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First-order curvature of a flat linearized family, gauge transformations and the quadratic remainder
Statement
Let be an open set of the flat model The flat model spacetime: the Minkowski metric on R^4 and its inertial chart, let be a flat linearized family over with first-order coefficients , , , and with trace reversal , d'Alembertian and gauge transformation as in Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge, and let be a length scale. All components are taken in the inertial chart and all contractions are with and .
(a) Christoffel symbols. For every compact there is a constant such that for all and ,
(b) Ricci tensor. With the same constants (enlarged if necessary),
(c) Scalar curvature and Einstein tensor. With the same constants,
and
(d) Gauge transformation. For every smooth covector field on ,
Consequently is in harmonic gauge exactly when , and in that case
(e) Gauge invariance of the first-order curvature. For every smooth covector field on ,
That is, subtracting the pure-gauge perturbation from the first-order perturbation leaves the first-order Ricci, scalar and Einstein tensors unchanged; their first-order coefficients depend on only through its gauge-equivalence class.
(f) Quadratic remainder. In this clause, suprema of the nonnegative component magnitudes over an empty set are defined to be . For every compact there are and such that for every smooth symmetric component field on a neighborhood of with
the metric is Lorentzian of signature on and
where is the right-hand side of the displayed formula of (c) with replaced by , and is the Einstein tensor of the metric with components .
Facts & Assumptions
Given: A flat linearized family over an open set of the flat model, a compact , a length scale , and a smooth covector field on .
The Christoffel symbols of the metric-selected connection are ; the curvature components are , and , , (Christoffel symbols of an affine connection, Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields, Tensoriality of the curvature, its coordinate formula and its point-normal metric formula clause (b), The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors clause (c)).
The family has the form with and smooth, and are the entries of the inverse matrix of (Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (a), The inverse metric, musical isomorphisms and index raising).
If is on an interval containing and with , then (The Lagrange and Cauchy forms of Taylor's remainder). Mixed partial derivatives of a function commute (Clairaut--Schwarz theorem for continuous second partial derivatives); derivatives of sums and products obey the usual rules (Sums, scalar multiples, products and quotients: , , , and when , The total (Fréchet) derivative as the linear first-order approximation with remainder).
A continuous real function on a compact set is bounded: the relatively open sublevel sets , for positive integers , cover the set, and a finite subcover gives a bound; for the empty set boundedness is vacuous (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right). Closed Euclidean boxes are compact, and compact subsets of are exactly the closed bounded subsets (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line). Component functions of smooth fields are smooth, and the first-order coefficients are the -derivatives at of the corresponding component families ( and smooth maps between smooth manifolds, Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (b)).
In any fixed basis the symmetric matrices with inertia form an open subset of the space of symmetric matrices with its maximum-entry norm. Since has that inertia, there is such that is Lorentzian whenever is symmetric and (Lorentzian metrics are stable under small compactly supported symmetric perturbations clause (a), The flat model spacetime: the Minkowski metric on R^4 and its inertial chart).
Proof
(Christoffel expansion and remainder bound.) By [L2], , and the metric components are smooth in ; by [L1] the Christoffel symbols are smooth functions of the components and their first derivatives, hence is smooth. The chain rule gives : the term differentiating the factor vanishes at because . For the bound, if choose , since all estimates in (a)-(c) are vacuous. Otherwise fix the nonempty compact ; its product with is closed and bounded in , hence compact by [L4]. Note that is continuous on the compact set , hence bounded there by a constant by [L4]; applying [L3] to for each fixed gives the estimate of (a).
(First-order coefficient of the inverse.) Differentiating the identity at and using , gives , hence .
(Gauge transformation algebra.) Compute with the definitions of Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge clause (c)-(d): the trace of is , so Contracting with gives because the last two terms cancel by [L3]: . Hence holds exactly when .
(Ricci expansion.) By [L1], in the chart, so differentiating at and using gives . By step 1.1, , so . Substituting the formula of step 1.1 into the first term gives which is the formula of (b) after renaming as . The remainder bound of (b) follows from [L3] as in step 1.1, since is and its second derivative is bounded on by [L4].
(Scalar and Einstein expansion.) Since and , differentiation at with steps 1.2 and 2.1 gives . Since and , . Substituting the formulas of step 2.1 and of and expanding with : ; ; and . Collecting terms gives exactly , the formula of (c). The remainder bounds follow as in step 2.1.
(Quadratic remainder in length-scaled jet coordinates.) If , the convention in (f) gives ; take and , and the signature and residual assertions at are vacuous. Assume now . Fix and let in the finite-dimensional real vector space of symmetric-matrix second jets (symmetric in the matrix indices and in the second-derivative indices), with maximum-entry norm . Write for the real supremum on of the maximum magnitude of the order- derivatives of , finite by [L4]. Then and . Define by the chart formulas of [L1]-[L2], using the jet encoded by . These formulas make rational smooth on the open jet domain where is invertible. Choose with from [L5], and let . In independent jet coordinates this is a closed Euclidean box, hence compact by [L4]; all its zeroth-order matrices are Lorentzian by [L5], so is smooth on an open neighborhood of . Its finitely many second partial derivatives are continuous and bounded there by [L4]; summing their bounds gives such that on , uniformly in the finitely many . Also and the pointwise differentiation of step 3.1 gives . This is a local jet calculation: for each fixed continuity gives an invertible metric for sufficiently small parameter near , so no globally uniform family is assumed to obtain the derivative. Take . If , then and for every , ; is Lorentzian at every such by [L5] and on an open neighborhood of by smoothness and openness. Applying [L3] to yields Thus (f) holds with . The compact Taylor domain is the finite-dimensional jet box, and the Einstein tensor is evaluated on the open Lorentzian neighborhood just established.
(Harmonic-gauge reduction.) The first two displays of (d) are step 1.3. If then , so in the formula of step 3.1 applied to both divergence terms vanish and , proving the last display of (d).
(Gauge invariance.) Let , so that . By step 2.1, Substituting , so , and using : , , and ; the sum is , so . By linearity of the formula of step 2.1 in its argument, ; by step 3.1, and , so . This proves (e).
Remarks
- Linear, not affine. The formulas of (b)-(c) are -linear in and its derivatives; this linearity is used in (e) and in the weak-field hierarchy on this page, where the first-order perturbation is decomposed into a principal part and a small remainder.
- Gauge versus chart. The gauge transformation (d) is not a change of chart: it is the first-order change of the metric components under the pullback by the flow of , computed inside the fixed inertial chart. A genuine chart change acts on the components of and simultaneously.
- Scope. The explicit formulas presuppose the flat background ; a perturbation of a general Lorentzian metric has additional terms involving the background curvature, which are not developed here. No claim about solving the linearized field equations is made in this item.
Depends on
Flat linearized perturbations: families, trace reversal, gauge transformation and harmonic gauge
The flat model spacetime: the Minkowski metric on R^4 and its inertial chart
Christoffel symbols of an affine connection
Existence and uniqueness of the metric-selected connection of a nondegenerate metric, and its extension to tensor fields
Tensoriality of the curvature, its coordinate formula and its point-normal metric formula
The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors
The inverse metric, musical isomorphisms and index raising
The Lagrange and Cauchy forms of Taylor's remainder
Clairaut--Schwarz theorem for continuous second partial derivatives
Sums, scalar multiples, products and quotients: , , , and when
and smooth maps between smooth manifolds
Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
Heine-Cantor: a continuous map from a compact metric space to any metric space is uniformly continuous
A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
The total (Fréchet) derivative as the linear first-order approximation with remainder
Lorentzian metrics are stable under small compactly supported symmetric perturbations
Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
Dependency tree · 2 levels
Sources
- S. M. Carroll, Lecture Notes on General Relativity, arXiv:gr-qc/9712019v1 (1997), Ch. 4 equations (4.12)-(4.21) and (4.48)-(4.52), printed pp. 105-112: Newtonian time-time potential and Poisson limit; Ch. 6 equations (6.4)-(6.8), (6.13)-(6.22) and (6.24)-(6.29), printed pp. 142-148: first-order curvature, gauge, trace reversal and diagonal weak-field metric
- H. S. Reall, Part III General Relativity (Cambridge, October 12, 2022 revision), sections 7.1-7.2: first-order curvature, the trace-reversed linearized Einstein tensor and the de Donder gauge condition, printed pp. 86-92 (PDF pp. 87-93)
- D. Tong, General Relativity (Cambridge Part III Mathematical Tripos, Michaelmas 2019), sections 5.1-5.1.2: linearized curvature, gauge transformations and harmonic gauge, printed pp. 205-210 (PDF pp. 212-217)