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Elimination of the frequency shift by a holomorphic contraction retraction

Statement

Let n≥1, h>0, let Ω⊆Rn, and let v:Oh(Ω)→Cn be holomorphic with ∣v∣Oh(Ω)≤B where 0≤B≤h16n. Then:

  1. Existence and uniqueness. For every ν+∈Oh/4(Ω) there is exactly one ν∈Oh/2(Ω) with ν+v(ν)=ν+. The assignment ϕ(ν+):=ν defines a map ϕ:Oh/4(Ω)→Oh/2(Ω) with ∣ϕ(ν+)−ν+∣∞≤B for every ν+.
  2. Holomorphy. ϕ is holomorphic on Oh/4(Ω).
  3. Derivative bounds. With Dϕ the complex Jacobian and the row-sum norm, for every ν+∈Oh/4(Ω) ∥Dϕ(ν+)−In∥≤16n7 Bh,equivalentlyh ∥Dϕ(ν+)−In∥≤16n7B.

Facts & Assumptions

Given: The dimension n, the parameter width h>0, the set Ω⊆Rn, and the holomorphic vector field v with ∣v∣Oh(Ω)≤B and 0≤B≤h/(16n).

[F2]

Cauchy bound in the parameter variable: if u is holomorphic and ∣u∣≤M on Oh(Ω), then ∣∂νju∣≤M/δ on Oh−δ(Ω) for every 0<δ<h (Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods clause 2, with the ν-variable in place of the action variable).

[F3]

The complex Euclidean dictionary makes Cn complete in its Euclidean metric (Complex m-space and its real coordinate dictionary). For every z∈Cn, ∣z∣∞≤∣z∣2≤n ∣z∣∞, so a sequence is Cauchy or convergent in the supremum metric exactly when it is Cauchy or convergent in the Euclidean metric; hence Cn is complete in the supremum metric as well. The set K:={ν:∣ν−ν+∣∞≤2B} is closed: if ν∉K, the reverse triangle inequality gives a positive-radius supremum ball about ν disjoint from K (The metric topology: a set is open when every one of its points has a ball around it inside the set; closed means open complement). Thus K is complete by the closed-subspace direction of Closed subspaces of complete metric spaces are complete; the converse under countable choice clause 2. This argument includes B=0, when K={ν+}; compactness is not needed.

[F5]

On an open subset of C, a locally uniform limit of scalar holomorphic functions is holomorphic (Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly). A continuous separately holomorphic scalar function on a complex polydisc has a local absolutely convergent power-series expansion (A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc). Apply these statements to each coordinate slice and each scalar component, respectively; the several-variable statement requires continuity as well as slice holomorphy.

[F6]

Operator norm and the inverse bound: for the row-sum norm ∥M∥=max⁡i∑j∣Mij∣ one has ∥MN∥≤∥M∥ ∥N∥ and ∥In∥=1 (The operator norm as the least bound and as the unit-sphere or unit-ball supremum); if ∥M∥≤1/2 then In+M is invertible with ∥(In+M)−1∥≤1/(1−∥M∥) and ∥(In+M)−1−In∥≤∥M∥/(1−∥M∥), because (In+M)−1=∑k≥0(−M)k converges in the operator norm.

[F7]

If ui:[0,1]→C is differentiable as a map of real variables, apply the one-variable mean-value inequality to its realification [0,1]→R2 to obtain ∣ui(1)−ui(0)∣≤sup⁡t∈[0,1]∣ui′(t)∣; the derivative of a composition with a line segment is given by the chain rule (The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a), The mean value inequality: if f:[a,b]→Rm is continuous and differentiable on (a,b) with ∥f′∥2≤M, then ∥f(b)−f(a)∥2≤M(b−a), Complex m-space and its real coordinate dictionary).

Proof

technique · direct; solve the frequency equation by the contraction principle on the closed supremum-metric set of points at distance at most $2B$ from $\nu_+$, prove holomorphy from the uniformly convergent iteration, and differentiate the defining identity to bound the Jacobian
1.1F1givenalgebra

The closed set lies inside the parameter domain. Fix ν+∈Oh/4(Ω) and put K:={ν∈Cn:∣ν−ν+∣∞≤2B}, which is nonempty also when B=0. Every ν∈K satisfies dist⁡∞(ν,Ω)≤dist⁡∞(ν+,Ω)+2B<h/4+2⋅h/(16n)≤h/4+h/8<h/2, so K⊆Oh/2(Ω)⊆Oh(Ω).

2.1step 1.1F2F7algebra

The map and its contraction property. Define T(ν):=ν+−v(ν) on K. For ν∈K, ∣T(ν)−ν+∣=∣v(ν)∣≤B≤2B, so T(K)⊆K. For ν,ν′∈K, the segment between them lies in K⊆Oh/2. By [F2], each entry of Dv has modulus at most 2B/h there. Along the segment, the derivative of each realified complex component of v is therefore bounded by (2B/h)∑j∣νj−νj′∣≤(2nB/h)∣ν−ν′∣∞. Applying [F7] componentwise gives ∣v(ν)−v(ν′)∣∞≤(2nB/h)∣ν−ν′∣∞≤18∣ν−ν′∣∞, because B≤h/(16n). Thus T:K→K is a contraction with factor 1/8.

3.1step 2.1F3F4algebra

Fixed point. K is complete by [F3], so [F4] gives exactly one ν∈K with T(ν)=ν, i.e. ν+v(ν)=ν+, and then ∣ν−ν+∣=∣v(ν)∣≤B. If ν1,ν2∈Oh/2(Ω) both satisfy νi+v(νi)=ν+, then each lies in K because ∣νi−ν+∣=∣v(νi)∣≤B≤2B; their connecting segment lies in the convex ball K, so ∣ν1−ν2∣=∣v(ν2)−v(ν1)∣≤(1/8)∣ν1−ν2∣ by the same estimate of step 2.1, hence ν1=ν2. This proves the uniqueness assertion of clause 1 and defines ϕ.

4.1step 1.1step 2.1step 3.1F1F5algebra

Holomorphy. On the open set U:=Oh/4(Ω) define f0(x):=x and fk+1(x):=x−v(fk(x)). Steps 1.1 and 2.1 keep every fk(x) in the ball Kx:={z:∣z−x∣∞≤2B}⊆Oh/2(Ω), so induction and holomorphic composition make each fk:U→Cn holomorphic. The increments satisfy ∣fk(x)−fk−1(x)∣∞≤8−(k−1)B for k≥1, uniformly in x, hence fk→ϕ uniformly on U by step 3.1. Each scalar component of ϕ is continuous: at a point, approximate it uniformly by a continuous component of fk within one third of a prescribed tolerance, and use continuity of that component for the remaining third. On any coordinate disc contained in U, the corresponding scalar components converge uniformly and are one-variable holomorphic, so the one-variable part of [F5] makes the limit holomorphic on that slice. Thus every component of ϕ is continuous and separately holomorphic; the polydisc part of [F5], applied on a polydisc about each point of U, gives its local power-series expansion. This proves clause 2, including B=0 when every iterate is the identity; if U is empty the assertion is vacuous.

5.1step 2.1step 4.1F2F6algebra∎

Derivative bound. Differentiating the identity ϕ(ν+)+v(ϕ(ν+))=ν+ with respect to ν+ (both sides holomorphic in ν+ on Oh/4) gives (In+Dv(ϕ(ν+)))Dϕ(ν+)=In, and ∥Dv(ϕ(ν+))∥≤2nB/h≤1/8 by step 2.1, so [F6] gives ∥Dϕ(ν+)−In∥=∥(In+Dv∘ϕ)−1−In∥≤∥Dv∘ϕ∥1−∥Dv∘ϕ∥≤2nB/h7/8=16n7Bh. This is clause 3.

Remarks

  • Why 2B and h/(16n). The radius 2B is what makes the range of T stay in the ball while keeping the ball inside Oh/2; the smallness B≤h/(16n) makes the row-sum Lipschitz constant at most 1/8, so the inverse bound costs the factor 8/7.
  • Uniformity. The constant in clause 3 is explicit and independent of ν+; this is exactly the smallness later used to compare the perturbed frequency parametrisation with the unperturbed one.

Depends on

Dependency tree · 2 levels

Sources