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Axial symmetry constrains spin-to-orbital conversion

Statement

Assume the Axiom of Choice and Countable Choice, and use the transverse Hilbert space HTν, the Stone generator Jz, and the bounded projected spin operator Sz′ and orbital remainder Lz′=Jz−Sz′ on D(Jz) defined above. Let U be a unitary linear operator on HTν such that U(D(Jz))=D(Jz) and JzUψ=UJzψ for every ψ∈D(Jz). For any normalized input ψ∈D(Jz), put ψout=Uψ and Δ⟨A⟩=⟨ψout,Aψout⟩ν−⟨ψ,Aψ⟩ν. Then Δ⟨Lz′⟩=−Δ⟨Sz′⟩. For the north-gauge vortex input in the preceding spin-bound proposition, this is an exact balance of its projected spin and orbital expectations; it does not assert that U preserves the cone. A unitary preserves mean helicity ⟨h⟩ν for every input vector if and only if Uh=hU. Axial commutation alone does not imply helicity preservation: there is a unitary that commutes with Jz and changes helicity.

Facts & Assumptions

Given: The Axiom of Choice, Countable Choice, ℏ>0, the transverse one-photon Hilbert space with its helicity multiplier, and a unitary U satisfying the domain and commutation hypotheses in the Statement.

[A1]

Assume the Axiom of Choice and Countable Choice. The Axiom of Choice The Axiom of Countable Choice (ACω)

[F1]

h is a bounded self-adjoint multiplication operator, and P+P−=0 on every transverse fiber. Transverse one-photon space and helicity projectors

[F2]

Jz is self-adjoint, Sz′ is bounded self-adjoint, and Lz′=Jz−Sz′ on D(Jz). Projected photon spin and orbital operators Transverse rotations preserve helicity and generate total angular momentum

[F3]

Fix σ∈{+1,−1}, 0<κ−<κ+<∞, and 0<θmax⁡<π/2. If ψ∈HTν has ∥ψ∥ν=1, Pσψ=ψ almost everywhere, and vanishes almost everywhere outside κ−≤∣k∣≤κ+, 0≤θ(k)≤θmax⁡, then ∣⟨ψ,Sz′ψ⟩ν−ℏσ∣≤ℏ(1−cos⁡θmax⁡)≤ℏθmax⁡2/2. Axial spin approaches helicity with a quantitative cone bound

[F4]

For every integer ℓ and σ=±1, there is a normalized fσ,ℓ∈D(Jz) with Pσfσ,ℓ=fσ,ℓ and Jzfσ,ℓ=(ℓ+σ)ℏfσ,ℓ. Finite-bandwidth vortex packets are rotation eigenvectors

Proof

Given: [A1], [F1]–[F4], U, and normalized ψ∈D(Jz).

1.1A1givenF2algebra

By the hypotheses on U, ψout∈D(Jz) and Jzψout=UJzψ. Unitarity and the second-variable-linear Hilbert pairing give ⟨ψout,Jzψout⟩ν=⟨Uψ,UJzψ⟩ν=⟨ψ,Jzψ⟩ν.

1.2F1givenalgebra

If Uh=hU, then U∗hU=h and unitarity gives ⟨Uψ,hUψ⟩ν=⟨ψ,hψ⟩ν for every ψ. Conversely, if these expectations agree for every unit vector, homogeneity gives equality for every vector. The bounded self-adjoint operator A=U∗hU−h therefore has ⟨x,Ax⟩ν=0 for every x. Expanding this identity at x+y, x−y, x+iy, and x−iy shows both real and imaginary parts of ⟨x,Ay⟩ν vanish for every x,y, so the polarization identity gives A=0 and hence Uh=hU.

1.3A1F1F4constructalgebra

Under the Choice assumptions [A1], choose the two packets f+=f+1,0 and f−=f−1,2 from [F4]. They are normalized and orthogonal because P+P−=0 by [F1]. Both have Jz eigenvalue ℏ, while hf+=f+ and hf−=−f−. Let K=span⁡{f+,f−}, let U0 exchange f+ and f− on K, and let U0 be the identity on K⊥. Its matrix on the ordered orthonormal basis (f+,f−) is (0110), which equals its adjoint and has square equal to the identity; thus U0 is unitary.

2.1A1F2F3step 1.1algebra

By [F2], Lz′=Jz−Sz′ on the domain containing both input and output. Subtracting the finite expectations in step 1.1 gives Δ⟨Lz′⟩=Δ⟨Jz⟩−Δ⟨Sz′⟩=−Δ⟨Sz′⟩. If the input also satisfies the fixed-helicity and support hypotheses of [F3], that fact bounds its input spin expectation. Applying the bound to the output would require the corresponding output hypotheses; the exact balance requires neither these packet restrictions nor spin conservation.

2.2A1F2step 1.3givenalgebra

The finite-dimensional subspace K lies in the ℏ eigenspace of the self-adjoint Jz. Its orthogonal projection PK preserves D(Jz) and satisfies JzPKη=ℏPKη. If η∈D(Jz)∩K⊥, self-adjointness gives ⟨v,Jzη⟩ν=⟨Jzv,η⟩ν=0 for every v∈K, so Jzη∈K⊥. Thus both K and K⊥ reduce Jz, and U0 preserves D(Jz) and commutes with Jz there.

3.1F1step 1.3step 2.2algebra∎

But U0hf+=f− whereas hU0f+=−f−. Hence U0h≠hU0 although U0 is unitary and commutes with Jz; by step 1.2 it changes mean helicity for an input. This proves that axial symmetry alone does not imply helicity conservation.

Remarks

The balance is conditional on the stated unitary model and exact domain invariance. It does not establish that a physical focusing or scattering apparatus is unitary on this Hilbert space or commutes with Jz; those are separate model assumptions.

Depends on

Dependency tree · 2 levels

Sources