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An explicit round-S4 spin twist has charge one and chiral index one
Statement
Assume full AC. Let and have the induced unit round metric and boundary orientation. Let be the principal -bundle of positively oriented orthonormal frames. A spin structure is a principal right -bundle with a smooth equivariant double-cover map to over the double covering . Use the lift obtained from by restricting to the preimage of oriented -frames whose first vector is the outward unit normal; the stabilizer of that vector is and its preimage is . Identify , where is the unit-quaternion group identified with and acts on by . Let be the two defining two-dimensional complex half-spin representations, and set and . The Clifford action is skew-Hermitian and satisfies ; in an oriented orthonormal frame define , which acts by on and on . The connection on spinors is the lift of the Levi-Civita connection. Set with its rank-two Hermitian connection induced by this lift.
Here a complex Banach space is a complex normed vector space complete in its norm. For complex Banach spaces , a bounded complex-linear map is Fredholm when its range is closed and both and are finite dimensional; its index is . Here uses the bundle metric and Riemannian volume, and is the completion of smooth sections in the norm , equivalent to the finite-chart Sobolev norm. These are complex Hilbert, hence Banach, spaces. A smooth first-order differential operator on this compact base is bounded from to .
On smooth sections of , define the full twisted Dirac expression by , where is the tensor-product connection. Its positive chiral restriction has the bounded realization . This operator is Fredholm, with complex kernel dimension , cokernel dimension and index . In the anti-Hermitian Chern convention,
Its positive trace-form instanton charge is ; its connection is the scale-one self-dual BPST connection. More precisely there are unitary bundle identifications and which are parallel, meaning that they intertwine the indicated induced connections, and under which
Here is the Hodge-star subbundle, is the Riemannian formal adjoint, and all Sobolev spaces and adjoints use the specified bundle metrics. In the complete twisted spinor bundle the full Dirac operator is selfadjoint with domain and its square has domain . This is a direct operator calculation for this explicit bundle, not an application of a general index formula.
Statement references
Explicit charge-one BPST connection on the round four-sphere
Trace-normalized instanton number and self-dual sectors
Harmonic representatives for compact de Rham and Dolbeault complexes
Compact Laplace-type operators: smooth kernel, closed range and Green inverse
Compact Laplace-type bundle operators: regularity and shifted parametrices
Facts & Assumptions
Given: full AC and the round, oriented, standard-spin sphere, its spin connection and twist specified in the Statement.
Explicit charge-one BPST connection on the round four-sphere gives the scale-one smooth global connection, its transition , self-duality and charge . Trace-normalized instanton number and self-dual sectors fixes for the defining representation.
Harmonic representatives for compact de Rham and Dolbeault complexes identifies smooth Hodge kernels with de Rham cohomology. De rham cohomology of spheres gives and .
Compact Laplace-type operators: smooth kernel, closed range and Green inverse supplies Green inverses and smooth kernels for compact scalar-symbol Laplace-type operators. Compact Laplace-type bundle operators: regularity and shifted parametrices supplies Sobolev domains, weak regularity, smooth density and compact Sobolev inclusions.
The general Stokes theorem makes an exact top-form integral vanish on the closed sphere.
Fredholm operator cokernel and index supplies the bounded Banach-space definition of Fredholm, cokernel and index stated above. Fredholm assertions here concern the bounded realization; selfadjointness concerns the unbounded realization with domain .
The Axiom of Choice supplies the full AC hypotheses of [F1]–[F3].
Proof
Write a quaternion as with , where the Pauli matrices satisfy . Thus , . On take . Direct multiplication gives the Clifford relation and , so is the second quaternionic factor. The spin action conjugates to . Its kernel on vectors is ; surjectivity onto follows since its differential spans the six independent plane rotations, and a compact subgroup with full Lie algebra is open and closed in the connected group . For an explicit five-dimensional lift extend the matrices by and use the antiunitary ; direct multiplication gives and for all five Clifford generators. Even products commute with . The standard sphere lift exists concretely as the normal-frame reduction of the trivial five-dimensional spin frame: products of two unit Clifford vectors act as plane rotations, generate , and their kernel is (an element commuting with all Clifford vectors is scalar, and in the quaternionic-unitary even algebra such a scalar is real). Restricting the last vector to the outward normal gives exactly this lift. The invariant alternating form on identifies with its complex dual, so and , preserving metrics and connections.
Extend from vectors to a one-form by , where is its metric-dual vector, and to a two-form by in an orthonormal frame. For an oriented orthonormal coframe let , , . They form an orthogonal self-dual basis, each of squared norm . Matrix multiplication gives and . Consequently and are unitary fiber maps. They are independent of spin frame because Clifford multiplication and are equivariant. They are parallel because the lifted Levi-Civita connection preserves both operations: its local coefficient satisfies the Clifford derivative rule by the commutator identity, and preserves . At a point choose an oriented orthonormal frame with there; such a frame is obtained by parallel transport in geodesic normal coordinates. Directly on the displayed three basis forms, ; linearity proves it for every self-dual two-form. Applying the Dirac operator to at that point gives . Since this identity is tensorial, it holds globally.
Put , ; the first-order estimate makes it bounded. In this proof denotes the formal adjoint differential expression, rather than the Hilbert adjoint of this bounded map between differently normed spaces. Integration by parts gives , where . Since , : on a self-dual two-form, , hence . Also , since and . These exact identities initially hold on smooth sections and extend distributionally on Sobolev sections. Hodge star is parallel and commutes with , so its self-dual restriction has the same scalar positive principal symbol.
Use the stereographic embedding . At , the outward normal is and the tangent vectors are ; moving past four vectors has positive sign, so this chart is compatible with the boundary orientation everywhere by continuity. Its orthonormal coframe is . Cartan's equation gives . The positive spin connection from step 2.1 is therefore with . The two conformal oriented frames are related by the product of reflections on quaternions, where ; their product is , with . Its spin lift is , so the positive-spin frame has transition , exactly the bundle gluing in [F1]. Hence this is the scale-one global BPST connection, not merely a local curvature match. [F1] gives and in the declared convention. Equivalently its orthonormal-frame curvature is , giving , consistent with that charge.
If with , step 3.1 and weak regularity [F3] make both entries smooth and harmonic. By [F2], is constant and the harmonic two-form is zero, giving a one-dimensional complex kernel. The same vanishing has an elementary check: and imply ; since , write , and [F4] gives . Since , [F2] implies . Its Green inverse from [F2]–[F3] therefore satisfies . By step 3.1, is a bounded right inverse of . Thus is surjective, its range is closed and its cokernel is zero. It is Fredholm by [F5], with index . The unitary maps in step 2.1 transfer this conclusion to .
Under the unitary identifications, the full Dirac differential expression is on smooth sections. Its square expression is the direct sum of the Hodge Laplacians in step 3.1; let be this second-order operator with domain . It is formally symmetric, has scalar positive principal symbol, and is nonnegative because on smooth sections; [F3] therefore makes selfadjoint on . For , Cauchy–Schwarz and nonnegativity give , so has closed range and zero kernel. Since is selfadjoint, its range has orthogonal complement and is therefore dense; hence it is onto. Write ; the elliptic estimate in [F3] makes this inverse bounded. Then maps to and is a right inverse of . The block expression is symmetric on by smooth density. If , choose with ; then . Thus is selfadjoint with domain . Finally, if and , then distributionally, so elliptic regularity [F3] gives ; conversely lies in the square domain. Hence the square domain is exactly .
The exact isometries and operator identities prove the chiral kernel, cokernel and Fredholm index directly, while step 3.2 supplies the actual global charge-one bundle and connection and step 4.2 the analytic full-Dirac realization. Full AC is used only through the cited analytic and characteristic-form interfaces. No Atiyah–Singer input or physical anomaly formula was assumed.
Depends on
Explicit charge-one BPST connection on the round four-sphere
Trace-normalized instanton number and self-dual sectors
Harmonic representatives for compact de Rham and Dolbeault complexes
Compact Laplace-type operators: smooth kernel, closed range and Green inverse
Compact Laplace-type bundle operators: regularity and shifted parametrices
De rham cohomology of spheres
The general Stokes theorem
The Axiom of Choice
Fredholm operator cokernel and index