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Periodic real product kernel and central action on the inverse determinant line

Statement

Assume full AC. A complex Banach space is a complex normed vector space complete in its norm. For complex Banach spaces X,Y, a bounded complex-linear map T:X→Y is Fredholm when its range is closed and both ker⁡T and coker⁡T:=Y/ran⁡T are finite dimensional; its index is ind⁡CT:=dim⁡Cker⁡T−dim⁡Ccoker⁡T. Here L2 uses the bundle metric and Riemannian volume, and H1 is the completion of smooth sections in the norm ∥u∥H12=∥u∥22+∥∇u∥22, equivalent to the finite-chart Sobolev norm. These are complex Hilbert, hence Banach, spaces. A smooth first-order differential operator on this compact base is bounded from H1 to L2. Fredholm and index below refer to this bounded Sobolev realization; the full selfadjoint Dirac operators are separately regarded as unbounded operators on L2 with domain H1.

For the concrete case, set M=S4 with the unit round metric and spin structure induced from the Euclidean ball, take E=S+ with its positive-spin Levi-Civita connection, and use the Clifford action and full Dirac operator D4=DA+=∑ic(ei)∇ei on the complete twisted spinor bundle specified in the round-sphere spin-twist result. Let z=−I2∈SU(2) be the central gauge automorphism. Write S1=R/Z and t for the coordinate on its universal cover. Call the circle spin structure periodic (nonbounding) when lifted spinors satisfy ψ(t+1)=+ψ(t), and antiperiodic (bounding) when they satisfy ψ(t+1)=−ψ(t). If the gauge bundle is glued at the ends by a scalar ϵg∈{+1,−1} on E and the spin bundle has multiplier ϵs∈{+1,−1}, the total spinor section satisfies Ψ(t+1)=ϵsϵgΨ(t). In particular, a trivial gauge gluing with periodic spin structure gives periodic total spinors; gluing gauge fibers by z with an antiperiodic spin clutch also gives periodic total spinors, while the same z clutch with periodic spin clutch gives antiperiodic total spinors.

Let Y=S4×S1 have product metric and pulled-back gauge connection. On the pulled-back complex bundle S⊗E, put c5=iΓ and D5=D4+iΓ∂t, with domain the periodic Sobolev space H1(Y;S⊗E), so total spinors obey Ψ(t+1)=Ψ(t). There is a parallel antiunitary involution J on this bundle with J2=1 and JD5=−D5J; antiunitary means conjugate-linear and isometric. Thus J preserves ker⁡D5, and iD5 restricts to a real skew-adjoint operator on the fixed real Hilbert space (L2(Y;S⊗E))J:={Ψ∈L2(Y;S⊗E):JΨ=Ψ}. The kernel of this restriction has

dim⁡R(ker⁡D5)J=dim⁡Cker⁡D4=1,ind⁡2(iD5):=dim⁡R(ker⁡D5)J mod 2=1.

Independently, for the general version let M be a nonempty compact closed oriented Riemannian four-manifold. Let FSO+(M) be its principal SO(4)-bundle of positively oriented orthonormal frames, and specify a spin lift Q→FSO+(M), meaning a principal Spin⁡(4)-bundle with an equivariant double covering for Spin⁡(4)→SO(4). Use Spin⁡(4)=Sp(1)+×Sp(1)−, where Sp(1) is the unit-quaternion group identified with SU(2) and (a,b) acts on H≅R4 by q↦aqb−1. Let Δ+ and Δ− be the two defining two-dimensional complex half-spin representations, labeled by the Clifford chirality operator Γ=−c(e1)c(e2)c(e3)c(e4) so that it acts by +1 on Δ+ and −1 on Δ−. Define S±:=Q×Δ±C2. The Clifford action is skew-Hermitian and satisfies c(v)c(w)+c(w)c(v)=−2g(v,w). An SU(2) structure on a Hermitian rank-two bundle is a specified reduction of its unitary frame bundle to SU(2). Let E→M be such a smooth bundle and let A be a supplied unitary connection compatible with this reduction, meaning that its local connection matrices in SU(2) frames lie in su(2). Let ∇ be the tensor-product connection induced by the lifted Levi-Civita connection and A. Define the full Dirac operator and its positive chiral restriction by

DA=∑i=14c(ei)∇ei:H1(M;S⊗E)⟶L2(M;S⊗E),S:=S+⊕S−;DA+:=DA∣H1(M;S+⊗E):H1(M;S+⊗E)⟶L2(M;S−⊗E),

where the displayed local expression is independent of the chosen oriented orthonormal frame. Define coker⁡DA+:=L2(M;S−⊗E)/ran⁡DA+. Assume DA+ is Fredholm; put n+=dim⁡Cker⁡DA+, n−=dim⁡Ccoker⁡DA+, and ind⁡CDA+:=n+−n−. This hypothesis assigns no index value to an arbitrary bundle.

For either fixed four-dimensional background, set H+=H1(M;S+⊗E) and H−=L2(M;S−⊗E), and write F=Fred⁡(H+,H−) for the norm-topological space of Fredholm operators from H+ to H−. For a finite-dimensional complex vector space V, define det⁡CV=⋀dim⁡CVV and det⁡C0=C. Use the inverse determinant-line bundle Det⁡−1→F whose fiber at T∈F is

LT=(det⁡Cker⁡T)∗⊗det⁡Ccoker⁡T,coker⁡T:=H−/ran⁡T.

Suppose a connection ∇Det⁡ on this line bundle is supplied. The central gauge automorphism z fixes A and induces multiplication by −1 on both chiral section spaces, hence on ker⁡DA+ and coker⁡DA+. Its induced fiber map z∗:LDA+→LDA+ is the dual top-exterior-power action on ker⁡DA+ tensored with the top-exterior-power action on coker⁡DA+; thus it acts by (−1)n++n−. The constant connection path At=A gives the constant operator path γ(t)=DA+ in F, so parallel transport PT⁡γ for any supplied line-bundle connection is the identity. For the loop closed by the endpoint gauge identification, the automorphism z∗−1∘PT⁡γ is therefore (−1)n++n−=(−1)ind⁡CDA+. On M×S1, the product spin and compatible SU(2) structures give a parallel antiunitary involution J of the same type for D5=DA+iΓ∂t with periodic domain H1. The real kernel of its restriction to the J-fixed space has dimension n++n−, so its parity is ind⁡CDA+ mod 2. This calculation does not assign an index value to an arbitrary bundle.

In particular, for the explicit round background, the fiber LDA+ has action −1, since its chiral kernel dimension is 1 and cokernel dimension is 0. The N-fold tensor power has action (−1)N. For the fixed product background, antiperiodic total spinor boundary conditions give no product zero mode because a zero mode must be constant in t. This distinguishes the tested fermion-parity mapping-torus convention from an automatic eta-holonomy formula. No general spectral-flow or Atiyah–Singer theorem is asserted.

Facts & Assumptions

Given: the explicit round-sphere data, the optional general spin lift and unitary twist, product metric and gauge connection, periodic spinors, and the supplied inverse determinant-line bundle and connection from the Statement.

[F1]

An explicit round-S4 spin twist has charge one and chiral index one gives the explicit quaternionic Clifford model, parallel chirality, unitary spin-twist connections, chiral kernel dimension one and cokernel zero, and selfadjoint full Dirac domain H1.

[F2]

Compact Laplace-type operators: smooth kernel, closed range and Green inverse and Compact Laplace-type bundle operators: regularity and shifted parametrices give the weak regularity and shifted inverse for a formally symmetric scalar-symbol Laplace-type operator on the compact product.

[F3]

Fredholm operator cokernel and index supplies the bounded Banach-space definition of Fredholm, cokernel and index used in the Statement. In particular the assumed closed range identifies the quotient cokernel with its L2 orthogonal complement; the latter is the weak kernel of the formal negative-chirality adjoint, not a change of the H1 domain norm.

[A1]

The Axiom of Choice supplies the full AC hypotheses of these mathematical suppliers.

Proof

1.1givenF1algebraconstruct

For any given spin four-manifold the local quaternionic model glues by its specified Spin(4) lift. In that model, give each half-spin fiber the complex structure of right multiplication by i and let J0 be right multiplication by a quaternionic unit j on S+⊕S−. Then J0 is conjugate-linear, isometric, and satisfies J02=−1. It commutes with the four Clifford matrices and Γ and is parallel, since the spin transition and connection matrices act from the left. In an SU(2) frame of E, put ε=iσ2 and define JE(v)=εv‾. The identity gε=εg‾ for g∈SU(2) makes this definition frame-independent; it is conjugate-linear, isometric, and satisfies JE2=−1. Compatibility of A with the SU(2) reduction makes its local connection matrices preserve JE, so JE is parallel. Define J5=ΓJ0 on the spin factor. Then J52=−1, it anticommutes with each of the four tangent Clifford matrices, and it anticommutes with c5=iΓ because anti-linearity changes i to −i. Thus it is the pseudoreal Spin(5) structure, since even products of Clifford matrices commute with it. On the complex tensor product set J=J5⊗JE; it is well-defined and antiunitary, J2=1, and JD5=−D5J. Hence J preserves the kernel and iD5 commutes with J.

1.2givenA1F1F2F3algebra

Chirality anticommutes with D4 and is parallel, so D52=D42−∂t2. For j=4,5, let Pj be the second-order differential expression Dj2 with domain H2. The Clifford relation gives it scalar positive principal symbol; formal symmetry follows from unitary connection compatibility and integration by parts, and (Pju,u)2=∥Dju∥22≥0 on smooth sections. Thus [F2] applies and makes Pj selfadjoint on H2. For u∈H2, Cauchy--Schwarz gives ∥(Pj+I)u∥2∥u∥2≥((Pj+I)u,u)2≥∥u∥22, so Pj+I has closed range and zero kernel. Since it is selfadjoint, its range is dense and therefore all of L2. Let Bj=(Pj+I)−1:L2→H2; the elliptic estimate in [F2] makes this inverse bounded into H2. Then (Dj∓i)Bj is a right inverse of Dj±i. For v∈dom⁡Dj∗, surjectivity of Dj+i gives u∈H1 with (Dj+i)u=(Dj∗+i)v. Symmetry implies ker⁡(Dj∗+i)=ran⁡(Dj−i)⊥=0, so v=u and dom⁡Dj∗⊆H1; symmetry gives the reverse inclusion. Thus the L2 realizations of D4,D5 are selfadjoint with domain H1. If u∈H1 and Dju∈H1, elliptic regularity [F2] applied to Pju=Dj2u∈L2 gives u∈H2; conversely H2 is contained in the square domain, so dom⁡Dj2=H2. An L2 weak chiral cokernel vector has square zero distributionally; testing against smooth sections and using their H2 density puts it in the adjoint domain of the selfadjoint square, hence in H2, and [F2] then makes it smooth. Since [F3] gives closed range, orthogonal projection identifies its quotient cokernel with this smooth negative-chirality kernel. Weak kernels are smooth by the same argument. For a zero mode ψ, integration by parts gives 0=∥D5ψ∥2=∥D4ψ∥2+∥∂tψ∥2. Thus ψ is independent of t and lies in ker⁡D4; conversely every such spinor gives a periodic product zero mode. In general its complex dimension is n++n−, identifying the smooth negative-chirality kernel with the cokernel by the formal L2 adjoint. For the concrete round twist this dimension is 1 by [F1]. This avoids any unproved general spectral-flow identity.

1.3givenF1F3algebra

The constant central automorphism acts by −1 on both chiral spinor kernels and cokernels, and fixes the background connection. Its scalar on the inverse determinant line is (−1)−n+(−1)n−=(−1)n+−n−. For the actual round twist [F1] gives dimensions one and zero, hence scalar −1. Parallel transport along a constant path is the identity for any connection. Closing by the inverse endpoint identification gives z∗−1∘PT=−1; tensor powers give (−1)N. This is an actual finite-dimensional exterior-power action, not an assumption equating a periodic eta invariant with holonomy.

2.1step 1.1step 1.2algebra

For any finite-dimensional complex vector space V with anti-linear involution J, every v has the unique decomposition v=(v+Jv)/2+i(v−Jv)/(2i) with both displayed real components fixed by J. Thus V=VJ⊗RC and dim⁡RVJ=dim⁡CV. Apply this to V=ker⁡D5 using steps 1.1–1.2. The restriction of iD5 is real and skew-adjoint, because D5 is selfadjoint and J(iD5)=(iD5)J. Its real kernel has dimension n++n−. This has the same parity as n+−n−, since their difference is 2n−. For the concrete round twist the real dimension and parity are one by [F1].

2.2givenstep 1.2algebra

For antiperiodic boundary conditions the energy argument in step 1.2 would again force a zero mode to be constant in t, but a constant antiperiodic spinor is zero. In a mapping-torus clutch the total spinor boundary multiplier is the product of its spin and gauge multipliers. The central gauge multiplier is −1, so a bounding/antiperiodic spin multiplier −1 makes the total periodic, whereas a nonbounding/periodic spin multiplier +1 makes it antiperiodic. Moving the central sign from the gauge clutch to the spin clutch therefore exchanges these two spin conventions, exactly as stated.

3.1A1step 2.1step 1.3step 2.2∎

The kernel parity, central inverse-determinant action and spin-clutch distinctions follow from the explicit Clifford construction, energy identity and finite exterior powers. The full AC hypothesis enters only through the analytic suppliers. These are the complete assertions for this fixed product; no general mod-two index theorem or global anomaly classification has been imported.

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