How statement and proof provenance work
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Finite positive-energy pair cancels from a nonzero Witten index
Example
Fix . Let the zero-energy subspace have dimensions and , and let there be one positive-energy pair and . Give the five-dimensional Hilbert space the orthonormal basis and parity on and on . Define on the three zero-energy states and , ; set . For each , supply the diagonal operator on the displayed basis by , , , , and . The heat supertrace is for all .
Example references
Gates et al., §8.4, mass-squared supertrace formulae.
Tong, §1.2.2, Witten-index definition and positive-energy cancellation.
Pure-point graded trace-class index data: Pure-point graded trace-class index data.
Beta independence of the pure-point supersymmetric heat supertrace: Beta independence of the pure-point supersymmetric heat supertrace.
Square roots exist: a unique with ; the positives are : Square roots exist: a unique with ; the positives are .
Hilbert space: Hilbert space.
Real and complex inner-product spaces and their induced length: Real and complex inner-product spaces and their induced length.
The Axiom of Countable Choice (): The Axiom of Countable Choice ().
Trace class operator: Trace class operator.
Facts & Assumptions
Given: The displayed orthogonal parity decomposition, , the finite-dimensional Hilbert inner product and the stated .
Assume Countable Choice, as required by the trace-class supplier used to certify the heat operator. The Axiom of Countable Choice ()
Pure-point graded trace-class index data: for every , the datum supplies a bounded diagonal with eigenvalue on the zero-energy basis and on the parity subspaces of positive energy, and requires to be trace class; the heat supertrace is the absolutely convergent diagonal sum with sign on even basis vectors and on odd basis vectors.
Beta independence of the pure-point supersymmetric heat supertrace: for every pure-point graded trace-class index datum, for all .
Square roots exist: a unique with ; the positives are : has a positive square root.
Trace class operator: every finite-rank operator is compact and hence trace class.
Verification
Given: [A1], [F1]–[F4] and the finite-dimensional data in the Example.
The map is a self-adjoint matrix on the displayed orthonormal basis: its only nonzero block in the ordered pair is , a real symmetric matrix, and it is zero on the orthogonal zero-energy subspace. This block exchanges parity, and its square is ; thus is on the three zero states and on the positive pair. For each , the supplied diagonal has eigenvalue on the zero states and on the positive pair, so it is exactly the operator denoted in [F1]. Its norm is , so it is bounded; its five diagonal entries give finite rank, hence it is trace class by [F4] (equivalently, its singular values have finite sum ). Thus the data satisfy the boundedness, trace-class and finite pure-point hypotheses for every .
The three zero modes contribute to the supertrace. The positive pair contributes , so direct evaluation gives . By [F2], this also equals . This calculation is finite dimensional and makes no continuum or regularization claim.