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Smooth Sobolev continuation criterion

Statement

Assume Countable Choice. For the periodic incompressible IVP with d∈{1,2,3}, ν≥0, smooth real divergence-free initial data on the normalized torus Qd=Rd/(2πZ)d, and integer s≥4, let u be the unique maximal smooth solution on [0,T∗). Maximal means that no smooth solution in the same class on a larger interval agrees with u on [0,T∗). If T∗<∞ and sup⁡t<T∗∥u(t)∥Hs<∞, then u extends smoothly to an interval [0,T∗+ϵ] for some ϵ>0.

For the positive-density polytropic Euler IVP with d∈{1,2,3}, κ>0, γ>1, and integer s≥4, let q=(r,u) be the unique maximal smooth solution in the symmetric variables from the stated definition, on [0,T∗), with r(t,x)>0. If T∗<∞, sup⁡t<T∗∥q(t)∥Hs<∞, and inf⁡t<T∗, x∈Qdr(t,x)>0, then q and its positive density ρ=(ar/κγ)1/a extend smoothly beyond T∗.

Facts & Assumptions

Given: Countable Choice and the exact periodic local IVP interfaces and conventions in the Statement.

[A1]

Countable Choice: every countable family of nonempty sets has a choice function (The Axiom of Countable Choice (ACω)).

[F1]

Local smooth periodic Euler and Navier–Stokes: for smooth real divergence-free periodic data and fixed ν≥0, a unique local smooth solution exists, with smooth mean-zero pressure and the equivalent projected equation ut=−P(u⋅∇u)+νΔu.

[F2]

Local smooth positive-density polytropic Euler: smooth strictly positive-density data give a unique local smooth positive-density solution. In Sound-speed variables for polytropic Euler, a=(γ−1)/2, q=(r,u) satisfies qt=−∑jAj(q)∂jq, each Aj is linear and symmetric, and ρ=(ar/κγ)1/a is a smooth inverse for r>0.

[F3]

Periodic fluid Fourier Sobolev spaces: Hm is the complete weighted coefficient space with weights wk2m, realized in L2 under Countable Choice. Periodic Leray and pressure maps: P is an orthogonal Fourier projection bounded on every Hm and commuting with spatial derivatives; derivatives multiply coefficients by ikj and map Hm+1 boundedly to Hm.

[F4]

Periodic Fourier embeddings and products: Hσ embeds continuously in Cj for σ>j+d/2, and multiplication is continuous on Hσ for σ>d/2, componentwise.

[F5]

Tame transport commutator: for integers m≥s≥4, ∥[Λm,f]∂jg∥2≤Cd,m,s(∥f∥Hm∥g∥Hs+∥f∥Hs∥g∥Hm), with Λm the Fourier multiplier wkm.

Proof

1.1givenA1F1F2

The local theorems [F1] and [F2] give nonempty smooth solution intervals. Uniqueness on overlaps lets their union define a unique maximal solution on [0,T∗) in either branch. Assume the corresponding bounds in the Statement and T∗<∞. Write z=u or z=q, respectively, and M=sup⁡t<T∗∥z(t)∥Hs<∞.

2.1givenF2F3F4F5step 1.1algebra

For any integer m≥s, apply Λm to the incompressible projected equation and pair with Λmu. The projection disappears by [F3]; periodicity and div⁡u=0 cancel the principal transport term, [F5] bounds the commutator pairing by Cm∥u∥Hs∥u∥Hm2, and viscosity contributes −ν∥∇u∥Hm2≤0. For the symmetric system, symmetry gives ∫(Λmq)TAj(q)∂jΛmq=−12∫(Λmq)T(∂jAj(q))Λmq. Linearity of Aj and [F4] bound this by Cm∥q∥Hs∥q∥Hm2, since s>1+d/2. The remaining commutators satisfy the same bound by [F5], componentwise. Thus in both branches 12(∥z∥Hm2)′≤CmM∥z∥Hm2 on [0,T∗), with constants depending only on the fixed orders, dimension and, in the symmetric branch, the fixed matrices.

3.1givenstep 2.1algebra

Multiplying the inequality in step 2.1 by e−2CmMt gives ∥z(t)∥Hm≤∥z(0)∥HmeCmMT∗=:Km<∞ for every integer m≥s and t<T∗. The data are smooth, so all Km are finite.

4.1givenF2F3F4step 3.1algebra

For every integer m≥s, [F3], [F4], and step 3.1 bound the right-hand side of the evolution equation uniformly in Hm: use Km+1 for products with one spatial derivative, and νKm+2 for the viscous term. Thus ∥zt(t)∥Hm≤Dm<∞. Integrating on compact subintervals gives ∥z(t)−z(t′)∥Hm≤Dm∣t−t′∣. Completeness in [F3] supplies an endpoint limit z∗∈Hm as t↑T∗. The inclusions Hm+1⊂Hm are continuous by the weights, so these unique limits are compatible for every m. Hence one z∗ lies in all these spaces, and [F4] makes it smooth with convergence in every Cj. In the incompressible branch, divergence-free constraints and reality pass to the limit. In the symmetric branch, uniform convergence and the assumed lower bound give r∗(x)≥inf⁡t<T∗,xr(t,x)>0, so the inverse in [F2] gives a smooth strictly positive density at the endpoint.

5.1givenF1F2F3F4step 4.1

Apply [F1] to u∗ or [F2] to the density and velocity recovered from q∗, with time translated by T∗. This supplies a smooth solution on [T∗,T∗+δ] for some δ>0, and positivity in the symmetric branch. Join it to the old solution with value z∗ at T∗. The joined curve is continuous in every Hm by step 4.1. Its evolution right-hand side is continuous there, because each spatial derivative is bounded between the indicated Sobolev orders and the products are continuous by [F4]. Passing the integral equation to T∗ on each side shows that the joined curve has the same first time derivative from both sides and satisfies the equation across the join.

6.1givenF2F3F4step 4.1step 5.1∎

Inductively differentiating the polynomial evolution right-hand sides in step 5.1 expresses every higher time derivative as a finite sum of products of spatial derivatives of earlier time derivatives, with the fixed bounded Fourier map P in the incompressible branch. Since all spatial Sobolev orders are available, [F3] and [F4] make each such derivative continuous across the join. Embedding then gives all mixed derivatives continuously, hence a smooth extension. In the symmetric branch the smooth positive inverse density map preserves this regularity. This proves both asserted continuation conclusions without assuming a quantitative restart-time formula from either local theorem.

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