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An explicit round-S4 spin twist has charge one and chiral index one

Statement

Assume full AC. Let B5={z∈R5:∣z∣≤1} and S4=∂B5={z∈R5:∣z∣=1} have the induced unit round metric and boundary orientation. Let FSO+(S4) be the principal SO(4)-bundle of positively oriented orthonormal frames. A spin structure is a principal right Spin⁡(4)-bundle Q with a smooth equivariant double-cover map to FSO+(S4) over the double covering Spin⁡(4)→SO(4). Use the lift obtained from Spin⁡(5)→SO(5) by restricting to the preimage of oriented SO(5)-frames whose first vector is the outward unit normal; the stabilizer of that vector is SO(4) and its preimage is Spin⁡(4). Identify Spin⁡(4)=Sp(1)+×Sp(1)−, where Sp(1) is the unit-quaternion group identified with SU(2) and (a,b) acts on H≅R4 by q↦aqb−1. Let Δ± be the two defining two-dimensional complex half-spin representations, and set S±=Q×Δ±C2 and S=S+⊕S−. The Clifford action c is skew-Hermitian and satisfies c(v)c(w)+c(w)c(v)=−2⟨v,w⟩; in an oriented orthonormal frame define Γ=−c(e1)c(e2)c(e3)c(e4), which acts by +1 on Δ+ and −1 on Δ−. The connection on spinors is the lift of the Levi-Civita connection. Set E=S+ with its rank-two Hermitian SU(2) connection A+ induced by this lift.

Here a complex Banach space is a complex normed vector space complete in its norm. For complex Banach spaces X,Y, a bounded complex-linear map T:X→Y is Fredholm when its range is closed and both ker⁡T and coker⁡T:=Y/ran⁡T are finite dimensional; its index is ind⁡CT:=dim⁡Cker⁡T−dim⁡Ccoker⁡T. Here L2 uses the bundle metric and Riemannian volume, and H1 is the completion of smooth sections in the norm ∥u∥H12=∥u∥22+∥∇u∥22, equivalent to the finite-chart Sobolev norm. These are complex Hilbert, hence Banach, spaces. A smooth first-order differential operator on this compact base is bounded from H1 to L2.

On smooth sections of S⊗E, define the full twisted Dirac expression by DA+=∑ic(ei)∇ei, where ∇ is the tensor-product connection. Its positive chiral restriction has the bounded realization DA++:H1(S4;S+⊗E)→L2(S4;S−⊗E). This operator is Fredholm, with complex kernel dimension 1, cokernel dimension 0 and index 1. In the anti-Hermitian Chern convention,

⟨c2(E),[S4]⟩=18π2∫S4tr⁡(FA+∧FA+)=−1.

Its positive trace-form instanton charge q=−(8π2)−1∫tr⁡(F∧F) is 1; its connection is the scale-one self-dual BPST connection. More precisely there are unitary bundle identifications F:ΛC0⊕Λ+,C2→S+⊗S+ and G:ΛC1→S−⊗S+ which are parallel, meaning that they intertwine the indicated induced connections, and under which

G−1DA++F(f,ω)=df+2 d∗ω.

Here Λ+2 is the +1 Hodge-star subbundle, d∗ is the Riemannian formal adjoint, and all Sobolev spaces and adjoints use the specified bundle metrics. In the complete twisted spinor bundle the full Dirac operator is selfadjoint with domain H1 and its square has domain H2. This is a direct operator calculation for this explicit bundle, not an application of a general index formula.

Facts & Assumptions

Given: full AC and the round, oriented, standard-spin sphere, its spin connection and twist specified in the Statement.

[F1]

Explicit charge-one BPST connection on the round four-sphere gives the scale-one smooth global connection, its transition u−1, self-duality and charge 1. Trace-normalized instanton number and self-dual sectors fixes q=−⟨c2,[S4]⟩ for the defining SU(2) representation.

[F2]

Harmonic representatives for compact de Rham and Dolbeault complexes identifies smooth Hodge kernels with de Rham cohomology. De rham cohomology of spheres gives H0(S4;C)=C and H1=H2=0.

[F3]

Compact Laplace-type operators: smooth kernel, closed range and Green inverse supplies Green inverses and smooth kernels for compact scalar-symbol Laplace-type operators. Compact Laplace-type bundle operators: regularity and shifted parametrices supplies Sobolev domains, weak regularity, smooth density and compact Sobolev inclusions.

[F4]

The general Stokes theorem makes an exact top-form integral vanish on the closed sphere.

[F5]

Fredholm operator cokernel and index supplies the bounded Banach-space definition of Fredholm, cokernel and index stated above. Fredholm assertions here concern the bounded H1→L2 realization; selfadjointness concerns the unbounded L2 realization with domain H1.

[A1]

The Axiom of Choice supplies the full AC hypotheses of [F1]–[F3].

Proof

1.1givenalgebraconstruct

Write a quaternion as q=x4I+xaQa with Qa=−iσa, where the Pauli matrices satisfy σaσb=δabI+iϵabcσc. Thus QaQb=−δabI+ϵabcQc, tr⁡(QaQb)=−2δab. On C4=H⊕H take c(q)=(0q−qˉ0). Direct multiplication gives the Clifford relation and Γ=diag⁡(−I,I), so S+ is the second quaternionic factor. The spin action diag⁡(a,b) conjugates c(q) to c(aqb−1). Its kernel on vectors is (1,1),(−1,−1); surjectivity onto SO(4) follows since its differential spans the six independent plane rotations, and a compact subgroup with full Lie algebra is open and closed in the connected group SO(4). For an explicit five-dimensional lift extend the matrices by c5=iΓ and use the antiunitary K5=Γdiag⁡(iσ2,iσ2)∘complex conjugation; direct multiplication gives K52=−1 and K5cj=−cjK5 for all five Clifford generators. Even products commute with K5. The standard sphere lift exists concretely as the normal-frame reduction of the trivial five-dimensional spin frame: products of two unit Clifford vectors act as plane rotations, generate SO(5), and their kernel is {1,−1} (an element commuting with all Clifford vectors is scalar, and in the quaternionic-unitary even algebra such a scalar is real). Restricting the last vector to the outward normal gives exactly this Spin⁡(4) lift. The invariant alternating form ε(v,w)=vT(iσ2)w on S+ identifies S+ with its complex dual, so S+⊗S+≅End⁡(S+) and S−⊗S+≅Hom⁡(S+,S−), preserving metrics and connections.

2.1givenstep 1.1algebra

Extend c from vectors to a one-form α by c(α)=c(α♯), where α♯ is its metric-dual vector, and to a two-form ω by c(ω)=12∑i,jω(ei,ej)c(ei)c(ej) in an orthonormal frame. For an oriented orthonormal coframe let Ω1=e14+e23, Ω2=e24+e31, Ω3=e34+e12. They form an orthogonal self-dual basis, each of squared norm 2. Matrix multiplication gives c(Ωa)∣S+=2Qa and tr⁡(Qa∗Qb)=2δab. Consequently F(f,ω)=fI/2+c(ω)∣S+/2 and G(α)=c(α)∣S+/2 are unitary fiber maps. They are independent of spin frame because Clifford multiplication and ε are equivariant. They are parallel because the lifted Levi-Civita connection preserves both operations: its local coefficient −14ωijc(ei)c(ej) satisfies the Clifford derivative rule by the commutator identity, and SU(2) preserves ε. At a point choose an oriented orthonormal frame with ∇ei=0 there; such a frame is obtained by parallel transport in geodesic normal coordinates. Directly on the displayed three basis forms, c(ei)c(ω)∣S+=−2c(ιeiω)∣S+; linearity proves it for every self-dual two-form. Applying the Dirac operator to F(f,ω) at that point gives c(df)/2−∑ic(ιei∇iω)=G(df+2d∗ω). Since this identity is tensorial, it holds globally.

3.1givenstep 2.1algebra

Put T:H1(S4;ΛC0⊕Λ+,C2)→L2(S4;ΛC1), T(f,ω)=df+2d∗ω; the first-order estimate makes it bounded. In this proof T∗ denotes the formal L2 adjoint differential expression, rather than the Hilbert adjoint of this bounded map between differently normed spaces. Integration by parts gives T∗α=(d∗α,2P+dα), where P+=(1+∗)/2. Since d2=(d∗)2=0, T∗T=Δ0⊕Δ2,+: on a self-dual two-form, d∗dω=∗dd∗ω, hence Δω=2P+dd∗ω. Also TT∗=Δ1, since 2d∗P+dα=d∗dα+d∗∗dα=d∗dα and d∗∗dα=−∗d(dα)=0. These exact identities initially hold on smooth sections and extend distributionally on Sobolev sections. Hodge star is parallel and commutes with Δ, so its self-dual restriction has the same scalar positive principal symbol.

3.2givenA1F1step 1.1step 2.1algebra

Use the stereographic embedding x↦(2x/(1+r2),(1−r2)/(1+r2)). At x=0, the outward normal is e5 and the tangent vectors are 2e1,…,2e4; moving e5 past four vectors has positive sign, so this chart is compatible with the boundary orientation everywhere by continuity. Its orthonormal coframe is ea=2(1+r2)−1dxa. Cartan's equation dea+ωab∧eb=0 gives ωab=−2(xbdxa−xadxb)/(1+r2). The positive spin connection from step 2.1 is therefore A+=ηaμνxνQa dxμ/(1+r2)=2ηaμνxνTa dxμ/(1+r2) with Ta=Qa/2=−iσa/2. The two conformal oriented frames are related by the product of reflections hx/rh1 on quaternions, where hv(w)=−vwˉv; their product is w↦uwu, with u=(x4I−ixaσa)/r. Its spin lift is (u,u−1), so the positive-spin frame has transition u−1, exactly the bundle gluing in [F1]. Hence this is the scale-one global BPST connection, not merely a local curvature match. [F1] gives q=1 and ⟨c2(E),[S4]⟩=−1 in the declared convention. Equivalently its orthonormal-frame curvature is −12∑aQaΩa, giving tr⁡(F∧F)=−3 dvolS4, consistent with that charge.

4.1givenA1F2F3F4F5step 3.1algebra

If T(f,ω)=0 with (f,ω)∈H1, step 3.1 and weak regularity [F3] make both entries smooth and harmonic. By [F2], f is constant and the harmonic two-form is zero, giving a one-dimensional complex kernel. The same vanishing has an elementary check: d∗ω=0 and ∗ω=ω imply dω=0; since H2=0, write ω=dβ, and [F4] gives ∥ω∥22=∫ω∧ω‾=∫d(β∧ω‾)=0. Since H1(S4;C)=0, [F2] implies ker⁡Δ1=0. Its Green inverse G1:L2→H2 from [F2]–[F3] therefore satisfies Δ1G1=I. By step 3.1, T∗G1:L2→H1 is a bounded right inverse of T. Thus T is surjective, its range is closed and its cokernel is zero. It is Fredholm by [F5], with index 1−0=1. The unitary maps in step 2.1 transfer this conclusion to DA++.

4.2givenA1F3step 3.1algebra

Under the unitary identifications, the full Dirac differential expression is D=(0T∗T0) on smooth sections. Its square expression is the direct sum of the Hodge Laplacians in step 3.1; let P:H2→L2 be this second-order operator with domain H2. It is formally symmetric, has scalar positive principal symbol, and is nonnegative because (Pu,u)2=∥Du∥22 on smooth sections; [F3] therefore makes P selfadjoint on H2. For u∈H2, Cauchy–Schwarz and nonnegativity give ∥(P+I)u∥2∥u∥2≥((P+I)u,u)2≥∥u∥22, so P+I has closed range and zero kernel. Since P+I is selfadjoint, its range has orthogonal complement ker⁡(P+I)=0 and is therefore dense; hence it is onto. Write B=(P+I)−1:L2→H2; the elliptic estimate in [F3] makes this inverse bounded. Then (D∓i)B maps L2 to H1 and is a right inverse of D±i. The block expression is symmetric on H1 by smooth density. If v∈dom⁡D∗, choose u∈H1 with (D+i)u=(D∗+i)v; then v−u∈ker⁡(D∗+i)=ran⁡(D−i)⊥=0. Thus D is selfadjoint with domain H1. Finally, if u∈H1 and Du∈H1, then Pu=D2u∈L2 distributionally, so elliptic regularity [F3] gives u∈H2; conversely H2 lies in the square domain. Hence the square domain is exactly H2.

5.1A1step 2.1step 4.1step 4.2step 3.2∎

The exact isometries and operator identities prove the chiral kernel, cokernel and Fredholm index directly, while step 3.2 supplies the actual global charge-one bundle and connection and step 4.2 the analytic full-Dirac realization. Full AC is used only through the cited analytic and characteristic-form interfaces. No Atiyah–Singer input or physical anomaly formula was assumed.

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