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Formal field and residue covariance for generalized VOA modules

Statement

Let V be a CFT-type conformal vertex algebra over C and M a grading-restricted generalized left V-module. Fix the same normalization on every module: define HM on M[h] as the scalar ⌊Re⁡h⌋∈Z. It is an integral grading bounded below, although it need not be nonnegative. For a formal coordinate ρ(t)=aexp⁡(∑n>0cntn+1∂t)t, a≠0, put

UMH(ρ)=aHMexp⁡ ⁣(∑n>0cnLM(n)),ρz(t)=ρ(z+t)−ρ(z).

These are well-defined operators and UMH is a representation of the formal coordinate group, natural in all module homomorphisms. Let UV be its integral-weight state-space coordinate operator. For every v∈V the following identity holds coefficientwise on each vector of M:

UMH(ρ)YM(v,z)UMH(ρ)−1=YM ⁣(UV(ρz)v,ρ(z)).

Here the right-hand side is expanded as a formal Laurent series; the state argument lies in a finite-dimensional weight truncation tensored with C⟦z⟧.

If A(z)∈V≤d⊗C((z)) is a state-valued differential coefficient, define B(w) by

B(ρ(z))ρ′(z)=UV(ρz)A(z).

Then B(w) is again a finite-weight state-valued Laurent series and the residue operators satisfy

Res⁡w=0YM(B(w),w) dw=UMH(ρ)(Res⁡z=0YM(A(z),z) dz)UMH(ρ)−1.

Each residue is a finite sum on every module vector. This proves covariance of the residue actions used for fixed marked coordinates. The argument does not require the sum of all generalized-weight spaces below a bound, or any full auxiliary HM-grade, to be finite dimensional. It does use the finite-dimensional individual generalized-weight spaces required by the stated module hypothesis; in the component extension, each joint block is likewise finite dimensional as stated.

The component extension means finitely many commuting left V-module actions Yj on M, with commuting operators Lj(0) and an algebraic joint generalized-weight direct sum M=⨁λ∈CkM[λ]. Each joint block is finite dimensional, every vector has finite weight support, and for each j there is a real lower bound for the occurring Re⁡λj. Define Hj on that block as ⌊Re⁡λj⌋ and use the jth Virasoro operators in UjH. The component residue identities hold with these operators; the sum of local actions conjugates by their commuting product, naturally for maps commuting with every component field.

The normalized dilation generator is HM, which need not equal the conformal operator LM(0). For any α∈C with eα=a, the operator

KM(ρ,α)=eαLM(0)exp⁡ ⁣(∑n>0cnLM(n))

has the same conjugation action on every module field and residue operator as UMH(ρ), and these KM intertwine every module homomorphism when the same α is used. Their conjugation action is independent of α. The branch-free normalized representation is not asserted to have infinitesimal dilation LM(0). Retaining that particular generator instead uses the logarithm lift; its loop acts by e2πiLM(0), which may be nontrivial.

For outgoing dual factors the same residue convention uses the left contragredient action. For a Laurent polynomial state-valued differential in the two-point inversion w=z−1, its defining opposite-field transpose gives the ordinary negative transpose of the incoming residue after transforming the state-valued differential; no additional outgoing sign is inserted in the sum of local residue actions. This last assertion is a pairing identity for the specified candidate action and does not independently assert its module axioms.

Facts & Assumptions

[F1]

Conformal vertex algebra of CFT type supplies the nonnegative integral state grading, L(−1)=T, the Virasoro relations, and creation Y(v,x)1=exTv.

[F2]

Module for an ordinary vertex algebra supplies module vacuum, lower truncation, and its full formal delta-function Jacobi identity, with the stated expansion conventions. Grading-restricted generalized module supplies the generalized weight direct sum and lower real weight bound.

[F3]

Formal coordinate-change action of a conformal vertex algebra supplies the state-space representation UV on complex holomorphic germs, its finite-weight restrictions and holomorphic parameter variation. The formal-jet extension needed here is derived in step 3.2, rather than assumed as an additional supplier conclusion.

[F4]

Residue is the coefficient of z−1, as in Formal Laurent series K((x)), their order, derivative, and residue. The opposite-field transpose convention is exactly Restricted contragredient of a generalized VOA module.

Proof

Given: The state algebra, module, coordinates and differential coefficients in the Statement. Formal expressions on modules are interpreted after application to an individual vector. No analytic convergence of the logarithmic vector field is assumed.

1.1F1F2algebra

First derive module translation from Jacobi rather than assuming it. Apply the module Jacobi identity with its second state equal to 1 to m∈M. Choose N≥0 such that x1NYM(v,x1)m∈M⟦x1⟧, multiply by x1N, and take Res⁡x1. The second product term has no x1−1 coefficient because its delta function is expanded in nonnegative powers of x1; the other two delta substitutions give (x0+x2)NYM(v,x0+x2)m=(x0+x2)NYM(ex0Tv,x2)m. Expand in nonnegative powers of x0 and cancel the scalar factor, a unit in C((x2))⟦x0⟧. Its coefficient of x0 is YM(Tv,x2)m=∂x2YM(v,x2)m. This works for every m.

1.2F1F2F3F4algebra

Choose a basis v1,…,vN of V≤d and write A(z)=∑j=1Nvjaj(z), each scalar Laurent series having a finite pole. For a fixed m, choose one upper mode bound valid for every vj. In Res⁡zYM(A(z),z)m=∑j,k(aj)k(vj)(k)Mm, k has a lower bound from the poles and an upper bound from module truncation, so the sum is finite. Since UV(ρz) preserves V≤d and is a power-series matrix, division by the unit ρ′(z) and substitution by ρ−1 produce B(w)∈V≤d⊗C((w)). Both its field and A's field are lower-bounded Laurent series on every m.

2.1F1F2step 1.1algebra

Taking Res⁡x0 and then Res⁡x1x1r in module Jacobi gives [u(r)M,YM(v,z)]=∑j=0r(rj)zr−jYM(u(j)v,z) for integers r≥0: the right-hand delta substitutes x1=z+x0, whose rth power expands by the finite binomial formula. With u=ω and r=n+1, this and step 1.1 give [LM(n),YM(v,z)]=zn+1∂zYM(v,z)+∑j=0n(n+1j+1)zn−jYM(L(j)v,z)(n≥0). Creation gives L(k)1=0 for k≥−1 and ω=L(−2)1. The state Virasoro brackets therefore give L(0)ω=2ω, L(1)ω=0, L(2)ω=(c/2)1, and L(k)ω=0 for k≥3. Substituting v=ω into the displayed formula and comparing modes proves [LM(m),LM(n)]=(m−n)LM(m+n) for m,n≥0; the only central coefficient is (c/2)(m+13)δm+n,0, which vanishes in this range. Thus the required positive Virasoro relations follow from the module axioms.

3.1F1F2step 2.1constructalgebra

For v∈Vq, the n=0 case gives [LM(0),v(r)M]=(q−r−1)v(r)M. Consequently v(r)MM[h]⊂M[h+q−r−1], since (LM(0)−h−q+r+1)Nv(r)Mm=v(r)M(LM(0)−h)Nm. Since ⌊Re⁡(h+k)⌋=⌊Re⁡h⌋+k for every integer k, the stated HM is an integral semisimple grading bounded below and satisfies [HM,v(r)M]=(q−r−1)v(r)M. In particular [HM,LM(n)]=−nLM(n). Choose an integer b bounding the H-weights below, and let D≥b, N=D−b. Positive modes and their sums are locally nilpotent; on MH≤D every product of N+1 positive modes and every LM(n) with n>N vanishes. None of these assertions requires this truncation to be finite dimensional.

3.2F3step 2.1algebra

Write p(z)=∑n>0cnzn+1, fs(z)=exp⁡(sp∂z)z and A=∑n>0cnLM(n). Each coefficient of fs is a polynomial in s. Put Bs(z)=UV((fs)z), with (fs)z(t)=fs(z+t)−fs(z). On every finite state-weight truncation, its entries belong to C[s]⟦z⟧. Here is the required formal-jet construction. For f(t)=t+∑j≥1bjtj+1, the coefficient of tn+1 in exp⁡(∑j≥1cjtj+1∂t)t is cn plus a polynomial with rational coefficients in c1,…,cn−1. Indeed the linear term of the exponential contributes cn, whereas each longer operator word contributing at this order has positive indices summing to n and hence uses smaller indices. Induction solves cn=bn−that polynomial over any commutative complex coefficient ring. For a general invertible linear coefficient a, first divide by a; the resulting finite-jet operator on V≤d has entries polynomial in finitely many bj,a,a−1. Its group identities hold for all complex jets: every such finite jet is realized by a polynomial germ with nonzero derivative, to which F3 applies. A Laurent polynomial vanishing for all such complex coefficients is zero, coefficient by coefficient, so the identities persist under substitution into any commutative complex algebra. For (fs)z, the linear coefficient fs′(z) is a unit in C[s]⟦z⟧, and each coefficient of its inverse is polynomial in s. The recursion and the finite state exponentials therefore have the asserted coefficientwise polynomial dependence on s. The finite-jet identities for UV are Laurent polynomial identities in finitely many jet coefficients, so their validity for complex coefficients implies validity over the formal coefficient ring as well. The centered composition identity (fs+ϵ)z=(fϵ)fs(z)∘(fs)z and [F3] imply ∂sBs(z)=(∑j≥0p(j+1)(fs(z))(j+1)!L(j))Bs(z). To see the derivative without assuming a new theorem, (fϵ)x(t)=t+ϵ∑k≥1p(k)(x)tk/k!+O(ϵ2); its coordinate operator is I+ϵ∑k≥1p(k)(x)L(k−1)/k!+O(ϵ2) by the same triangular recursion. The j-sum above is finite on every state truncation.

4.1F3step 2.1step 3.1constructalgebra

Here is the finite-jet integration argument for this potentially infinite-dimensional truncation. On C[t]/(tN+2) put Dn=tn+1∂t and J(Dn)=LM(n)∣MH≤D. Their brackets have opposite signs, so J reverses brackets. For a path of tangent-to-identity jets f(s), let Sf:h↦h∘f and X=Sf−1∂sSf. X is a derivation raising degree, hence a linear combination of D1,…,DN. Solve ∂sR=J(X)R, R(0)=I, by the finite ordered-integral sum I+∑k=1N∫0<sk<⋯<s1<sJ(X(s1))⋯J(X(sk)) dsk⋯ds1. Every integral is a scalar linear combination of finitely many operator words. Differentiation and finite iteration verify existence and uniqueness, so infinite dimension introduces no analytic operator integration.

4.2F1F2step 1.1step 2.1step 3.1step 3.2algebra

Set Fs(z)=YM(Bs(z)v,fs(z)). Differentiate using step 1.1, ∂sfs=p(fs), and step 3.2. The result is ∂sFs=[A,Fs] by step 2.1, since p(j+1)(x)/(j+1)!=∑n>0cn(n+1j+1)xn−j. Also Gs=esAYM(v,z)e−sA satisfies the identical equation and F0=G0=YM(v,z). Formal s-coefficient comparison gives uniqueness: (r+1)Tr+1=[A,Tr]. All infinite sums here are legitimate. The finitely many states in a basis of V≤wt(v) have a common field truncation bound on a fixed m. Their state coefficients have nonnegative z-order; for a fixed z-power this leaves only finitely many field modes. The factors zn−j in the commutator force all sufficiently large n to use modes beyond that bound. The locally nilpotent A makes each coefficient of Gsm a polynomial in s; the same finite-mode bounds, step 3.2 and fs(z)∈z(1+zC[s]⟦z⟧) make every coefficient of Fsm polynomial in s. Thus the formal identity may be evaluated at s=1, proving the field formula for tangent-to-identity coordinates. Extend by linearity from homogeneous v.

5.1F3step 3.1step 4.1algebra

For a fixed-endpoint homotopy set Y=Sf−1∂uSf, A=J(X), B=J(Y). Differentiating inverses gives ∂uX−∂sY=[X,Y], whence ∂uA−∂sB=−[A,B]. Therefore W=∂uR−BR satisfies ∂sW=AW, W(0)=0, so W=0; at the fixed endpoint B=0 implies ∂uR=0. The jet coefficient space is CN, so linear interpolation contracts any two paths with the same endpoints. Since Sf∘g=SgSf, concatenating a path to g with f(s)∘g gives R(f∘g)=R(f)R(g). On f(s)=exp⁡(s∑cnDn)t, this solution is exp⁡(s∑cnLM(n)). The triangular recursion gives compatible jet restrictions. Finally, a−HMLM(n)aHM=anLM(n) proves the scaling semidirect-product relation, just as for state operators. This proves the claimed representation UMH on the whole algebraic direct sum.

5.2F3step 3.1step 4.2algebra

For a≠0, the H-grading relation on modes gives aHMYM(v,x)a−HM=YM(aL(0)v,ax) directly, since on a weight-q state the coefficient of x−r−1 is multiplied by aq−r−1. For ρ=af one has ρz=sa∘fz, hence UV(ρz)=aL(0)UV(fz). Combine this identity with step 4.2 and the scaling formula to obtain the full stated field formula.

6.1F4step 5.2step 1.2algebra

Scalar residue change follows on each monomial from ρ(z)kρ′(z)=(ρ(z)k+1)′/(k+1) for k≠−1, and ρ′(z)/ρ(z)=z−1 plus a power series for k=−1. Derivatives have zero residue. Only finitely many negative monomials can contribute in a lower-bounded Laurent series, so the same identity holds for vector-valued series. Apply it to YM(B(w),w)m, substitute the definition of B, and then apply the field formula, extended linearly to the finite state basis with Laurent coefficients. This gives exactly the displayed residue conjugacy, with all sums finite by step 1.2.

7.1step 2.1step 3.1step 5.2step 6.1algebra

Put CM=HM−LM(0). The two identical mode commutator formulas in steps 2.1 and 3.1 show that CM commutes with every module mode and with the positive Virasoro operators. It is locally finite on each generalized weight block. Thus eαCM is well-defined using its scalar part and an exponential of its locally nilpotent part, finite on each input vector, and commutes with every field. Since H and LM(0) commute, UMH(ρ)=eαCMKM(ρ,α), proving equality of their conjugation actions. Moreover e2πiLM(0)=e−2πiCM because e2πiHM=I, so changing the logarithm changes K only by a field-commuting factor. A module map intertwines L(0), its generalized weight blocks and their finite block exponentials, and every positive mode; hence fKM(ρ,α)=KN(ρ,α)f. Moreover f preserves each generalized weight h, so it also intertwines the same scalar ⌊Re⁡h⌋ on that block. Therefore fUMH(ρ)=UNH(ρ)f. Unlike per-module subtraction of the lowest occurring coset weight, this normalization is identical across the entire module category. Its infinitesimal dilation is H, whereas K retains LM(0) and its possible nontrivial loop. These are distinct explicitly specified coordinate conventions.

8.1F2F3step 3.1step 5.1step 1.2step 6.1step 7.1algebra

The field-covariance argument uses the generalized-weight direct sum, its lower bound and finite state-weight truncations; it does not require finite-dimensional sums of module blocks in a lower-bounded range. The outgoing-dual clause uses the restricted dual of the finite-dimensional generalized-weight blocks specified in Restricted contragredient of a generalized VOA module. Thus for k commuting component actions with joint generalized-weight decomposition, define Hj on a joint block of weight λ by the scalar ⌊Re⁡λj⌋. Other component modes preserve that jth weight and commute with Hj; component j shifts it as in step 3.1. Thus the sum ∑Hj is an integral grading bounded below, each positive component mode lowers it, and the preceding finite-word arguments apply without finite-dimensional total truncations. Distinct component coordinate operators commute. Applying step 6.1 to each residue shows that the sum of all local residues conjugates by ∏jUjH(ρj). For a global state-valued differential, its two local coefficients are related by exactly B(ρ(z))ρ′(z)=UV(ρz)A(z), the state-sheaf transition tensored with the differential chain rule. Thus these identities apply to the global residue action with its fixed marked coordinates. In a holomorphic family with specified marked vertical coordinates the finite-word coefficients are holomorphic; on a local base neighborhood the state section has bounded state weight and bounded pole order, and the finite basis truncation bound from step 1.2 works on each constant input vector. The resulting residue vector is a finite sum of holomorphic functions times fixed module vectors. This proves the fixed-coordinate family action, without asserting a coordinate-free natural module bundle.

9.1F1F3F4step 1.2step 3.1step 6.1algebra∎

Finally set Tx=exL(1)(−x−2)L(0). For inversion the centered transition at z is t↦(z+t)−1−z−1; its coordinate operator is Tz, by factoring its rational germ and using the scaling conjugation from [F3]. Direct conjugation gives TwTw−1=I: moving (−w−2)L(0) past ew−1L(1) changes that exponential to e−wL(1), which cancels ewL(1), and the remaining diagonal factors multiply to 1 on integral state weights. Therefore, for a differential written as A(z)dz, its infinity coefficient is B(w)=−w−2Tw−1A(w−1). For a weight-q state v the opposite rth mode is the finite sum (−1)q∑j≥0(L(1)jv)(2q−j−r−2)M/j!. Step 3.1 shows that this sends M[h] into M[h+r+1−q]; its transpose sends a finitely supported restricted functional into finitely many weight-dual blocks. Thus the finite Laurent polynomial differential produces an actual restricted-dual residue vector, without invoking opposite Jacobi. The defining contragredient pairing yields ⟨Res⁡w=0YM′(B(w),w)λ,m⟩=−Res⁡w=0w−2⟨λ,YM(A(w−1),w−1)m⟩=−Res⁡z=0⟨λ,YM(A(z),z)m⟩. The final equality is the coefficient identity [w−1]w−2F(w−1)=[z−1]F(z), not an incorrect application of a centered order-one substitution to inversion. For the Laurent polynomial coefficients under consideration it is immediate termwise, and all resulting residues are well-defined. This inversion calculation does not substitute an arbitrary infinite Taylor expansion at zero into infinity: such an expansion need not be meromorphic there. At each actual outgoing mark, one instead uses its own specified local coordinate and finite-pole expansion, to which the local finite-pole and component covariance arguments above apply whenever the outgoing left module has been supplied. This accounts for the negative transpose in the two-point pairing. The definition's global sum of local left-module actions itself retains a plus sign at each marked point; module axioms for the candidate contragredient remain the duty of their separate theorem.

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