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Small-action bridge to a relaxed equilibrium profile

Statement

Assume the Axiom of Countable Choice. Fix d≥1, 0<ε<1/2, and ρˉ∈[ε,1−ε]. Let ρ:Td→[ε,1−ε] be a smooth real periodic profile with ∫Tdρ dx=ρˉ. Use normalized product Haar measure and the Fourier conventions ek(x)=exp⁡(2πik⋅x) and ρ^(k)=∫Tdρ(x)e−k(x) dx. Define ρ0=ρ and, for s>0, define the heat profile

ρs(x):=∑k∈Zde−4π2∣k∣2sρ^(k)ek(x).

Then ρs is smooth up to s=0 on every compact time interval and ρs→ρˉ in C∞(Td) as s→∞. For every S≥1 there is a smooth connector (σS,κS) on [0,1]×Td from the constant profile ρˉ to ρS, with fixed mean ρˉ, values in [ε,1−ε], and ∂tσS+∇⋅κS=0. At t=1, all time and space derivatives of this connector agree with those of the reversed heat segment (ρS+1−t,+∇ρS+1−t). Its action satisfies I[0,1](σS,κS)→0 as S→∞.

Facts & Assumptions

Given: Countable Choice, d≥1, ε, ρˉ, and the smooth periodic target ρ with the stated range and mean.

[A1]

The Axiom of Countable Choice (ACω): every at most countable family of nonempty sets has a choice function.

[F1]

Normalized SSEP macroscopic fluctuation action: I[0,T]=14∫0T∫∣j+∇ρ∣2/[ρ(1−ρ)] dx dt for smooth periodic paths bounded strictly inside (0,1).

[F2]

Fourier heat flow on the continuum torus: under Countable Choice, the Fourier multiplier e−4π2∣k∣2s defines the unique weak heat profile, which is smooth for positive time, solves ∂sρs=Δρs, preserves its initial range [0,1], and preserves its spatial mean.

Proof

1.1A1F2algebra

Since ρ is smooth and periodic, repeated integration by parts gives (1+4π2∣k∣2)mρ^(k)=(1−Δ)mρ^(k), so ∣ρ^(k)∣≤Cm(1+∣k∣2)−m for every integer m≥1. The number of lattice points with ∥k∥∞=r is at most (2r+1)d−(2r−1)d≤Cdrd−1. Thus for every multi-index α, choosing m>(d+∣α∣)/2 makes ∑k(2π∣k∣)∣α∣∣ρ^(k)∣ finite, so the Fourier series and its differentiated series converge uniformly on compact time intervals including s=0. For s≥1, the same shell bound and the Fourier formula in [F2] give ∥∂α(ρs−ρˉ)∥∞≤e−4π2s∑k≠0(2π∣k∣)∣α∣∣ρ^(k)∣e−4π2(∣k∣2−1)≤Cα,ρe−4π2s. The zero Fourier coefficient is ρ^(0)=ρˉ, proving the asserted smoothness and C∞ convergence.

2.1F2step 1.1algebra

The heat profile stays in [ε,1−ε]: the affine rescaling v0=(ρ−ε)/(1−2ε) lies in [0,1], and its Fourier heat profile vs preserves [0,1] by [F2]. The multiplier is linear and fixes constants, so ρs=ε+(1−2ε)vs; its mean is ρˉ by the zero-mode calculation in step 1.1.

3.1F2step 2.1constructalgebra

Define a(t)=0 for t≤0 and a(t)=e−1/t for t>0, and set ζ(t)=a(t)/(a(t)+a(1−t)) on [0,1]. For each derivative order, the right derivatives of a at zero are sums of terms t−me−1/t, which tend to zero; hence a is smooth and flat at zero. The denominator is positive on [0,1], ζ(0)=0, ζ(1)=1, and ζ is flat at both endpoints in the sense that all derivatives of ζ vanish at zero and all derivatives of ζ−1 vanish at one. Define σtS=ρˉ+ζ(t)(ρS+1−t−ρˉ). This is smooth by [F2], has mean ρˉ, has values in [ε,1−ε] by step 2.1, starts at ρˉ, and ends at ρS.

4.1F2step 3.1constructalgebra

Put gt=∂tσtS, which has zero mean. Define the smooth periodic potential ϕt by its Fourier coefficients ϕ^t(0)=0 and ϕ^t(k)=g^t(k)/(4π2∣k∣2) for k≠0, and set κtS=∇ϕt. Repeated integration by parts applied to the smooth gt gives rapid coefficient decay, so the series for ϕt and all its space and time derivatives converge uniformly. Termwise differentiation gives Δϕt=−gt, hence ∂tσS+∇⋅κS=0. At t=1, g1=−ΔρS, so ϕ1=ρS−ρˉ and κ1S=∇ρS. Flatness of ζ−1 at 1 makes every derivative of σS agree there with the reversed heat segment; the fixed linear Fourier inverse gives the same matching for κS.

5.1A1F1F2step 1.1step 2.1step 4.1algebra∎

For k≠0, the Fourier coefficient of ∇ϕt has magnitude ∣g^t(k)∣/(2π∣k∣). Repeated integration by parts gives ∣g^t(k)∣≤Cm∥gt∥C2m(1+∣k∣2)−m; choosing m with 2m>d−1 makes ∑k≠0(1+∣k∣2)−m/∣k∣ finite by the lattice-shell bound in step 1.1, hence ∥κtS∥∞≤Cm′∥gt∥C2m. The formula for gt and the C∞ decay in step 1.1, together with ∂sρs=Δρs from [F2], imply sup⁡0≤t≤1∥gt∥C2m→0 and sup⁡0≤t≤1∥∇σtS∥∞→0 as S→∞. By step 2.1, χ(σtS)≥ε(1−ε); since the space-time domain has measure one, [F1] bounds the connector action by 14ε(1−ε)sup⁡t,x∣κtS+∇σtS∣2, which tends to zero.

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