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Nonlinear stability of the torque-free spin of the rigid-material model about an extreme principal axis, and instability about the intermediate axis, with an explicit escape time and the orientation caveat
Lyapunov stability and instability of the torque-free spin of a nondegenerate rigid-material model of Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope with pairwise distinct principal moments, stated for the model's motions with time window containing : spins about the largest and smallest principal axes are Lyapunov stable in the body angular momentum, with an explicit conserved deviation bound, and spins about the intermediate axis are unstable with an explicit escape time; the escaping perturbation is realised by an actual torque-free motion. The stability is a statement about the body-frame angular momentum and angular velocity only: two motions with the same constant body angular velocity can have orientations differing by a fixed nontrivial rotation at every time, so no orientation stability is asserted. No measurement, damping, dissipation or empirical value is asserted; the countable-choice assumption is inherited for finite mass moments and inertial integrals, and for the double-cover supplier used in the quaternion constructions. The stability and escape calculations for a given positive diagonal inertia matrix introduce no additional choice principle.
Statement
Assume the Axiom of Countable Choice (The Axiom of Countable Choice ()), carried through Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope clause (i) and Inertia matrix, spatial inertia tensor, inertia tensor about a point and moment of inertia about an axis of a rigid-material model for finite mass moments, through Adoption of the external-torque branch of the rigid-material model: declared torque data and the balance of angular momentum about the centre of mass clause (i) and the inertial-integral suppliers of Euler's equations with torque for the rigid-material model, the rotational power identity, the torque-free reduction and frame covariance and Torque-free motion of the rigid-material model: conservation of the angular momentum about the centre of mass, the energy-momentum invariants, the principal-axis equations and global existence of the spin dynamics, and through the double-cover supplier of The quaternion rotation map : conjugation on the imaginary quaternions, the unit sphere , and quaternion lifts for the surjectivity used to choose initial unit quaternions. The stability and escape calculations for a given positive diagonal introduce no additional choice principle. Adopt a nondegenerate model of the rigid-material branch Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope with pairwise distinct principal moments, and label a positively oriented principal basis , , so that Use the model in the torque-free branch of Adoption of the external-torque branch of the rigid-material model: declared torque data and the balance of angular momentum about the centre of mass clause (iv). Along any motion write ; the torque-free -path solves and is the restriction of a solution defined on all of (Torque-free motion of the rigid-material model: conservation of the angular momentum about the centre of mass, the energy-momentum invariants, the principal-axis equations and global existence of the spin dynamics clauses 2 and 4). Write for the model's time window. All physical realizations below use paths restricted to ; clause 3's forward-time realization assumes . Let . Then:
- Stability of the extreme-axis spins. For and the constant path is Lyapunov stable for the -system (Equilibria, Lyapunov stability and asymptotic stability of an autonomous first-order system): for every there is such that every maximal solution with is defined for all and satisfies for all . Consequently every torque-free motion of a model of the branch whose time window contains and whose datum satisfies has, with , where .
- Explicit deviation bound. For define on and for Along every solution of one has, for all in its interval, with evaluated on its unique global extension if the original interval does not contain ,
- Instability of the intermediate-axis spin. The spin is not Lyapunov stable. More precisely, with if , then for every there are a torque-free motion of this model on , with body angular velocity , and a time such that and the escape can be arranged with for any prescribed whose initial datum , , satisfies . Such exist arbitrarily close to zero, and the datum belongs to the -system.
- Orientation caveat. For or and every there are two torque-free motions of the model, with , whose body angular velocities are both constantly equal to and whose orientation paths satisfy for every and a fixed rotation . Consequently clause 1 asserts nothing about the closeness of the orientations of two motions.
The statement is conditional on the adopted model and zero-torque balance; it asserts no force, no damping, no measurement and no empirical law.
Facts & Assumptions
Given: A nondegenerate model of Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope with positively oriented principal basis and moments , positive; the zero-torque branch; the data and the auxiliary constants of the statement.
The torque-free system and its invariants: with one has ; and are constant along solutions; every solution has a unique maximal extension to all of ; and with diagonal positive in the principal basis, so and (Torque-free motion of the rigid-material model: conservation of the angular momentum about the centre of mass, the energy-momentum invariants, the principal-axis equations and global existence of the spin dynamics clauses 2-4, Euler's equations with torque for the rigid-material model, the rotational power identity, the torque-free reduction and frame covariance clause 4, Principal axes and principal moments of the inertia data of a rigid-material model, axis moments and extremal values clauses (a) and (d), Inertia matrix, spatial inertia tensor, inertia tensor about a point and moment of inertia about an axis of a rigid-material model).
Stability supplier (Lyapunov stability of spin about the largest and smallest principal axes of the torque-free top): for positive reals , the diagonal map and the field on , the equilibria and , , are Lyapunov stable in the sense of Equilibria, Lyapunov stability and asymptotic stability of an autonomous first-order system: for and every there is such that every maximal solution with is defined for all and satisfies for all .
Instability supplier (Instability of spin about the intermediate principal axis of the torque-free top): its Statement gives the existential instability and time bound. Its Proof, second through sixth numbered steps, gives the stronger prescribed-datum conclusion used here: in the same setting, is an equilibrium which is not Lyapunov stable, and with the constants of the statement and , for every there is a solution of the -system with and some with ; the escape can be arranged at a time from the datum of the statement for every additionally satisfying ; such data exist arbitrarily close to the spin as .
Realisability: for every continuous there is a rotation path whose body angular velocity is ; if is then is of class ; and for with the path can be chosen with , the covering map being surjective with on (The quaternion lift of a prescribed continuous angular velocity: keeps invariant, its rotation path has body angular velocity , and the initial value problem has a unique solution on the whole interval clauses 1-2, The quaternion rotation map : conjugation on the imaginary quaternions, the unit sphere , and quaternion lifts and its second remark).
The balance check ingredients: for a curve and a curve one has , , and ; the cross product is bilinear and alternating with (Derivative rules for differentiable matrix-valued curves, and skewness of for a curve in , The skew-matrix/cross-product correspondence and its conjugation law , The cross product is bilinear, alternating, and orthogonal to both factors, The cross product in ); and a curve together with a rotation path forms a motion of the model (Configuration, configuration space and orientation of a rigid-material model in an inertial frame, Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope clause (ii)).
The spin motions of Principal-axis uniform rotations of the torque-free rigid-material model: existence, a fixed spatial direction, the invariants, and the converse classification clauses 1-3 realise every constant body angular velocity , , , as the body angular velocity of a torque-free motion with constant, and is constant along it.
The orientation construction uses the imaginary quaternion with and , so that and for (The quaternion rotation map : conjugation on the imaginary quaternions, the unit sphere , and quaternion lifts, The Euclidean inner product on ).
Proof
The positively oriented principal basis has a basis matrix ; the skew/cross correspondence of [L5] gives , so is the supplier's positive diagonal field in those coordinates. Clause 1 of [L2] gives for and and every a such that every maximal solution with is defined for all and satisfies ; by [L1] a maximal solution is a solution defined on , so this is exactly the Lyapunov stability of for the -system, and the equilibrium property holds by the alternation of the cross product in [L5].
The functions and of clause 2 are nonnegative, since in the principal basis with one has and with all coefficients nonnegative by ; and and because the remaining coefficients are at least these. By [L1] the two combinations and are constant along every solution, so and are constant along solutions and the two displayed inequalities of clause 2 follow.
Fix an admissible prescribed from clause 3. Apply the invariant-branch argument of [L3] with the auxiliary number , so , as required in that supplier's second proof step. That argument starts with exactly , with and ; until first reaches , it obtains , and . Its fifth and sixth steps therefore give a first hitting time and . The construction applies to every such , not only to an existentially chosen perturbation. The additional initial-norm condition gives , and as ensures admissible data for every . This proves the prescribed-datum escape and, since is fixed, instability.
Let a torque-free motion have time window containing and datum with , , for the of step 1.1. Its -path is a solution of the -system by [L1], so for all ; and since with diagonal with entries , the difference with gives by [L1]. This completes clause 1.
Realise the escaping -path of step 2.1 as a motion. Let be the global solution of the -system with datum (global by [L1]), and put , which is continuous and of class because solves a locally Lipschitz equation; by [L4] there is a rotation path with body angular velocity , with any prescribed initial orientation by choosing a preimage of . Assume as in clause 3, restrict and to , and define by with . This is a motion of the same model by [L5], and its domain includes the escape time. Its body angular velocity is , so its -data are , and its zero-torque balance holds: with [L5], because . Hence the motion is a torque-free motion of the branch with , , and at the escape time of step 2.1. This is clause 3.
For clause 4, put and let , so that by [L7] and . By [L4] choose with for a fixed , let be the lift of with , and put ; then is , takes values in because is multiplicative, and solves by the commutation in [L7], with . Let and ; by the homomorphism property in [L4], with , and because acts as the half-turn about the axis : and for by the conjugation formula and in [L7]. Both and have body angular velocity by [L4] and so, after restriction to and with , are torque-free motions by clause 2 of Principal-axis uniform rotations of the torque-free rigid-material model: existence, a fixed spatial direction, the invariants, and the converse classification; their orientations differ by the fixed rotation at every time, which is clause 4.
Remarks
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What is stable. Clauses 1 and 3 are statements about the body-frame angular momentum (equivalently, through the fixed invertible , about the body angular velocity ). The orientation of the body in the inertial frame is not controlled, as clause 4 makes explicit; the spin phase about the axis is free.
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Why the intermediate axis is different. The two conserved quantities and confine the -path to a compact set, but near that set is a pair of curves through the equilibrium along which grows exponentially until the transverse components exchange roles; the explicit datum and the escape time of clause 3 make the instability effective, and clause 3's realisation shows that it is a statement about motions, not merely about solutions of a differential equation.
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No dissipation. The torque-free branch has no damping; with a nonzero datum , the statements of this item do not apply, and a dissipative torque model would require its own analysis. The result also asserts no empirical value and no claim that any concrete body has been observed to spin stably or unstably.
Depends on
Adoption of the rigid-material model branch: reference mass distribution, rigid placements, orientation and scope
Adoption of the external-torque branch of the rigid-material model: declared torque data and the balance of angular momentum about the centre of mass
Euler's equations with torque for the rigid-material model, the rotational power identity, the torque-free reduction and frame covariance
Torque-free motion of the rigid-material model: conservation of the angular momentum about the centre of mass, the energy-momentum invariants, the principal-axis equations and global existence of the spin dynamics
Principal-axis uniform rotations of the torque-free rigid-material model: existence, a fixed spatial direction, the invariants, and the converse classification
Configuration, configuration space and orientation of a rigid-material model in an inertial frame
Body and spatial angular velocity of a rigid-material motion, and the material velocity field
Inertia matrix, spatial inertia tensor, inertia tensor about a point and moment of inertia about an axis of a rigid-material model
Principal axes and principal moments of the inertia data of a rigid-material model, axis moments and extremal values
Lyapunov stability of spin about the largest and smallest principal axes of the torque-free top
Instability of spin about the intermediate principal axis of the torque-free top
Equilibria, Lyapunov stability and asymptotic stability of an autonomous first-order system
The quaternion lift of a prescribed continuous angular velocity: keeps invariant, its rotation path has body angular velocity , and the initial value problem has a unique solution on the whole interval
The quaternion rotation map : conjugation on the imaginary quaternions, the unit sphere , and quaternion lifts
The Axiom of Countable Choice ()
Derivative rules for differentiable matrix-valued curves, and skewness of for a curve in
The skew-matrix/cross-product correspondence and its conjugation law
The cross product is bilinear, alternating, and orthogonal to both factors
The cross product in
The Euclidean inner product on
The orthogonal group and the rotation group
Intervals of : the nine order-convex forms, nondegeneracy, and length
Dependency tree · 2 levels
Sources
- D. Tong, Classical Dynamics (Cambridge lecture notes, January 2015 printing), Section 3.4, Eqs. (3.34)-(3.45), printed pages 55-58 (PDF pages 61-64): the free top,Poinsot construction, and the intermediate-axis instability demonstrated by an explicit perturbation of the invariants
- K. K. Likharev, Essential Graduate Physics, Part CM: Classical Mechanics (title page last edited September 1, 2026), Chapter 4 Section 4.4, Eqs. (4.63)-(4.71), chapter pages 15-16 (PDF pages 69-70): free-rotation stability about the extreme principal axes and the instability of the intermediate axis
- G. J. Sussman and J. Wisdom, Structure and Interpretation of Classical Mechanics, 2nd ed. (MIT Press, 2014), Sections 2.8.2-2.9: the invariant level curves of the free rigid body and the behaviour of the intermediate-axis spin
- I. W. Stewart, Advanced Classical Mechanics (MIT 8.09 Advanced Classical Mechanics, Fall 2014 course text), Chapter 2 Section 2.4, printed pages 41-48 (PDF pages 44-51): Euler equations and the linear and qualitative treatment of rotations about the principal axes