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Existence of strictly convex normal neighborhoods: small coordinate balls are normal neighborhoods of each of their points
Statement
Let be a time-oriented smooth Lorentzian four-manifold with metric-selected connection (Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model, Metric compatibility, torsion freedom and the metric-selected connection class) and geodesics as in The geodesic initial-value problem and the exponential map of the metric-selected connection. Let and let be an open neighborhood of . Then there are a chart around with and a radius such that , based at , is contained in and has the following properties.
(a) Normal neighborhood of each point. For every define where is the exponential domain of The geodesic initial-value problem and the exponential map of the metric-selected connection clause (d). Then is an open star-shaped neighborhood of in , and is a diffeomorphism onto .
(b) Unique contained joining segment. For all there is exactly one geodesic segment joining to whose image is contained in , namely where is the two-point inverse velocity of The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse clause (c). For the points , , lie in strictly inside the coordinate ball, i.e. ; and is the time reverse of up to affine reparametrization.
(c) Strict convexity. In the terminology of Normal neighborhoods, convex normal sets, the position vector and the squared-displacement function clause (b), is a strictly convex normal neighborhood; in particular the position vector and the squared displacement are defined for all .
Facts & Assumptions
Given: A time-oriented smooth Lorentzian four-manifold with metric-selected connection , a point and an open neighborhood .
Point-normal charts exist: there is a chart around with and ; the Christoffel symbols are the smooth chart functions of Christoffel symbols of an affine connection (Point-normal and exponential coordinate charts of the metric-selected connection clause (a)).
By The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse there are a chart around with , radii , a constant and such that, writing for Euclidean coordinate components, maps diffeomorphically onto , and for the velocity satisfies and . We take this chart also to satisfy [L1]; this is legitimate because both statements are valid in every chart sufficiently small around , and we may first fix the point-normal chart and then apply the joint-exponential construction inside it.
Containment and speed bound, with the Euclidean bilinear operator norm of Convexity of the squared Euclidean radius along small contained geodesics: segments with endpoints in a small ball stay in the ball: if a geodesic segment has image in the coordinate ball with and , and if its image is contained in for some , then (Speed bounds along geodesics in a chart, and small initial velocity of every geodesic segment contained in a small ball clause (b)); and, for with , (Speed bounds along geodesics in a chart, and small initial velocity of every geodesic segment contained in a small ball clause (a)).
Convexity: if a geodesic segment has image in with and both endpoints satisfy for , where , then its image lies in the closed ball , and along it for (Convexity of the squared Euclidean radius along small contained geodesics: segments with endpoints in a small ball stay in the ball clauses (a) and (b)). Moreover a convex function attaining its maximum at an interior point of an interval is constant on that interval.
Smooth dependence of geodesics on initial data and the local diffeomorphism theorem: the evaluation is smooth on its open domain and is invertible whenever (The geodesic initial-value problem and the exponential map of the metric-selected connection clause (b), The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse clause (c), The smooth inverse function theorem on manifolds).
If is an open set and is injective with invertible differential at every point, then it is a diffeomorphism onto (The smooth inverse function theorem on manifolds: a bijective smooth map whose differential is everywhere invertible is a diffeomorphism onto its image, the inverse being smooth because it is a local inverse of a local diffeomorphism and bijectivity makes the local inverses patch).
Proof
(Setup and choice of .) Fix the point-normal chart of [L1] and shrink it to satisfy [L2] with constants . Since by [L1] and the Christoffel symbols are continuous on the coordinate domain [L1], we may choose with and Choose with where , and . Then .
(The two-point geodesic stays in the larger ball.) Let and let . Put , so and ; let , , be the corresponding geodesic. Since and , we have , so satisfies ; [L3] then gives, as long as the image stays in , Since and by the choice of , an exit from at the first parameter would require displacement at least , while the speed estimate bounds it by . This is a contradiction; hence the whole image lies in .
(Interior containment for distinct endpoints.) By step 2.1 the image of lies in . Its endpoints satisfy , and ; [L4] applied with gives on . If and for some , the convex function attains its maximum at an interior point, hence is constant by [L4]. Then while [L4] gives , so and is constant, contradicting . Thus for distinct endpoints. If , then by [L2] and is the constant geodesic.
(Uniqueness on the closure.) Let be any geodesic segment from to . No interior-containment assumption is needed for this uniqueness argument. Its image lies in . For every , apply L3 with compact set and radius ; its hypotheses hold because and . The image lies in , so . Letting gives . Thus and . Injectivity of gives , and uniqueness for the geodesic initial-value problem gives . This also excludes every nonconstant geodesic loop in when , so the unique degenerate segment is constant. Together with step 3.1 this proves the closure-endpoint condition in the definition and the uniqueness assertion in (b).
(The domains .) Fix and let be as in (a). It is star-shaped by construction: if and , the segment , , is the initial arc of by the scaling rule of The geodesic initial-value problem and the exponential map of the metric-selected connection clause (c), hence lies in and . It is open: if , the geodesic is defined on with image in the open set ; choosing with (possible by [L5] since is an interior point and the geodesic extends) and using smooth dependence on initial data [L5], all sufficiently close to have , so . And : the inclusion is by definition of ; for the velocity lies in by step 3.1 and .
( is a diffeomorphism.) It is smooth because is smooth on its domain [L5]; it is surjective by step 4.2; it is injective: if with , then the segments of and lie in , so [L3] gives ; hence and forces . Finally, for we have and , so and is invertible by [L5]. A bijective local diffeomorphism onto is a diffeomorphism by [L6]. This proves (a).
(Conclusion.) Steps 2.1, 3.1 and 4.1 establish (b); steps 4.2 and 5.1 establish (a); together with the definitions of Normal neighborhoods, convex normal sets, the position vector and the squared-displacement function this gives (c). This completes the proof.
Remarks
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Smallness is essential. The theorem asserts the existence of some small ball; it does not claim that every coordinate ball is convex, and it does not produce an explicit radius. The proof shows that the radius may be chosen once the chart, the velocity radius and the Lipschitz constant of the two-point inverse are fixed.
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The closure form. The standard terminology "strictly convex normal" allows pairs of the closure; the proof above shows the stronger interior statement for the open ball: the parameter interior of a joining segment meets the boundary sphere only if the segment is constant. This is the form used in Speed bounds along geodesics in a chart, and small initial velocity of every geodesic segment contained in a small ball and in the local causality statements of Local causality in a convex normal ball: causal reachability is the exponential cone, the Lorentzian length is bounded by the displacement radius, and null endpoints force the null geodesic.
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No completeness. The construction is local; the domains may be much smaller than , and no global geodesic convexity or injectivity radius statement is made.
Depends on
The joint exponential map: smoothness, invertible differential at the diagonal, and the small-velocity two-point inverse
Convexity of the squared Euclidean radius along small contained geodesics: segments with endpoints in a small ball stay in the ball
Speed bounds along geodesics in a chart, and small initial velocity of every geodesic segment contained in a small ball
Normal neighborhoods, convex normal sets, the position vector and the squared-displacement function
Point-normal and exponential coordinate charts of the metric-selected connection
The geodesic initial-value problem and the exponential map of the metric-selected connection
Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
Metric compatibility, torsion freedom and the metric-selected connection class
Christoffel symbols of an affine connection
Coordinate geodesic equation
The smooth inverse function theorem on manifolds
The differential of a smooth map
Smooth dependence of ODE solutions on parameters
Intervals of : the nine order-convex forms, nondegeneracy, and length
and smooth maps between smooth manifolds
The chain rule for total derivatives:
Dependency tree · 2 levels
Sources
- E. Minguzzi, Lorentzian causality theory, Living Reviews in Relativity 22 (2019), article 3: Theorem 2.4 (strictly convex normal neighborhoods and the joint exponential diffeomorphism; coordinate balls can be chosen) printed p. 26, and Definition 2.3 printed p. 26
- P. T. Chrusciel, Elements of causality theory, arXiv:1110.6706 (2011): normal coordinates and convexity, Sections 2.2-2.3 with Proposition 2.2.6 and Definition 2.2.7 (printed pp. 10-13)