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Weighted Hölder Poisson inversion and openness of the normalized volume equation

Statement

Assume the Axiom of Choice. Let X be a compact connected Kähler manifold of complex dimension n≥1, with smooth Kähler forms ω0 and ω1. Put dVa=ωan, ρ=dV1/dV0, and Δ1u=tr⁡ω1(i∂∂ˉu). Fix an integer k≥0 and 0<α<1. Define Ck,α(X,R) by any finite smooth precompact atlas and the sum of the usual derivative suprema and top-derivative Hölder seminorms on compact inner charts; equivalent choices give equivalent norms. Let C0k,α be the closed subspace of functions with ∫Xu dV0=0. Then L=ρΔ1:C0k+2,α⟶C0k,α is a bounded linear bijection with bounded inverse. In particular the mean-zero subspaces in this assertion both use the fixed reference volume dV0, even though the Poisson equation is solved for ω1.

The unweighted equation has the global estimate ∥u∥Ck+2,α≤C(∥Δ1u∥Ck,α+∥u∥C0) for smooth real u. If ρt is a smooth positive density path of constant total volume ∫XρtdV0=∫XdV0, then the parameters admitting a smooth normalized solution of (ω0+i∂∂ˉϕ)n=ρtdV0 with positive form constitute a relatively open set. The inverse and openness claims include complex dimension one.

Facts & Assumptions

Given: X, the two Kähler forms, k, α, and AC.

[F1]

Kähler class, canonical bundle, and Ricci form fixes ω=igabˉdza∧dzˉb. The scalar trace Laplacian is gabˉ∂a∂bˉ; it is nonpositive in the integral pairing by The general Stokes theorem.

[F2]

Compact Laplace-type operators: smooth kernel, closed range and Green inverse supplies the bounded Green inverse G:L2→H2 for a smooth formally symmetric positive-symbol Laplace-type operator on a compact boundaryless manifold, on the orthogonal complement of its smooth kernel. It preserves smooth data. No Hölder regularity is imported through this fact.

[F3]

Interior Schauder estimate for uniformly elliptic equations applies on real balls of dimension at least two to a bounded C2 solution of a scalar nondivergence elliptic equation with C0,α coefficients and source. It proves the actual C2,α regularity and estimate, with explicit dependence on ellipticity, coefficient norms and nested-ball radii.

[F4]

Hölder spaces Ck,α, closure and interior scaled norms, and Ck,α domains gives the coordinate norms. Smooth partitions of unity exist on manifolds supplies smooth subordinate cutoffs; on this compact manifold finitely many precompact charts suffice. Real and finite-dimensional Euclidean Ascoli–Arzelà criteria gives a uniformly convergent subsequence for each bounded equicontinuous finite derivative-array sequence on each nonempty compact coordinate ball, with values in a finite-dimensional real Euclidean space.

[F5]

Implicit function theorem for Banach spaces applies to a continuously Fréchet differentiable map between real Banach spaces whose derivative in the unknown is a bounded linear isomorphism.

[A1]

The Axiom of Choice supplies the countable/dependent choice of these analytic suppliers by AC implies DC implies countable choice.

Proof

Given: [F1]–[F5] and [A1].

1.1F4A1constructalgebra

We first specify the function-space facts needed below. Choose finitely many coordinate balls with larger concentric balls still in the charts and compact inner balls covering X. Changes of coordinates and their derivatives are bounded on these finitely many compact overlaps, so the chain rule and [ab]α≤∥a∥∞[b]α+∥b∥∞[a]α compare any two such norms. If a sequence is Cauchy in Cr,α, every derivative through order r converges uniformly on each compact ball. Integration on coordinate segments shows that these limits are the successive derivatives of the limiting function. The top-order difference quotients obey the Cauchy bounds on passage to the limit, proving convergence in the full norm. Overlap identities pass uniformly, so these limits define one function on X. Thus the global spaces are Banach. Integration against a fixed smooth density is continuous, so the indicated mean-zero subspaces are closed and Banach. Repeated Leibniz and the displayed product estimate make multiplication a continuous bilinear map on each Cr,α. Smooth coefficients act boundedly.

2.1F3F4step 1.1algebrainduction

The real principal matrix of Δ1 is positive definite on every compact chart, and its coefficients are smooth. Applying [F3] on finitely many inner/outer balls gives ∥u∥C2,α≤C(∥Δ1u∥C0,α+∥u∥∞) for smooth u. Higher orders follow without assuming a new higher-order estimate: for L0=aij∂ij+bi∂i and a coordinate derivative Dβ, the equation for Dβu is L0Dβu=Dβ(L0u)−∑0<γ≤β(βγ)(Dγaij)Dβ−γ∂iju−∑0<γ≤β(βγ)(Dγbi)Dβ−γ∂iu. Every commutator term contains at most ∣β∣+1 derivatives of u. Inductively use the already obtained C∣β∣+1,α estimate on intermediate balls, and [F3] on smaller balls, to obtain the claimed Ck+2,α estimate, with a constant depending on finitely many coefficient norms and on the chosen fixed nested radii. For every fixed k these balls can be chosen in the original atlas and their innermost subballs still cover X. This proves the unweighted global estimate in the Statement.

2.2F1F2step 1.1algebraconstruct

Stokes gives −∫XuΔ1u dV1=∫X∣∂u∣ω12dV1, so the kernel on smooth real functions consists exactly of the constants, by connectedness. The positive-frequency symbol of P=−Δ1 is scalar positive definite; P is formally symmetric for dV1. Hence [F2] applies with real trivial line bundle and precisely its H2 domain, in real dimension 2n≥2. For a smooth f of zero dV0-mean, put h=f/ρ. Its compatibility condition is exactly ∫Xh dV1=∫Xf dV0=0. Let v=G(−h), so Δ1v=h and v is smooth of zero dV1-mean. Set u=v−(∫Xv dV0)/(∫XdV0). Then Lu=f and u has the required reference mean zero. The L2→H2 Green bound, equivalence of the two smooth positive densities, and Cauchy–Schwarz for this constant correction give ∥u∥L2(dV0)≤C∥f∥L2(dV0). Thus no wrong-volume orthogonality condition has been imposed.

3.1F3step 1.1step 2.1step 2.2algebra

To remove the C0 term from the estimate, a uniform coordinate-ball averaging argument gives, for every ε>0, ∥u∥∞≤ε∥u∥Ck+2,α+Cε∥u∥L2(dV0). Indeed at a maximum-modulus point choose one of the inner charts. On a surrounding coordinate ball of radius r lying in its outer chart, the mean value theorem bounds the difference between the central value and the ball average by Cr∥Du∥∞, while Cauchy–Schwarz bounds the average by Cr−n∥u∥2; coordinate densities are uniformly comparable to Lebesgue measure. Choose r uniformly small so the first coefficient is at most ε. Insert this inequality into step 2.1, using bounded multiplication by ρ−1 and then the L2 bound from step 2.2. Absorbing with ε smaller than the reciprocal of twice the Schauder constant gives ∥u∥Ck+2,α≤C∥f∥Ck,α for the smooth normalized solution. All constants here concern the fixed smooth metrics, not a varying degenerating family.

4.1F1F2F4step 1.1step 2.2step 3.1A1constructalgebra

Now let f∈C0k,α without a smoothness assumption. Subordinate cutoffs and convolution on the outer charts produce smooth fj with uniformly bounded Ck,α norms and fj→f in Ck,β for every 0<β<α; subtract their dV0 averages. The bounds follow by differentiating convolution and the identity ∣ηϵ∗w(x)−ηϵ∗w(y)∣≤[w]α∣x−y∣α for a nonnegative unit-mass mollifier. Uniform convergence of each derivative through order k follows from continuity on compact supports; the interpolation split into ∣x−y∣≤δ and ∣x−y∣>δ then gives convergence at every smaller exponent. We do not assert smooth density in the full Ck,α norm. Solve for smooth uj by step 2.2. Step 3.1 bounds them uniformly in Ck+2,α. The Euclidean Arzelà–Ascoli supplier in [F4], applied to the finitely many derivative arrays and compact chart balls, gives a subsequence converging in Ck+2,β to a normalized u. Each α difference quotient of each top derivative passes to its limit, so u∈Ck+2,α with the same bound. The equation passes in C0, giving Lu=f. Uniqueness follows from the kernel argument in step 2.2, which also applies to a Ck+2,α function by classical integration by parts. Therefore this solution map is linear and bounded, proving the stated Banach isomorphism. This is the full passage from the L2 Fredholm inverse to the Hölder inverse.

5.1F3step 1.1step 2.1step 4.1algebrainduction

The local regularity bootstrap used for openness must also start at the regularity the implicit theorem supplies. Here is its needed form. If u∈C2,α solves a scalar uniformly elliptic equation with coefficients and source in C1,α, form the coordinate difference quotient δhu(x)=(u(x+hea)−u(x))/h on a smaller ball. It lies in C2,α for every nonzero h. Its equation has source δhf−(δhaij)(∂iju)(x+hea)−(δhbi)(∂iu)(x+hea)−(δhc)u(x+hea) for an operator with the unshifted coefficients. Each coefficient difference quotient is bounded in C0,α by the C1,α norm, using δha=∫01∂aa(x+shea) ds; the same holds for f. The source norm is uniformly bounded, as is ∥δhu∥∞≤∥∂au∥∞. Thus [F3] bounds δhu uniformly in C2,α on an inner ball. Passing to a subsequence as in step 4.1 shows ∂au∈C2,α. Therefore u∈C3,α. Repeating this argument on differentiated equations, with the explicit commutator formula of step 2.1, proves the higher-order regularity and estimates whenever the corresponding coefficient and source derivatives are available. This avoids applying a classical C2 estimate to a derivative known initially only to be C1.

6.1F1F5step 1.1step 4.1step 5.1algebra∎

Define V(ϕ)=(ω0+i∂∂ˉϕ)n/dV0 on the open positive cone in C03,α. It is a polynomial in the coordinate second derivatives of ϕ and fixed smooth coefficients, so step 1.1 makes it a smooth Banach-space map to C1,α. It has fixed total integral: the difference of the two top forms is i∂∂ˉϕ∧∑j=0n−1ωϕj∧ω0n−1−j, and Stokes makes its integral zero. For C3,α potentials this follows by smooth approximation in C2, preserving positivity, and continuity of the determinants and integrals. At any smooth solution ϕ∗, determinant differentiation gives DVϕ∗(ψ)=ρ∗Δωϕ∗ψ, where ρ∗=ωϕ∗n/dV0. This derivative maps exactly the fixed-reference zero-mean spaces and is a bounded isomorphism by step 4.1 with k=1. Apply [F5] with the density difference y as a Banach-space parameter to V(ϕ)−ρ∗−y. It gives normalized positive C3,α solutions for all y sufficiently small in the reference-mean-zero C1,α space. Take y=ρt−ρ∗ for sufficiently close path parameters within the given interval; no parameter extension beyond an endpoint is needed. In a holomorphic chart write habˉ=gabˉ+ϕabˉ. Taking a first coordinate derivative of log⁡det⁡h=log⁡det⁡g+log⁡ρt shows that ψ=∂cϕ satisfies habˉψabˉ=∂c(log⁡det⁡g+log⁡ρt)−habˉ∂cgabˉ. The coefficients and source are C1,α, while ψ∈C2,α; step 5.1 gives ψ∈C3,α, hence ϕ∈C4,α. Iteration gives smoothness. Thus the smooth solvability set is relatively open.

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