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Sinusoidal forcing: the steady response, its amplitude and phase, and resonance at Ω=k/m

Conventions

For a bounded real-valued curve u:R→R, its amplitude about zero means sup⁡t∈R∣u(t)∣.

Statement

Let m>0, k>0, c≥0, let f0∈R and Ω≥0, and consider the forced model m x′′+c x′+k x=f with time domain I=R and forcing f:R→R, f(t)=f0cos⁡(Ωt) (The damped driven oscillator model: second-order equation, phase-plane system and characteristic data). Put

D:=k−mΩ2+i c Ω∈C,ω0:=k/m.

  1. Non-resonant response. If D≠0, then the function xp(t):=Re⁡ ⁣(f0eiΩtD)=f0 (k−mΩ2)cos⁡(Ωt)+c Ωsin⁡(Ωt)(k−mΩ2)2+c2Ω2 is a solution of the forced model on all of R. Its amplitude about zero is ∣f0∣/(k−mΩ2)2+c2Ω2. For Ω>0 and f0≠0, a phase-lag angle relative to the drive means a real ϕ such that xp(t)=(f0/∣D∣)cos⁡(Ωt−ϕ) for every t, with the signed factor f0 retained in both drive and response. Such an angle exists: any ϕ∈R satisfying cos⁡ϕ=k−mΩ2∣D∣,sin⁡ϕ=cΩ∣D∣ has this property. No temporal phase is assigned when Ω=0 or f0=0.

  2. Resonance. If c=0 and Ω=ω0, then D=0 and xp(t):=f0 tsin⁡(ω0t)2mω0 is a solution of the forced model on all of R; if f0≠0 then xp is unbounded on [0,∞).

  3. Transient decay. If c>0, then D≠0 for every Ω≥0, and every solution x:[0,∞)→R of the forced model satisfies x(t)=xp(t)+xh(t) where xh is a homogeneous solution; consequently x(t)−xp(t)→0 as t→+∞ (Limits at +∞ and −∞, and infinite limits at a point) and x is bounded on [0,∞).

Facts & Assumptions

Given: The parameters m>0, k>0, c≥0, the number f0∈R and frequency Ω≥0, the all-R forcing f(t)=f0cos⁡(Ωt) and D=k−mΩ2+icΩ, and ω0=k/m.

[F1]

The model and its phase system are those of The damped driven oscillator model: second-order equation, phase-plane system and characteristic data; the differential expression x↦mx′′+cx′+kx is linear over R, so sums of solutions of the forced and homogeneous equations are solutions of the corresponding forced equation. [given]

[F2]

Complex exponential: ddtexp⁡(μt)=μexp⁡(μt) for complex μ and real t, and exp⁡(−γt+iΩt)=e−γt(cos⁡(Ωt)+isin⁡(Ωt)), so Re⁡exp⁡(iΩt)=cos⁡(Ωt); complex conjugation and modulus are those of Real and imaginary parts, complex conjugation, and modulus, with ww‾=∣w∣2 and 1/w=w‾/∣w∣2 for w≠0. [thm-complex-exponential-is-entire-with-derivative-itself, cor-complex-exponential-cartesian-form-modulus-and-eulers-identity, def-complex-conjugate-real-imaginary-part-and-modulus]

[F3]

Real derivatives: (sin⁡t)′=cos⁡t, (cos⁡t)′=−sin⁡t; sums and products are differentiated by the algebra of derivatives and the chain rule; sin⁡(π/2)=1 and sine has period 2π. [thm-sine-and-cosine-derivatives, thm-algebra-of-derivatives, thm-chain-rule, thm-quarter-turn-values-and-shift-formulas, thm-sine-cosine-zero-sets-and-fundamental-period]

[F4]

For k>0, every homogeneous solution is one of the three families of The homogeneous damped oscillator: solution classification by the discriminant and uniqueness for initial data, and if c>0 every homogeneous solution satisfies xh(t)→0 and is bounded on [0,∞) by Strictly damped homogeneous oscillator with k>0: every solution tends to zero. [given]

[F5]

Sine and cosine have range [−1,1] (Signs, monotonicity intervals, and ranges of sine and cosine); cos⁡(−u)=cos⁡u, sin⁡(−u)=−sin⁡u and cos⁡2u+sin⁡2u=1 (Parity and the Pythagorean identity for sine and cosine). The addition formulas (The addition formulas for sine and cosine) and parity give cos⁡(u−v)=cos⁡ucos⁡v+sin⁡usin⁡v for all real u,v.

Proof

technique · cases; verify the complex steady-state solution and its real part, verify the resonant solution directly, and obtain the transient statement from the homogeneous decay
1.1F2F5givenalgebra

Non-resonant case. [assume-case 1] Suppose D≠0 and put z(t):=f0exp⁡(iΩt)/D. By [F2], z′=iΩz and z′′=−Ω2z, hence mz′′+cz′+kz=(−mΩ2+icΩ+k)z=Dz=f0exp⁡(iΩt). The differential expression has real coefficients and the real and imaginary parts of a complex-valued C2 function may be differentiated separately, so xp=Re⁡z satisfies m xp′′+c xp′+k xp=Re⁡(f0exp⁡(iΩt))=f0cos⁡(Ωt) on R. The displayed real form follows from [F2] and 1/D=D‾/∣D∣2, D‾=k−mΩ2−icΩ, ∣D∣2=(k−mΩ2)2+c2Ω2. For the amplitude, put a=k−mΩ2, b=cΩ and r=∣D∣=a2+b2>0. By [F5], (acos⁡u+bsin⁡u)2+(asin⁡u−bcos⁡u)2=r2, so ∣xp(t)∣≤∣f0∣/r. If Ω=0, then D=k and xp≡f0/k, attaining that bound. If Ω>0, the cosine range in [F5] supplies a real u with cos⁡u=a/r; the Pythagorean identity gives ∣sin⁡u∣=b/r since b≥0, and replacing u by −u if necessary makes sin⁡u=b/r while preserving its cosine. At t=u/Ω the numerator acos⁡u+bsin⁡u equals r, attaining ∣xp(t)∣=∣f0∣/r. This also covers f0=0, proving the stated amplitude. When Ω>0 and f0≠0, take ϕ=u from that construction. For this angle, and for any other angle with the stated sine and cosine, the difference formula in [F5] gives cos⁡(Ωt−ϕ)=(acos⁡(Ωt)+bsin⁡(Ωt))/r; therefore xp(t)=(f0/r)cos⁡(Ωt−ϕ) for every t, proving the phase relation with the declared signed convention.

1.2F3givenalgebra

Resonance. [assume-case 2] Suppose c=0 and Ω=ω0, and put xp(t)=f0tsin⁡(ω0t)/(2mω0), so that f(t)=f0cos⁡(ω0t) and k=mω02. By [F3], xp′(t)=f0(sin⁡(ω0t)+ω0tcos⁡(ω0t))2mω0,xp′′(t)=f0(2ω0cos⁡(ω0t)−ω02tsin⁡(ω0t))2mω0, so m xp′′+k xp=f0cos⁡(ω0t)−12f0ω0tsin⁡(ω0t)+12f0ω0tsin⁡(ω0t)=f0cos⁡(ω0t): it is a solution on R. For each j∈N, put tj=(π/2+2πj)/ω0. These times are nonnegative and tend to +∞ because ω0>0 and π>0. Integer periodicity and the quarter-turn value in [F3] give sin⁡(ω0tj)=1, so ∣xp(tj)∣=∣f0∣tj/(2mω0)→+∞ whenever f0≠0; hence xp is unbounded on [0,∞).

2.1step 1.1step 1.2F1F4F5∎

Transient decay. [assume-case 3, cases-exhaustive: D≠0; c=0, Ω=ω0; c>0] Suppose c>0; then D=0 would force cΩ=0, hence Ω=0 and D=k≠0, a contradiction, so D≠0 for every Ω and step 1.1 supplies the solution xp. Let x:[0,∞)→R be any solution of the forced model. Then xh:=x−xp satisfies the homogeneous model by linearity [F1]; by [F4] it is one of the three families of the classification theorem, and since c>0, Strictly damped homogeneous oscillator with k>0: every solution tends to zero gives xh(t)→0 as t→+∞ and boundedness of xh on [0,∞); xp is bounded by [F5] because ∣cos⁡∣≤1, ∣sin⁡∣≤1 and D≠0 in the real form of step 1.1. Hence x(t)−xp(t)=xh(t)→0 and x=xp+xh is bounded.

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