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Bounded Borel calculus of strongly commuting self-adjoint operators

Statement

Assume the Axiom of Choice and the Axiom of Countable Choice (The Axiom of Choice, The Axiom of Countable Choice (ACω)). Let H be a nonzero complex Hilbert space and let A,B be self-adjoint operators on H with spectral projection-valued measures EA,EB that strongly commute in the sense of Strong spectral commutation of self-adjoint operators clause (b): EA(Λ)EB(Σ)=EB(Σ)EA(Λ)for all Borel Λ,Σ⊆R. For a bounded Borel function h write h(A):=∫h dEA and h(B):=∫h dEB for its operators under the bounded Borel functional calculus (Bounded borel pvm integral). Then:

(a) for all bounded Borel f,g:R→C, f(A)g(B)=g(B)f(A);

(b) for every bounded Borel f one has f(B)D(A)⊆D(A), and A f(B)x=f(B)Axfor every x∈D(A); the same statement holds with the roles of A and B exchanged, and it is also true with f(B) replaced by any bounded linear combination or norm limit of bounded Borel functions of B;

(c) for every bounded Borel f the bounded operator f(B) commutes with all spectral projections of A: f(B)EA(Λ)=EA(Λ)f(B) for every Borel Λ⊆R. Consequently, for real-valued bounded Borel f the pair (f(A),B) strongly commutes: the map F(Λ):=EA(f−1(Λ)) is a projection-valued measure on the Borel sets of R representing the bounded self-adjoint operator f(A), and F(Λ)EB(Σ)=EB(Σ)F(Λ) for all Borel Λ,Σ; hence also (f(A),g(B)) strongly commutes for real-valued bounded Borel f,g.

Facts & Assumptions

Given: The Axiom of Choice and the Axiom of Countable Choice; a nonzero complex Hilbert space H; self-adjoint operators A,B with strongly commuting spectral projection-valued measures EA,EB; bounded Borel functions f,g,h; vectors x∈D(A) and y∈D(B).

[F1]

Bounded Borel calculus. For bounded Borel h the operator ΦE(h)=∫h dE is the unique bounded operator with ⟨ΦE(h)x,y⟩=∫h dEx,y, it satisfies ∥ΦE(h)∥≤∥h∥∞, ⟨ΦE(h)x,x⟩=∫h dEx and ∥ΦE(h)x∥2=∫∣h∣2 dEx, it is the norm limit of ∫sn dE for every sequence of complex simple functions with ∥h−sn∥∞→0, and for a simple function s=∑jcj1Dj over a disjoint measurable cover one has ∫s dE=∑jcjE(Dj) (Bounded borel pvm integral clauses 1 and 2). A projection-valued measure is multiplicative, E(Λ∩Σ)=E(Λ)E(Σ), and every value is an orthogonal projection (Projection valued measure).

[F2]

Star homomorphism. The map h↦ΦE(h) is linear and unital, multiplicative, and adjoint preserving: ΦE(hg)=ΦE(h)ΦE(g) and ΦE(h‾)=ΦE(h)∗ (Pvm integral is a star homomorphism clauses 1-3).

[F3]

Spectral theorem and truncated integrals. The spectral projection-valued measure of a self-adjoint operator is unique, its scalar measures EA,x(Λ)=⟨EA(Λ)x,x⟩ are finite Borel measures with EA,x(R)=∥x∥2, and D(A)={x:∫λ2 dEA,x<∞} with ∥Ax∥2=∫λ2 dEA,x for x∈D(A) (Spectral theorem for unbounded self-adjoint operators (PVM form)). For g:R→C Borel the operator g(A) has domain {x:∫∣g∣2 dEA,x<∞} and satisfies ∥g(A)x∥2=∫∣g∣2 dEA,x; the operators An:=∫λ1{∣λ∣≤n} dEA are bounded with ∥Anx∥2=∫λ21{∣λ∣≤n} dEA,x, and Anx→Ax for every x∈D(A) (Unbounded Borel functional calculus: domains, products, spectral mapping; Bounded borel pvm integral for the bounded truncations).

[F4]

Norm convergence of simple approximants. For every bounded complex-valued Borel function h on R and every ε>0 there is a complex simple Borel function s with ∥h−s∥∞≤ε: choose M>∥h∥∞ and partition the square [−M,M]+i[−M,M]⊂C into finitely many Borel squares of diameter at most ε. Their inverse images under h, after empty sets are removed, form a finite disjoint measurable cover; choose a value in each square and let s take that value on its inverse image. Then ∥ΦE(h)−ΦE(s)∥≤∥h−s∥∞ by [F1].

[F5]

Regularity on the real line. Scalar measures of any PVM are finite positive measures of mass ∥x∥2 (Scalar and complex measures from a pvm clause 1). A Borel measure finite on compact sets on a locally compact Hausdorff space whose open sets are sigma-compact is regular, under Countable Choice (Sigma-compact open sets make locally finite Borel measures regular). Here R is locally compact (Rn is locally compact and σ-compact at n=1) and Hausdorff (Distinct points of a metric space have disjoint balls around them). Every open U⊆R is a countable union of rational intervals (a,b) (Every open subset of the real line is a countable union of open intervals with rational endpoints); each is the union over k≥0 of the compact intervals [a+(b−a)/(k+3),b−(b−a)/(k+3)] (Heine-Borel by bisection: every closed bounded interval [a,b] is compact). Thus every open set is sigma-compact, including the empty set.

[F6]

Monotone convergence. For increasing nonnegative measurable functions, the integral of the limit is the limit of the integrals (Monotone convergence for the integral).

Proof

technique · verify the commutation on simple functions, transfer it to all bounded Borel functions by uniform approximation in operator norm, and control the domain statement by truncating the unbounded operator

Given: The data of the statement and [F1]-[F6].

1.1givenF1algebra

[Simple functions commute] Let f=∑iai1Λi and g=∑jbj1Σj be complex simple Borel functions over disjoint measurable covers. By [F1], f(A)=∑iaiEA(Λi) and g(B)=∑jbjEB(Σj), so f(A)g(B)=∑i,jaibjEA(Λi)EB(Σj)=∑i,jaibjEB(Σj)EA(Λi)=g(B)f(A), because products of scalars commute and each pair of projections commutes by the strong commutation hypothesis.

1.2F1F4constructalgebra

[Uniform approximation] Let f,g be bounded Borel and fix ε>0. By [F4] choose simple s,t with ∥f−s∥∞≤ε and ∥g−t∥∞≤ε. By [F1], ∥s(A)−f(A)∥≤ε, ∥t(B)−g(B)∥≤ε and ∥t(B)∥≤∥g∥∞+ε, so the operator norm estimate ∥s(A)t(B)−f(A)g(B)∥≤∥s(A)−f(A)∥ ∥t(B)∥+∥f(A)∥ ∥t(B)−g(B)∥≤ε(∥g∥∞+ε+∥f∥∞) gives s(A)t(B)→f(A)g(B) in operator norm as ε↓0, with the approximants chosen along any sequence εn→0.

2.1step 1.1step 1.2F1algebra

[Clause (a)] Let f,g be bounded Borel and choose the approximating sequences sn→f, tn→g of step 1.2. By step 1.1, sn(A)tn(B)=tn(B)sn(A) for every n; both sides converge in operator norm to f(A)g(B) and to g(B)f(A) respectively by step 1.2 (applied to the pairs (sn,tn) and (tn,sn)). Limits in operator norm are unique, so f(A)g(B)=g(B)f(A). This is (a).

3.1step 2.1F1algebra

[Clause (c), first part] Let f be bounded Borel and let Λ be Borel. Applying (a), already proved, to the bounded Borel function 1Λ of A and f of B gives EA(Λ)f(B)=f(B)EA(Λ). This is the first assertion of (c).

4.1step 3.1F1F3F6algebra

[Clause (b), membership in the domain] Fix a bounded Borel f and x∈D(A); put y:=f(B)x. Put un(λ):=λ1{∣λ∣≤n}, so that An=∫un dEA is a bounded Borel function of A; clause (a), already proved, applied to the pair of bounded Borel functions (un,f) gives Anf(B)=f(B)An, so by [F1] and [F3] ∫λ21{∣λ∣≤n} dEA,y=∥Any∥2=∥Anf(B)x∥2=∥f(B)Anx∥2≤∥f(B)∥2∥Anx∥2≤∥f(B)∥2∥Ax∥2, where the last step uses ∥Anx∥≤∥Ax∥ for x∈D(A). Letting n→∞ and using monotone convergence on the left (equivalently the identities of [F3]) gives ∫λ2 dEA,y≤∥f(B)∥2∥Ax∥2<∞, so y∈D(A).

5.1step 4.1F1F3algebra

[Clause (b), action] With x and y=f(B)x as in step 4.1, both x and y lie in D(A). By [F3], Anx→Ax and Any→Ay. Using Anf(B)=f(B)An from step 4.1, Ay=lim⁡nAny=lim⁡nAnf(B)x=lim⁡nf(B)Anx=f(B)Ax, the last equality because f(B) is bounded and Anx→Ax. Hence Af(B)x=f(B)Ax for every x∈D(A). Exchanging the roles of A and B gives the other asserted identity, since the strong commutation hypothesis is symmetric.

6.1step 5.1F1algebra

[Norm limits of functions of B] Let Tn be a sequence of bounded Borel functions of B that converges in operator norm to a bounded operator T. By steps 4.1-5.1, for every x∈D(A) one has Tnx∈D(A) and ATnx=TnAx. Thus Tnx→Tx and ATnx=TnAx→TAx. Since the self-adjoint operator A is closed, Tx∈D(A) and ATx=TAx. Finite bounded linear combinations are again bounded Borel functions of B, so the same domain and action identities hold for them. This completes (b).

7.1step 3.1F1F2F3F4F5F6algebra∎

[Clause (c), composition] Let f be real-valued and bounded Borel and put F(Λ):=EA(f−1(Λ)) for Borel Λ⊆R. Preimages preserve the empty set, the whole space, complements and countable unions, so F is a projection-valued measure. Each Fx is a finite positive Borel measure, hence finite on compact sets, and is regular by [F5]; thus F is a regular PVM. For a complex simple u=∑ici1Di the preimages f−1(Di) are pairwise disjoint, so ∫u dF=∑iciF(Di)=∑iciEA(f−1(Di))=∫(u∘f) dEA; both sides extend to bounded Borel u by the uniform approximation of [F1] and [F4], giving, for every x∈H, the scalar identity ∫u dFx=∫(u∘f) dEA,x. Taking u(λ)=vn(λ):=λ21{∣λ∣≤n} and letting n→∞ by [F6] gives ∫λ2 dFx=∫f2 dEA,x=∥f(A)x∥2<∞, where the last equality is [F1] for the bounded f; and, choosing R>∥f∥∞, F(R∖[−R,R])=0, so applying the operator identity to u(λ)=λ1[−R,R](λ) gives ∫λ dFx,y=∫f dEA,x,y=⟨f(A)x,y⟩ for all x,y∈H. Since f is real-valued, the adjoint-preservation clause of [F2] gives f(A)∗=ΦEA(f‾)=ΦEA(f)=f(A), so f(A) is self-adjoint, and f(A) is bounded by [F1]. By the uniqueness of the spectral projection-valued measure of a self-adjoint operator in [F3], F is the spectral projection-valued measure of the bounded self-adjoint operator f(A). By the strong commutation hypothesis, F(Λ)EB(Σ)=EA(f−1(Λ))EB(Σ)=EB(Σ)EA(f−1(Λ))=EB(Σ)F(Λ), so (f(A),B) strongly commutes. Applying the same argument once more, now to the pair (f(A),B) and the real-valued bounded Borel function g, shows that (f(A),g(B)) strongly commutes. This completes (c).

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