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Transverse rotations preserve helicity and generate total angular momentum

Statement

Assume the Axiom of Choice, fix a real parameter ℏ>0, and use the transverse Hilbert space, helicity projectors, and dense domain D defined above. Let e1,e2,e3 be the standard coordinate basis of R3. Let SO(3)={R∈M3(R):RTR=I,det⁡R=1} with the topology inherited from the Frobenius matrix norm ∥A∥F=(∑i,j=13∣Aij∣2)1/2. For R∈SO(3) define U(R)f(k)=Rf(R−1k). Then U is a strongly continuous unitary representation on HTν, and Pσ(k/∣k∣) U(R)=U(R) Pσ(k/∣k∣) for σ=±1. For a∈R3 with ∣a∣=1, define [a]×v=a×v and, for B∈M3(R), define the matrix exponential by the absolutely convergent Frobenius-norm series exp⁡(B)=∑m=0∞Bm/m!; put Ra(t)=exp⁡(t[a]×). Define (Sa)ij=−i∑ℓ=13aℓϵℓij, La=−iℏ (a×k)⋅∇k, where ∇k differentiates each vector component, and Saop=ℏSa. The unique self-adjoint Stone generator Ja specified by U(Ra(t))=exp⁡(−itJa/ℏ) acts on D as Ja=La+Saop; here the operator exponential is defined by the Borel functional calculus in Stone's theorem. This total generator preserves transversality, while its orbital and spin terms generally do not separately preserve the transverse space. The stated self-adjoint operators are the Stone generators; the differential expression is their restriction to D.

Facts & Assumptions

Given: The Axiom of Choice; ℏ>0; the weighted transverse Hilbert space and dense domain D; the standard Euclidean dot and cross products; and the matrix topology on SO(3).

[A1]

Assume the Axiom of Choice. The Axiom of Choice

[F1]

AC implies ACω, so the countable-choice hypothesis of the transverse-space definition is available. AC implies DC implies countable choice The Axiom of Countable Choice (ACω)

[F2]

The weighted transverse space is Hilbert, D is dense, the multiplier Wf=f/2∣k∣ is unitary to the Lebesgue transverse space, orthogonal maps preserve dν, and every radial annulus has finite ν-measure. Transverse one-photon space and helicity projectors

[F3]

A strongly continuous one-parameter unitary group on a complex Hilbert space has a unique self-adjoint Stone generator: V(t)=eitT and ddtV(t)x∣t=0=iTx exactly for x∈D(T). This theorem assumes AC. Stone's theorem: unitary groups and self-adjoint generators

[F5]

There is a smooth compactly supported bump that equals 1 on a smaller ball inside a prescribed larger ball. A smooth bump between concentric Euclidean balls

[F6]

A continuous real-valued function on a nonempty compact metric space attains its minimum and maximum. A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value

Proof

Given: [A1], [F1]–[F6], ℏ>0, R∈SO(3), and f∈HTν.

1.1A1F1F2givenalgebra

By [F1], the Axiom of Choice [A1] supplies the Countable Choice hypothesis of [F2]. Choose a measurable representative of f and let N⊂M be a ν-null set outside which k⋅f(k)=0. Invariance of ν gives ν(RN)=0. For k∉RN, k⋅Rf(R−1k)=(R−1k)⋅f(R−1k)=0, so U(R)f is transverse almost everywhere. If the representative is changed on a null set N′, its rotated composition changes only on RN′, also null; hence U(R) is well-defined on L2 equivalence classes. Since R preserves dν by [F2] and preserves the Hermitian norm on C3, change of variables gives ∥U(R)f∥ν=∥f∥ν. The same formula with R−1 is an inverse, so U(R) is unitary.

1.2F2givenalgebra

On the Lebesgue transverse space write U0(R)u(k)=Ru(R−1k). Since ∣R−1k∣=∣k∣, the multiplier W satisfies W(U(R)f)(k)=Rf(R−1k)2∣k∣=Rf(R−1k)2∣R−1k∣=U0(R)(Wf)(k). Thus the weighted and Lebesgue rotation actions are unitarily intertwined.

1.3F2givenalgebra

For R∈SO(3), (Rn)×(Rv)=R(n×v): pairing both sides with any real w reduces the equality to invariance of the oriented scalar triple product under R. Hence P(Rn)=RP(n)R−1, h(Rn)=Rh(n)R−1, and Pσ(Rn)=RPσ(n)R−1. Substituting n=R−1k/∣R−1k∣ proves that the multiplication projector Pσ commutes with U(R).

1.4givenalgebra

Put A=[a]×, so AT=−A. Cauchy–Schwarz gives ∥BC∥F≤∥B∥F∥C∥F, so ∥Bm/m!∥F≤∥B∥Fm/m! for every m≥1; the m=0 term is I with ∥I∥F=3. Hence the matrix-exponential series converges absolutely. For B=tA the same estimate gives uniform convergence on bounded t-intervals; its Cauchy product and the binomial identity give Ra(s)Ra(t)=Ra(s+t), while termwise transposition gives Ra(t)T=Ra(−t). Thus Ra(t) is orthogonal. It is continuous in t, so its determinant is the constant 1 (it lies in {+1,−1} and equals 1 at t=0). Hence Ra(t)∈SO(3) and t↦Ra(t) is a one-parameter subgroup. Termwise differentiation gives Ra′(0)=A.

2.1givenstep 1.1algebra

For R1,R2∈SO(3), R1R2 is again orthogonal with determinant 1, and R−1=RT. Hence U(R1)U(R2)f(k)=R1R2f(R2−1R1−1k)=U(R1R2)f(k), and U(I)=I, so U is a unitary representation.

2.2F2F4F6step 1.1algebra

First let f∈D be nonzero. Its compact support is a compact subset of M, so [F6] applied to k↦∣k∣ gives 0<r0≤∣k∣≤r1<∞ on the support. Thus it lies in a radial annulus K={r0≤∣k∣≤r1}. The set SO(3)×K is closed and bounded in a finite-dimensional Euclidean space: the equations defining SO(3) are closed and its matrix entries have absolute value at most 1. Hence it is compact by [F4]. The map (R,k)↦Rf(R−1k) is continuous there, so [F4] makes it uniformly continuous. Rotations preserve K and ν(K)<∞ by [F2]; therefore R↦U(R)f is continuous in L2(dν). For f=0 this continuity is immediate. For general f∈HTν, choose g∈D with ∥f−g∥ν<ε by [F2]. Unitarity gives ∥U(R)f−U(R0)f∥ν≤2ε+∥U(R)g−U(R0)g∥ν, so continuity on D extends to all f as R→R0.

3.1A1F3step 1.1step 2.1step 2.2step 1.4

By steps 1.1, 2.1, 2.2, and 1.4, t↦U(Ra(t)) is a strongly continuous one-parameter unitary group. Applying Stone's theorem [F3] gives its unique self-adjoint generator Ta with U(Ra(t))=eitTa. Set Ja=−ℏTa; then Ja is self-adjoint and U(Ra(t))=e−itJa/ℏ.

4.1F2F4F6step 1.1step 1.4step 2.2step 3.1algebra

By step 1.4, Ra′(0)=[a]×. For f∈D, differentiating G(t,k)=Ra(t)f(Ra(−t)k) at t=0 gives ∂tG(0,k)=(a×f)(k)−(a×k)⋅∇kf(k), which equals −iℏ(La+Saop)f because −iSav=a×v. If f≠0, use the closed radial annulus K from step 2.2 containing its compact support; for t near zero each G(t,⋅) is supported in K. The product of a compact time interval and K is a closed bounded subset of R4, hence compact by [F4], and G and its t-derivative are continuous there. Thus [F4] makes ∂tG uniformly continuous. For each fixed k∈K and each of the six real coordinate functions g(s) of G(s,k)∈C3≅R6, set m=(g(t)−g(0))/t for t≠0. The function g(s)−ms has equal endpoint values on the compact interval between 0 and t. If it is nonconstant, [F6] gives an interior maximum or minimum. Difference quotients from the two sides then have opposite weak signs, so differentiability forces its derivative there to be zero. If it is constant, its derivative is zero everywhere. Thus m=g′(c) for some c between 0 and t. Uniform continuity and ∣c∣≤∣t∣ imply that the difference quotients of G converge uniformly on K to ∂tG(0,⋅). Since ν(K)<∞ by [F2], this gives convergence in L2(dν); the quotients lie in the closed subspace HTν by step 1.1, so the limit is the norm derivative in that space. For f=0 the derivative is immediate. By the Stone derivative characterization in step 3.1, f∈D(Ja) and Jaf=(La+Saop)f.

5.1givenstep 4.1algebra

If f∈D, then (a×k)⋅∇k(k⋅f)=0; expanding this derivative and using k⋅f=0 gives k⋅Laf=iℏ(k×f)⋅a. The matrix definition of Sa gives k⋅Saopf=−iℏ(k×f)⋅a. Their sum is zero, so step 4.1 shows that Ja preserves transversality on D.

6.1F2F5step 5.1constructalgebra∎

The separate terms need not preserve transversality. For a=e3, choose by [F5] a smooth bump ρ equal to 1 on B1/8(0) and supported in B1/4(0), and translate it to χ(k)=ρ(k−e1). Its support misses the e3 axis. Put f(k)=χ(k)(e3×k). Then f∈D, while (k×f)⋅e3=χ(k)(k12+k22) is nonzero near e1. By the calculation in step 5.1, both k⋅Le3f and k⋅Se3opf are nonzero there, with opposite signs. This proves that neither term separately preserves the transverse space, whereas their sum does.

Remarks

For each R∈SO(3), the unitary W from the preceding measure-isometry lemma intertwines the weighted and Lebesgue realizations of this rotation action:

HºTH0THºTH0TWUº(R)U0(R)W

The vertical arrows are the actions f(k)↦Rf(R−1k) in the indicated Hilbert spaces. The diagram records the identity WUν(R)=U0(R)W, proved by direct substitution in step 1.2 above; no step of the proof above relies on the diagram.

Depends on

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