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Finite holonomy witnesses for irreducibility

Statement

Assume ZF together with the Axiom of Choice. Let M be S3 or S4 with its compact, connected, oriented, boundaryless smooth structure and a smooth Riemannian metric. Let N≥2, let P→M be a smooth principal right SU(N)-bundle, choose a smooth reference connection A0, and fix a basepoint m∈M and a point pm∈Pm to frame its fiber. Put A∞=A0+Ω1(M;ad⁡P) with the Fréchet topology generated by suprema of all derivatives of section coefficients in a fixed finite smooth bundle atlas. A based piecewise-smooth loop is a continuous map ℓ:[0,1]→M that is smooth on finitely many subintervals and satisfies ℓ(0)=ℓ(1)=m. For a smooth connection A and such a loop, parallel transport from pm ends at pmgℓ for a unique gℓ∈SU(N); let Hol⁡A⊆SU(N) be the subgroup generated by these elements. The standard representation is g⋅v=gv on CN. Call A irreducible when there is no complex-linear subspace V with 0⊊V⊊CN and gV=V for every g∈Hol⁡A, and write A∞∗ for this locus. Measure C1 closeness by coefficient and first-derivative suprema in the same fixed finite bundle atlas. For every A∈A∞∗, a finite tuple of based piecewise-smooth loops has holonomies with no common nonzero proper invariant subspace; the same tuple continues to witness irreducibility on a C1 neighborhood of A, so A∞∗ is open in the C∞ topology. Irreducibility here does not assert Hol⁡A=SU(N).

Facts & Assumptions

Given: ZF and the Axiom of Choice; a compact oriented smooth sphere M=S3 or S4; N≥2; a smooth principal SU(N)-bundle P; a smooth connection A; and the finite-atlas C∞ topology on A∞.

[A1]

The Axiom of Choice means every family of nonempty sets has a choice function (The Axiom of Choice).

[F1]

The batch-56 configuration definition fixes A∞=A0+Ω1(M;ad⁡P) with the finite-atlas C∞ section topology and defines irreducibility by the based holonomy action on CN. The complete definition was inspected and its current Step 1 record is ready; this proof uses exactly that interface (Smooth and Sobolev configuration and reduced gauge spaces).

[F2]

The union GN of the projection models for all proper nonzero complex subspaces of CN is compact (Compactness of the finite complex Grassmannian).

[F4]

For a continuous coefficient C:[a,b]→Mn(R) on a compact interval, the real matrix IVP Y′=C(t)Y with prescribed initial matrix has a unique solution on the whole interval (Linear matrix ODEs have unique global solutions on a fixed interval). For complex transport matrices we identify MN(C) with R2N2 by real and imaginary entries and represent X↦−B(t)X as a real-linear coefficient matrix, as made explicit in the proof.

Proof

technique · direct
1.1givenF1

By [F1], A∞∗ is exactly the set of connections whose holonomy action has no common proper nonzero invariant subspace.

1.2A1F1F2givenchooseconstruct

For each V∈GN, irreducibility supplies a based piecewise-smooth loop ℓV whose holonomy gV=Hol⁡A(ℓV) does not preserve V. If PV is the orthogonal projection onto V, then (I−PV)gVPV≠0. For each fixed loop ℓ, the set of V with (I−PV)Hol⁡A(ℓ)PV≠0 is open, since the projector topology and matrix multiplication are continuous. These open sets cover GN.

2.1F2step 1.2choose

Compactness in [F2] gives a finite subcover, hence finitely many loops ℓ1,…,ℓr for which no proper nonzero subspace is invariant under every gj=Hol⁡A(ℓj). The case r=0 cannot cover the nonempty space GN, so r≥1.

3.1F2F3step 2.1algebra

Define the continuous function hA(P)=∑j=1r∥(I−P)gjP∥F on GN, where ∥⋅∥F is the Frobenius norm. It is positive at every P by step 2.1. By [F3] it has a minimum δ>0, and hA(P)≥δ for every P∈GN.

4.1F4step 2.1step 3.1algebrachoose

On each smooth segment of a chosen loop, in a smooth trivialization along that segment, parallel transport satisfies U′=−B(t)U, U(a)=IN, where B:[a,b]→su(N) is continuous. Identify MN(C) with R2N2 by taking real and imaginary parts of all entries. Left multiplication X↦−B(t)X is then a real-linear endomorphism represented by a continuous matrix C(t)∈M2N2(R). Regard the realified transport vector as the first column of a 2N2×2N2 real matrix with its other columns zero; it satisfies the first-column equation of the square matrix IVP Y′=C(t)Y. Thus [F4] gives its unique solution on the entire compact segment, and the same realification applies to a nearby coefficient B+b. Since b(t)∈su(N), both B and B+b are in su(N). For either complex coefficient B0∈{B,B+b} and its solution Y′=−B0Y, Y(a)=IN, skew-Hermiticity gives (Y∗Y)′=Y∗B0Y−Y∗B0Y=0, and Jacobi's formula gives (det⁡Y)′=−tr⁡(B0)det⁡Y=0. Thus Y(t)∈SU(N). If U~ solves the equation with coefficient B+b, put W=U−1U~. Then W′=−U−1bU W, W(a)=IN, and W(t)∈SU(N). The integral equation and unitary invariance of the Frobenius norm give ∥W(b)−IN∥F≤∫ab∥b(t)∥F dt. A C1 perturbation of the connection makes each of the finitely many segment integrals arbitrarily small; finite composition therefore makes all gj vary continuously in the stated C1 topology. Choose a neighborhood with ∥gj(A′)−gj(A)∥F<δ/(2r) for every j.

5.1step 3.1step 4.1algebra

For any orthogonal projection P, both ∥P∥op and ∥I−P∥op are at most 1. Thus ∣∥(I−P)Hol⁡A′(ℓj)P∥F−∥(I−P)gjP∥F∣≤∥Hol⁡A′(ℓj)−gj∥F. Summing over j and using step 4.1 together with the uniform positive margin from step 3.1 gives hA′(P)>δ/2 uniformly in P. Hence the same finite tuple has no common invariant proper nonzero subspace for every such A′.

6.1F1step 2.1step 4.1step 5.1∎

A C1 neighborhood on the compact base is specified by finitely many continuous section seminorms; each is continuous in the C∞ section topology. Therefore the neighborhood in step 4.1 is also a C∞ neighborhood, and A∞∗ is open in the C∞ topology. Step 2.1 gives the finite holonomy witness at A.

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