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Fourier decay, Cauchy derivative bounds, lattice shell counts and the exponential small-divisor sums on action-angle neighbourhoods
Statement
Fix , . Let be of one of the following two types.
- Joint-parameter type: , is nonempty, is holomorphic, bounded, and -periodic in .
- Phase-only type: is holomorphic, bounded, and -periodic in . In this case put and omit the variable and all parameter-derivative conclusions below.
In the joint-parameter case put . In either case, for each Fourier coefficient satisfies where is omitted in the phase-only case. For with , the Fourier series of converges absolutely and uniformly on the full open product (and also on in the joint-parameter case), and its sum is . Every is holomorphic in its non-angle variables. The series and every series obtained by differentiating in , , or (in the joint-parameter case) converge locally uniformly on the corresponding open product and may be differentiated termwise there.
For the joint-parameter type, and for all indicated indices, The same action and angle inequalities hold in the phase-only case with all parameter slots omitted. These estimates are on the stated smaller open domains; no uniform derivative convergence on the original open domain is asserted.
For every integer and , Here constants depend only on the displayed subscripts. For and with , the Fourier cutoff satisfies in the joint-parameter case, with the analogous phase-only supremum bound. Products of bounded holomorphic functions on the same domain are holomorphic and obey the product sup-norm bound. A uniform limit on the full domain of holomorphic functions with norms at most is holomorphic and has norm at most .
Facts & Assumptions
Given: The dimension , the domains and widths in one of the two cases of the Statement, and the bounded periodic holomorphic function .
In the joint case, holomorphy means continuity and separate holomorphy on ; in the phase-only case it means the corresponding condition on . Such functions have local absolutely convergent power series (Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels, A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc, Directional derivatives and partial derivatives of a map ).
The integral of a holomorphic function around a rectangle in its domain is zero, and reversal and concatenation of complex line integrals have their usual sign and additivity (Goursat's theorem for rectangles: a holomorphic function integrates to zero around every rectangle contained in its domain, Complex line integrals change sign under reversal and add under concatenation, The complex line integral over a rectifiable path as a componentwise Riemann–Stieltjes integral).
If , is holomorphic on and on , then for (Cauchy estimates on a smaller concentric disc).
Locally uniform limits of holomorphic functions of one variable are holomorphic; a locally uniformly convergent series can be differentiated termwise. Continuous separately holomorphic functions of several variables are holomorphic and have local power-series expansions (Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly, A locally uniformly convergent series of holomorphic functions may be differentiated term by term, A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc).
For a continuous one-periodic function, its Fej'er means converge uniformly; consequently a continuous one-periodic function with all Fourier coefficients zero is zero (Fejer means converge uniformly for continuous periodic functions).
Continuous functions on a compact rectangle have iterated Riemann integrals, the orders agree, and the norm of an integral is bounded by the integral of the norm (Sections, lower and upper section integrals, and iterated Riemann integrals on product rectangles and Jordan sets, Riemann--Fubini on product rectangles, with lower and upper section integrals and content-zero exceptional sections, For and integrable when , ; for , is integrable, If on and both are integrable then ; and , Intervals of : the nine order-convex forms, nondegeneracy, and length).
If a holomorphic function on a connected open subset of vanishes on a nonempty open subset, it vanishes identically (A holomorphic function vanishing on a nonempty open subset of a domain vanishes identically).
For , (For , , and for the series diverges).
Proof
Proof technique: direct; shift the full Fourier integrand, use the Cauchy bounds on strict coordinate margins, and sum the lattice shells.
Fix all variables except one real angle and put , with the absent parameter omitted in the phase-only case. Since and is -periodic, is periodic and holomorphic for . For , shift the integration segment to ; the rectangle integral is zero by [F2], and the two vertical integrals cancel by periodicity. On the shifted segment , so the th Fourier integral gains that factor. Applying this in each coordinate, using [F6], gives . For take ; for the claimed bound is the trivial estimate .
The number of signed integer vectors with is at most times the number of nonnegative integer -tuples with sum . Choosing the first entries, each between and , gives at most vectors. Therefore For , comparison on gives . Thus which is finite and proves the positive-power bound after applying the shell count. If , then and ; this proves the negative-power bound.
Products of local power series are local power series and satisfy the pointwise product bound. For a uniform limit on the full domain, continuity passes to the limit and every coordinate slice is a locally uniform limit of one-variable holomorphic functions; [F4] makes the limit separately holomorphic and hence holomorphic, while passing to the limit in the pointwise bound gives norm at most .
For and , the estimate of step 1.1 gives on The product of one-dimensional geometric sums in [F8] is at most ; hence the Fourier series is absolutely and uniformly convergent on the full stated open product. Its sum is continuous and, by locally uniform convergence and [F4], holomorphic. For fixed non-angle variables, its Fourier coefficients are exactly , by uniform convergence and [F6]. The difference from therefore has zero Fourier coefficients and vanishes on the real torus by [F5], applied successively in the angle coordinates. At each real angle point all real derivatives of this difference vanish; holomorphicity identifies these with its complex Taylor coefficients, so its local power series is zero on a complex polydisc. The strip is connected, so [F7] gives equality on the full complex strip. For joint-parameter data, the Fourier coefficient is holomorphic in : its Riemann sums are holomorphic and converge uniformly on every compact subset of , so [F4] and separate holomorphy apply.
The coordinate Cauchy estimate [F3] on a radius- disc about gives the first action-derivative bound, and the same argument on the angle and parameter coordinates gives the other first-derivative bounds. For a second derivative in the same coordinate, [F3] with order gives the factor ; for distinct coordinates, use the iterated Cauchy formula on the product of their coordinate circles, obtaining . This yields the stated action, angle, and mixed estimates on their strict smaller domains.
Let and choose the coefficient-shift margin , which lies strictly between and . On each discarded Fourier term is bounded by . For , ; summing with [F8] and step 1.2 gives the stated truncation bound, after absorbing into .
On any compact subset of the smaller open product in clause 1 there are positive action, angle, and (in the joint case) parameter margins to the boundary of the original domain. Apply step 1.1 with a fixed strictly smaller strip width, then apply the coordinate Cauchy estimates of step 2.2 on those margins. Each differentiated Fourier term is bounded by a polynomial in times for some depending on the compact set. The shell comparison of step 1.2 makes these bounds summable. The Weierstrass test therefore gives locally uniform convergence of each termwise-differentiated series, and [F4] identifies those sums with the corresponding derivatives.
Remarks
- Why the contour shift needs only Goursat. The shifted contour is a rectangle in one coordinate at a time; the other coordinates are held fixed or have already been shifted, and the independence of the iterated integral from the order of integration is [F6]. No subharmonicity, elliptic regularity or several-variable Cauchy formula is used.
- The loss is conservative. Clause 3's exponents are those of the direct estimates; the KAM items below use only and the stated powers , so no sharper small-divisor bound is assumed. In particular the sharper dimension exponent of the classical theory is not claimed.
- No choice. All suppliers cited in this item are formulated without the Axiom of Choice beyond what their own statements declare; the countable choice used elsewhere in the batch enters only through the measure-theoretic items.
Depends on
Analytic KAM data: angular tori, action-angle neighbourhoods, Fourier cutoffs and Diophantine frequency labels
Goursat's theorem for rectangles: a holomorphic function integrates to zero around every rectangle contained in its domain
Complex line integrals change sign under reversal and add under concatenation
The complex line integral over a rectifiable path as a componentwise Riemann–Stieltjes integral
Cauchy estimates on a smaller concentric disc
A continuous separately holomorphic function is the sum of an absolutely convergent power series with Cauchy-integral coefficients on every smaller polydisc
Locally uniform limits of holomorphic functions are holomorphic and their derivatives converge locally uniformly
A locally uniformly convergent series of holomorphic functions may be differentiated term by term
Fejer means converge uniformly for continuous periodic functions
A holomorphic function vanishing on a nonempty open subset of a domain vanishes identically
Sections, lower and upper section integrals, and iterated Riemann integrals on product rectangles and Jordan sets
Riemann--Fubini on product rectangles, with lower and upper section integrals and content-zero exceptional sections
For and integrable when , ; for , is integrable
If on and both are integrable then ; and
For , , and for the series diverges
Intervals of : the nine order-convex forms, nondegeneracy, and length
Open ball, closed ball and sphere in a metric space
Directional derivatives and partial derivatives of a map
Dependency tree · 2 levels
Sources
- Jürgen Pöschel, A Lecture on the Classical KAM Theorem, arXiv:0908.2234, §1-§2 (contour shift for Fourier coefficients $|g_k|\le|g|_s e^{-s|k|_1}$; lattice shell estimate $\sum_k|k|^\tau e^{-\sigma|k|_1}\le C\sigma^{-\tau-n}$; Fourier truncation), PDF pp. 5-13.
- Rafael de la Llave, A Tutorial on KAM Theory (AMS Proc. Sympos. Pure Math. 69, revised version), §3.1 (analytic norms and Fourier coefficients) and §3.3 (Diophantine properties and the shell counts for the resonant strips), printed pp. 24-31 and 32-36.