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Analytic symbol index, normal embedding compatibility and ordinary pushforward

Statement

Assume AC. Let T=(R/Z)r act smoothly on compact smooth manifolds without boundary. The compact-symbol triple group has a homomorphism

aT,M:KT,c0(T∗M)⟶R(T)

which sends the symbol of an equivariant elliptic operator to its analytic kernel-minus-adjoint-kernel index, and sends the folded symbol of a first-order elliptic complex to its alternating cohomology representation. It is R(T)-linear and respects equivariant diffeomorphisms and restriction of the acting group.

Let f:Y↪M be a smooth equivariant embedding of compact manifolds, with real invariant metric normal bundle N. Extend a covector on Y by zero on N to obtain j:T∗Y↪T∗M. Its normal bundle is πY∗(N⊕N∗), with complex structure J(v,η)=(−η♯,v♭). Define j! by pulling a symbol to this complex normal, taking its graded product with exterior multiplication by v+iη♯ plus its adjoint on Λ∙NC, and extending from a tubular neighborhood. Then, for every c∈KT,c0(T∗Y),

aT,M(j!c)=aT,Y(c).

This includes arbitrary symbol classes and real normal bundles, without a Dirac-type or fixed-point-dimension restriction.

For the trivial group, embed Y into RN and form the same doubled-normal extension j!c∈Kc0(T∗RN). This group is generated by the plane Bott product with plane map z=x+iξ. Its integer coefficient is denoted pY,!(c). One has

a{1},Y(c)=pY,!(c).

In particular that integer is independent of the embedding. If g∈T fixes Y pointwise, its action splits a symbol into finitely many g-eigenbundle classes cλ on each compact disk representative, and

χaT,Y(c)(g)=∑λλ pY,!(cλ).

Every identity extends to localization at the virtual representations whose character at g is nonzero, by division by that character. No assertion of an index distribution for transversally elliptic symbols is made.

Facts & Assumptions

Given: The compact torus actions, compact symbol triples, embeddings and doubled-normal complex convention in the Statement.

[A1]

Full AC is adopted as the background set-theoretic hypothesis for the listed analytic and topological constructions. The Axiom of Choice

[F1]

The triple presentation, its R(T) action and the exterior-multiplication normal Koszul symbol are defined explicitly. On a complexified real normal the invariant complex-bilinear metric identifies the bundle with its complex dual. Equivariant compact-support symbol classes and the normal Koszul class

[F2]

Compact-symbol realization supplies a representation-valued analytic index respecting continuous symbol homotopy, elementary stabilization, block sums, group restriction, coefficients and equivariant diffeomorphisms. Its two-cutoff construction identifies kernel and adjoint kernel across two supplied compact ambient embeddings of an invariant open set. For a first-order elliptic complex it proves the matrix-symbol Hodge/cohomology identification. Controlled equivariant symbol realization, homotopy and excision

[F3]

For a compact principal H-bundle P→Y and compact H-fiber S, the analytic index of the associated graded product is the base index twisted by P×H(ker⁡B−ker⁡B∗). The actual positive-order lifts and their Sobolev closure, exact commutations and ellipticity are proved there; they are not formal order-zero tensor lifts. Positive-order associated-bundle product and its equivariant index

[F4]

The local doubled-real Bott class bRk, extended to S(Rk⊕R), has index the trivial representation of O(k), with its plane map z=x+iξ. Orthogonal-equivariant compact normalization of the doubled-real Bott symbol

[F5]

Invariant metrics give equivariant exponential tubes for compact invariant submanifolds. Equivariant tubular and slice neighborhoods for compact torus actions

[F6]

The ordinary complex Bott external product is an isomorphism on finite pairs, so Kc0(R2N) is infinite cyclic with the stated plane-product generator. Complex Bott periodicity

Proof

technique · Realize the symbols analytically, use a compact normal sphere bundle for the embedding, and compute its vertical index before applying controlled excision

Given: The data and exact conventions in the Statement and [F1]–[F6].

1.1A1F1F2algebra

Apply [F2] to a representative of a compact-support triple. Its continuous bundles and maps are smoothed, radially identified with base bundles, and represented by a homogeneous elliptic symbol by the proved constructions in that supplier. Every relation in the group of [F1] is preserved by [F2], so its additive index descends to aT,M. Tensoring by representations proves R(T)-linearity. The same supplier proves the claimed operator and complex identifications, using matrix ellipticity and harmonic representatives. Its group restriction and diffeomorphism assertions give the stated naturality. In particular this step constructs an index on symbols; it does not assume an embedding theorem for that index.

1.2F2F3F4constructalgebra

First consider the zero section of a real rank-k equivariant metric bundle N→Y. Its orthonormal frame bundle P→Y is a smooth principal right O(k)-bundle; T acts on frames by the differential fiber action and commutes with right multiplication. Its compact normal sphere bundle is Z=P×O(k)S(Rk⊕R). It has an invariant open chart P×O(k)Rk=N around its north section. The vertical compact symbol is the O(k)-equivariant extension of bRk from this chart. By [F2] it has a smooth equivariant homogeneous realization, whose order may be changed to one without changing its class or index. Its finite-dimensional kernel K and adjoint kernel L obey [K]−[L]=1 by [F4]. Invariant orthogonal decompositions into irreducible finite-dimensional O(k) modules then give an actual O(k)-equivariant isomorphism K≅L⊕C: equality of their multiplicities is exactly this virtual equality. The fiber has trivial additional T action, so the associated isomorphism is also T-equivariant.

2.1F2F3step 1.1step 1.2algebra

Represent c by an order-one elliptic symbol on Y using [F2], and apply [F3] to this base symbol and the vertical sphere symbol of step 1.2. The product index is the difference of the indices twisted by KP and LP. Their equivariant bundle isomorphism KP≅LP⊕CY, block additivity and quantization independence in [F2] make that difference exactly aT,Y(c). This statement concerns all symbol classes: a virtual difference of representatives is handled additively, and no differential or Dirac representative is required.

3.1F1F2F3step 1.2step 2.1constructalgebra

In a frame chart of N, split a covector on its total space into (α;v,η), with α∈T∗Y and (v,η) the normal base and normal covector. The restriction of the associated product class from step 2.1 to T∗N is the graded product of c(α) and the normal Koszul map at v+iη♯. Its possible noninvertibility is the zero normal vector/covector over the compact support of c. The tensor differential contracts wherever either factor is invertible, so it has compact support. These local maps patch because real orthogonal frame changes intertwine exterior multiplication and its adjoint. A connection gives the indicated cotangent splitting; varying it is an affine homotopy, and [F3] proves the corresponding elliptic product-symbol homotopy. This is exactly the doubled-normal symbol defining the zero-section j! in [F1]. Thus the associated product is its extension from the normal open chart, rather than an unrelated symbol of the same dimension.

4.1F1F2F5step 2.1step 3.1algebra

For f:Y↪M, use [F5] to identify a disk neighborhood in N equivariantly with a neighborhood of Y in M. Fiber compression identifies the compact symbol in step 3.1 with one supported in this disk tube: over the compact support of c, choose one uniformly small normal radius, and compress the normal coordinates by a radial diffeomorphism. The same invariant open disk tube embeds in the compact sphere bundle Z and in M. Its cotangent identifications have precisely normal complex structure J(v,η)=(−η♯,v♭); the differential of the tube map gives this along the zero section, and the connection splittings are joined by the homotopy just used. The controlled two-cutoff excision in [F2] identifies the kernel and adjoint-kernel representations of the extensions into Z and M. Combining this equality with step 2.1 proves aT,M(j!c)=aT,Y(c). Normal ranks constant only componentwise cause no difficulty: compactness gives finitely many components, and apply the argument to each and add. For rank zero the tube is an open-and-closed component and the assertion is direct extension by zero; empty manifolds give zero.

5.1F2F4F6step 4.1constructalgebra

For the trivial group, construct an embedding Y↪RN by finitely many chart functions: choose bump functions ϕi supported in coordinate charts whose positive sets cover Y, and map to the vector of all ϕi and ϕixi,j. Equality determines a common positive chart and then its coordinates, proving injectivity; the same coordinate ratios show that the derivative is injective. Compactness makes it an embedding. Regard its target as the open Euclidean chart of SN. Step 4.1 identifies the analytic index of Y with the index of its doubled-normal extension to that sphere, and [F2] computes the latter in the Euclidean chart. By [F6], its class there is the integer pY,!(c) times bRN. The normalization [F4], restricted to the trivial group, sends this generator to 1. Hence a{1},Y(c)=pY,!(c). The left-hand side is intrinsic, proving the asserted independence of embedding. This uses only ordinary Bott periodicity; no equivariant representation Bott isomorphism has been presumed.

6.1F2step 1.1step 5.1constructalgebra∎

Suppose g fixes Y pointwise. The compact closure H=⟨g⟩‾ then fixes Y and its cotangent bundle. On a compact disk representative, its unitary bundle representations have finitely many weights: character integration gives continuous projection operators onto each weight, whose ranks are locally constant. The finitely many weights spanning a fiber still exhaust its rank on a neighborhood; compactness gives a finite global list. Their projections split the bundles and preserve the symbol. Quantize the finite blocks separately and average over H. The resulting elliptic operator represents the restricted symbol, and its kernel and adjoint kernel split into the same weight blocks. Consequently its character at g is ∑λλa{1},Y(cλ); quantization independence and group restriction in [F2] identify it with the character of aT,Y(c). Step 5.1 gives the stated formula with pY,!. Finally every index identity is R(T)-linear, and evaluation of s∈R(T) at g is a scalar. Localizing where s(g)≠0 therefore extends the identities by ordinary division, proving the last assertion.

Remarks

The comparison uses a compact normal sphere bundle and the proved associated-bundle product. Its analytic inputs include the explicit positive-order closure lift and controlled excision; ordinary Bott or a nonequivariant Dirac formula alone would not establish the embedding equality.

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