 such that η+A is Lorentzian whenever A is symmetric and max⁡a,b∣Aab∣<ρ (Lorentzian metrics are stable under small compactly supported symmetric perturbations clause (a), The flat model spacetime: the Minkowski metric on R^4 and its inertial chart).

Proof

technique · direct; differentiate the chart formulas at $\lambda=0$ and bound the Lagrange remainders on compact parameter sets
1.1L1L2L3L4algebra

(Christoffel expansion and remainder bound.) By [L2], ∂λgab(λ,p)∣λ=0=hab(p), and the metric components are smooth in (λ,p); by [L1] the Christoffel symbols are smooth functions of the components and their first derivatives, hence (λ,p)↦Γabc(λ,p) is smooth. The chain rule gives Γ(1)abc=∂λΓabc∣0=12ηad(∂bhcd+∂chbd−∂dhbc): the term differentiating the factor gad(λ) vanishes at λ=0 because ∂egcd(0)=0. For the bound, if K=∅ choose CK=0, since all estimates in (a)-(c) are vacuous. Otherwise fix the nonempty compact K; its product with [−ε1/2,ε1/2] is closed and bounded in R5, hence compact by [L4]. Note that ∂λ2Γabc(λ,p) is continuous on the compact set K‾×[−ε1/2,ε1/2], hence bounded there by a constant CK by [L4]; applying [L3] to λ↦Γabc(λ,p) for each fixed p∈K gives the estimate of (a).

1.2L2algebra

(First-order coefficient of the inverse.) Differentiating the identity ∑cgac(λ,p)gcb(λ,p)=δab at λ=0 and using gcb(0)=ηcb, ∂λgcb(0)=hcb gives ∑c(∂λgac(0))ηcb+hab=0, hence ∂λgab(0)=−ηachcdηdb.

1.3givenL3algebra

(Gauge transformation algebra.) Compute with the definitions of Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (c)-(d): the trace of h′ is h′=ηab(hab−∂aξb−∂bξa)=h−2∂cξc, so hˉ′ab=hab′−12ηabh′=hab−∂aξb−∂bξa−12ηabh+ηab∂cξc=hˉab−∂aξb−∂bξa+ηab∂cξc. Contracting with ∂a gives ∂ahˉ′ab=∂ahˉab−∂a∂aξb−∂a∂bξa+∂b∂cξc=∂ahˉab−□ξb, because the last two terms cancel by [L3]: ∂a∂bξa=∂b∂aξa=∂b∂cξc. Hence ∂ahˉ′ab=0 holds exactly when □ξb=∂ahˉab.

2.1step 1.1L1L3L4algebra

(Ricci expansion.) By [L1], Ric⁡bd(λ)=∂aΓadb(λ)−∂dΓaab(λ)+∑e(ΓaaeΓedb−ΓadeΓeab)(λ) in the chart, so differentiating at λ=0 and using Γ(0)=0 gives Ric⁡bd(1)=∂aΓ(1)adb−∂dΓ(1)aab. By step 1.1, Γ(1)aab=12ηae(∂aheb+∂bhea−∂ehab)=12(∂eheb+∂bh−∂eheb)=12∂bh, so ∂dΓ(1)aab=12∂d∂bh. Substituting the formula of step 1.1 into the first term gives Ric⁡bd(1)=12(∂c∂dhcb+∂c∂bhcd−□hbd−∂b∂dh), which is the formula of (b) after renaming b,d as a,b. The remainder bound of (b) follows from [L3] as in step 1.1, since λ↦Ric⁡bd(λ,p) is C2 and its second derivative is bounded on K‾×[−ε1/2,ε1/2] by [L4].

3.1step 1.2step 2.1L1L3L4algebra

(Scalar and Einstein expansion.) Since S(λ)=∑a,bgab(λ)Ric⁡ab(λ) and Ric⁡ab(0)=0, differentiation at 0 with steps 1.2 and 2.1 gives S(1)=ηabRic⁡ab(1)=12(∂c∂bhcb+∂c∂ahca−□h−□h)=∂a∂bhab−□h. Since Gab(λ)=Ric⁡ab(λ)−12S(λ)gab(λ) and S(0)=0, Gab(1)=Ric⁡ab(1)−12ηabS(1). Substituting the formulas of step 2.1 and of S(1) and expanding with hˉab=hab−12ηabh: □hˉab=□hab−12ηab□h; ∂c∂(ahˉb)c=12(∂a∂chcb+∂b∂chca)−12∂a∂bh; and ∂c∂dhˉcd=∂c∂dhcd−12□h. Collecting terms gives exactly Ric⁡ab(1)−12ηabS(1)=−12□hˉab+∂c∂(ahˉb)c−12ηab∂c∂dhˉcd, the formula of (c). The remainder bounds follow as in step 2.1.

4.1L1L2L3L4L5step 3.1algebra

(Quadratic remainder in length-scaled jet coordinates.) If K=∅, the convention in (f) gives BK(A)=0; take δ0=1 and CK=0, and the signature and residual assertions at p∈K are vacuous. Assume now K≠∅. Fix L>0 and let U(p)=(A,L∂A,L2∂2A) in the finite-dimensional real vector space of symmetric-matrix second jets (symmetric in the matrix indices and in the second-derivative indices), with maximum-entry norm m(U). Write bj for the real supremum on K of the maximum magnitude of the order-j derivatives of A, finite by [L4]. Then BK(A)=b0+Lb1+L2b2 and sup⁡Km(U)=max⁡{b0,Lb1,L2b2}≤BK(A)≤3sup⁡Km(U). Define Fab(U)=L2Gab(η+A) by the chart formulas of [L1]-[L2], using the jet encoded by U. These formulas make F rational smooth on the open jet domain where η+A is invertible. Choose 0<d<ρ with ρ from [L5], and let Q={U:m(U)≤d}. In independent jet coordinates this is a closed Euclidean box, hence compact by [L4]; all its zeroth-order matrices are Lorentzian by [L5], so F is smooth on an open neighborhood of Q. Its finitely many second partial derivatives are continuous and bounded there by [L4]; summing their bounds gives H<∞ such that ∣D2Fab(U)[V,V]∣≤Hm(V)2 on Q, uniformly in the finitely many a,b. Also F(0)=0 and the pointwise differentiation of step 3.1 gives DF(0)[U]=L2Gab(1)(A). This is a local jet calculation: for each fixed p continuity gives an invertible metric for sufficiently small parameter near 0, so no globally uniform family η+tA is assumed to obtain the derivative. Take δ0=d/2. If BK(A)≤δ0, then m(U(p))≤d/2 and tU(p)∈Q for every p∈K, 0≤t≤1; η+A is Lorentzian at every such p by [L5] and on an open neighborhood of K by smoothness and openness. Applying [L3] to t↦Fab(tU(p)) yields ∣Gab(η+A)(p)−Gab(1)(A)(p)∣≤Hm(U(p))22L2≤HBK(A)22L2. Thus (f) holds with CK=H/2. The compact Taylor domain is the finite-dimensional jet box, and the Einstein tensor is evaluated on the open Lorentzian neighborhood just established.

4.2step 1.3step 3.1givenalgebra

(Harmonic-gauge reduction.) The first two displays of (d) are step 1.3. If □ξb=∂ahˉab then ∂ahˉ′ab=0, so in the formula of step 3.1 applied to hˉ′ both divergence terms vanish and Gab(1)(h′)=−12□hˉ′ab, proving the last display of (d).

5.1step 2.1step 3.1L3algebra∎

(Gauge invariance.) Let Hab:=∂aξb+∂bξa, so that hab′=hab−Hab. By step 2.1, Ric⁡ab(1)(H)=12(∂c∂aHcb+∂c∂bHca−□Hab−∂a∂bH). Substituting Hab=∂aξb+∂bξa, so H=2∂cξc, and using Hcb=∂cξb+∂bξc: ∂c∂aHcb=∂a□ξb+∂a∂b∂cξc, ∂c∂bHca=∂b□ξa+∂a∂b∂cξc, □Hab=∂a□ξb+∂b□ξa and ∂a∂bH=2∂a∂b∂cξc; the sum is ∂a□ξb+∂b□ξa+2∂a∂b∂cξc−∂a□ξb−∂b□ξa−2∂a∂b∂cξc=0, so Ric⁡ab(1)(H)=0. By linearity of the formula of step 2.1 in its argument, Ric⁡(1)(h−H)=Ric⁡(1)(h); by step 3.1, S(1)(H)=ηabRic⁡ab(1)(H)=0 and Gab(1)(H)=Ric⁡ab(1)(H)−12ηabS(1)(H)=0, so G(1)(h−H)=G(1)(h). This proves (e).

Remarks

  • Linear, not affine. The formulas of (b)-(c) are R-linear in h and its derivatives; this linearity is used in (e) and in the weak-field hierarchy on this page, where the first-order perturbation is decomposed into a principal part and a small remainder.
  • Gauge versus chart. The gauge transformation (d) is not a change of chart: it is the first-order change of the metric components under the pullback by the flow of ξ, computed inside the fixed inertial chart. A genuine chart change acts on the components of h and η simultaneously.
  • Scope. The explicit formulas presuppose the flat background η; a perturbation of a general Lorentzian metric has additional terms involving the background curvature, which are not developed here. No claim about solving the linearized field equations is made in this item.

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