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Classical free action variations and normalization

Statement

Fix μ≥0, η=diag⁡(−1,1,1,1), □=ηab∂a∂b, and the Dirac matrices and adjoint of Dirac Clifford matrices and energy projections; μ is the inverse-length mathematical shell parameter of Scalar future mass shell, invariant measure and test restriction. For a smooth real scalar field ϕ and smooth commuting complex spinor ψ:R4→C4, use the normalized free Lagrangian densities Lϕ=−12(ηab∂aϕ ∂bϕ+μ2ϕ2),LD=ψˉ(iγa∂a−μ)ψ,ψˉ=ψ†β. For compactly supported smooth real variations h and compactly supported smooth complex spinor variations χ, the action symbols are used only through the following finite, compactly supported first variations; no global integrability of the background fields is assumed: δSϕ(ϕ;h)=∫R4h(□−μ2)ϕ d4x,δSD(ψ;χ)=2Re⁡∫R4χ†β(iγa∂a−μ)ψ d4x. Each field is stationary under all such variations if and only if its corresponding Euler–Lagrange equation holds pointwise: (□−μ2)ϕ=0,(iγa∂a−μ)ψ=0. The adjoint Dirac equation follows from the second equation because the fixed matrices satisfy (γa)†β=βγa. These are mathematical variation identities for commuting classical fields; they assert no quantization, Grassmann calculus, or physical measurement.

Facts & Assumptions

Given: μ≥0, the fixed metric and shell conventions, the Dirac matrix representation, and the stated spaces of compactly supported smooth variations.

[A1]

The parameter μ is a nonnegative inverse-length shell parameter and □=−∂02+Δx. Scalar future mass shell, invariant measure and test restriction

[F1]

The Pauli matrices σj are Hermitian. The fixed Dirac block representation is β=diag⁡(I2,−I2),αj=(0σjσj0),γ0=β,γj=βαj,zˉ=z†β. Dirac Clifford matrices and energy projections

[F2]

A variation belongs to D(R4)=Cc∞(R4;C); real scalar variations are its real-valued members. Test function space d of an open set

[F3]

Every open ball contains a nonnegative smooth compactly supported bump that is positive on a smaller concentric ball. A smooth bump between concentric Euclidean balls

[F4]

The iterated integrals of the compactly supported smooth products below agree by Fubini's theorem. Fubini's theorem for L^1 functions on a sigma-finite product

Proof

Given: [A1] and [F1]–[F4].

1.1A1F2F4givenalgebra

For the scalar action, differentiating its density at ϕ+εh gives δSϕ=−∫R4(ηab∂aϕ ∂bh+μ2ϕh)d4x. For each coordinate, the product ∂aϕ h has compact support; one-dimensional integration by parts on that coordinate has zero boundary term, and Fubini [F4] permits integrating the remaining coordinates. Hence δSϕ=∫R4h(ηab∂a∂bϕ−μ2ϕ)d4x=∫R4h(□−μ2)ϕ d4x.

1.2A1F1F2F4givenalgebra

Put RD=(iγa∂a−μ)ψ. From [F1], β†=β and β2=I4. Each σj is Hermitian, so αj†=αj; the off-diagonal blocks give αjβ=−βαj. Hence γ0=β is Hermitian and (γj)†=(βαj)†=αjβ=−βαj=−γj, so (γa)†β=βγa for every a. Varying ψ and ψˉ=ψ†β together along a real parameter gives δSD=∫R4χˉRD+ψˉ(iγa∂a−μ)χ d4x. Integrating the second term by parts coordinatewise, with zero boundary terms since χ is compactly supported, yields δSD=∫R4χˉRD+(−i∂aψˉ γa−μψˉ)χ d4x=2Re⁡∫R4χ†βRD d4x, because RD†β=−i∂aψˉ γa−μψˉ.

2.1F3step 1.1given

If (□−μ2)ϕ=0, step 1.1 makes every variation vanish. Conversely, if the smooth residual Rϕ=(□−μ2)ϕ is nonzero at a point, continuity gives a ball on which it has one strict sign; choosing the nonnegative bump from [F3] inside that ball gives ∫hRϕ≠0. Thus scalar stationarity for all compactly supported real h is equivalent to the Klein–Gordon equation.

3.1F1F2F3step 1.2givenalgebra∎

If RD=0, step 1.2 gives stationarity. Conversely, if RD(x0)≠0, continuity gives a ball on which ∣RD∣>0. Choose a nonnegative bump ρ supported there and positive on a smaller ball [F3], and take the admissible variation χ=ρ βRD. Then δSD=2∫R4ρ ∣RD∣2 d4x>0, contradicting stationarity. Thus RD=0 pointwise. Its adjoint is −i∂aψˉ γa−μψˉ=0, and conversely that adjoint equation implies RD=0 since β is invertible.

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