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Conformal reduction of the vacuum constraint equations

Physical scope

Conditional mathematical identity for smooth compact vacuum conformal data with zero cosmological constant; it proves constraint equivalence only and no existence or spacetime development theorem.

Statement

Let (h,K) be the vacuum conformal constraint data of the definition. Then tr⁡hK=τ and the momentum residual vanishes: Mj(h,K)=0. The Hamiltonian residual is H(h,K)=0⟺−8Δ~ϕ+R~ ϕ−∣σ~∣h~2ϕ−7+23τ2ϕ5=0. The displayed scalar equation is the Lichnerowicz equation for these constant-mean-curvature (CMC) vacuum data. Here CMC means that the trace tr⁡hK is spatially constant; its value is τ.

Statement references

Facts & Assumptions

Given: A nonempty compact smooth three-manifold without boundary, a smooth Riemannian metric h~, a smooth TT covariant two-tensor σ~, a constant τ∈R, and a positive smooth dimensionless function ϕ, with Λ=0 and zero stress-energy. Assume ACω for the embedded Lorentzian constraint interpretation.

[A1]

The Axiom of Countable Choice (ACω), Vacuum conformal constraint data: ACω is the axiom that every countable family of nonempty sets has a choice function; the local definition requires it only for the embedded Lorentzian interpretation, not for the abstract tensor identity.

[F1]

Vacuum conformal constraint data: h=ϕ4h~, K=ϕ−2σ~+(τ/3)h, tr⁡h~σ~=0, D~iσ~ij=0, and Δ~f=h~ij(∂i∂jf−Γ~kij∂kf).

[F2]

Spacelike initial data, the constraint equations, developments and maximal developments: the library initial-data convention is K(X,Y)=g(∇Xn,Y) and the vacuum constraints are the normal and normal-tangential projections with Λ=0 and T=0.

[F3]

Gauss-Codazzi decomposition in Gaussian normal coordinates and the constraint equations in terms of the induced metric and second fundamental form: with this K convention, the vacuum scalar and covector constraint residuals are R(h)+(tr⁡hK)2−∣K∣h2 and div⁡hK−d(tr⁡hK), respectively.

[F4]

Christoffel formula for the levi civita connection: for a smooth Riemannian metric m in coordinates, Γ[m]kij=12mkℓ(∂imjℓ+∂jmiℓ−∂ℓmij).

[F5]

Levi civita connection: a Levi-Civita connection is metric-compatible and torsion-free.

[F6]

Dual connection, Product connection on tensor and hom bundles: the induced covariant derivative on dual and tensor-product bundles obeys the dual-pairing and Leibniz rules, so a metric-compatible connection also annihilates the inverse metric.

[F7]

Clairaut--Schwarz theorem for continuous second partial derivatives: second partial derivatives of a smooth scalar function commute in every coordinate chart.

[F8]

The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a): the derivative of a composite of differentiable Euclidean maps is the composition of their derivatives.

[F11]

Integer powers am, Laws of integer exponents: negative integer powers are reciprocals of positive powers, and integer powers obey the addition and quotient laws on nonzero bases.

Proof

1.1F1algebra

From [F1], hij=ϕ−4h~ij and hijKij=ϕ−6h~ijσ~ij+τ=τ. Writing Aij:=ϕ−2σ~ij, its trace is zero and ∣A∣h2=ϕ−12∣σ~∣h~2: each of the two inverse metrics contributes ϕ−4 and the two A factors contribute ϕ−2. The cross term between A and (τ/3)h vanishes by the trace-free condition, while ∣(τ/3)h∣h2=3(τ/3)2=τ2/3. Hence ∣K∣h2=ϕ−12∣σ~∣h~2+τ23.

1.2F1F4F5F6F7F8F9F10algebra

Put u:=2log⁡ϕ, so h=e2uh~, and let Ckij:=Γ[h]kij−Γ~kij. Substitute hij=e2uh~ij and hij=e−2uh~ij in [F4]; using ∂i(e2uh~jℓ)=e2u(2uih~jℓ+∂ih~jℓ) then gives Ckij=δikuj+δjkui−h~ijuk,ui:=D~iu,uk:=h~kℓuℓ. By the affine-connection Leibniz rule, D∂i(f∂a)=(∂if)∂a+fΓcia∂c. Applying this in the curvature definition [F1] and using [∂i,∂j]=0 gives R[Γ]abij=∂iΓajb−∂jΓaib+ΓaiℓΓℓjb−ΓajℓΓℓib. The difference of two affine connections is tensorial, since the derivative terms in their Leibniz rules cancel. For this type (1,2) tensor, D~iCajb=∂iCajb+Γ~aiℓCℓjb−Γ~ℓijCaℓb−Γ~ℓibCajℓ. Substituting Γ[h]=Γ~+C into the curvature formula, the terms linear in C are D~iCajb−D~jCaib: the two terms containing Γ~ℓij cancel because the lower Christoffel indices are symmetric, and the remaining mixed terms pair with the displayed two covariant-derivative terms. The quadratic terms in C remain, giving R[h]abij=R~abij+D~iCajb−D~jCaib+CaiℓCℓjb−CajℓCℓib. Contracting the output and first direction slots gives Ric⁡(h)ij=Ric⁡~ij+D~kCkij−D~jCkik+CkkℓCℓij−CkjℓCℓik. Directly contracting the displayed C gives D~kCkij=2D~iuj−h~ijΔ~u, Ckik=3ui, and D~jCkik=3D~jui. The two quadratic terms expand to CkkℓCℓij=6uiuj−3h~ij∣du∣h~2 and CkjℓCℓik=5uiuj−2h~ij∣du∣h~2. By [F4] the symbols Γ~kij are symmetric in i,j; hence D~iuj−D~jui=∂i∂ju−∂j∂iu=0 by [F7]. Substitution gives Ric⁡(h)ij=Ric⁡~ij−D~iuj+uiuj−(Δ~u+∣du∣h~2)h~ij. Tracing with hij=ϕ−4h~ij gives R(h)=ϕ−4(R~−4Δ~u−2∣du∣h~2). Since u=2log⁡ϕ, [F8, F9] give ui=2ϕ−1∂iϕ. Differentiating once more by [F10] gives ∂i∂ju=2ϕ−1∂i∂jϕ−2ϕ−2(∂iϕ)(∂jϕ). Substitution in the coordinate Laplacian yields Δ~u=2ϕ−1Δ~ϕ−2ϕ−2∣dϕ∣h~2, with the minus sign applying to the second term. [F8, F9, F10] also give ∣du∣h~2=4ϕ−2∣dϕ∣h~2. The gradient-square terms cancel, so R(h)=ϕ−5(−8Δ~ϕ+R~ ϕ).

2.1F1F3F5F6F8F10F11step 1.2algebra

Raise both indices of Aij with h to get Aij=ϕ−10σ~ij. Apply the tensor-product derivative rule [F6] to A=Akj∂k⊗∂j: (DiA)kj=∂iAkj+Γ[h]kiℓAℓj+Γ[h]jiℓAkℓ, with the same formula for D~. Subtracting cancels the ordinary derivative and gives DiAij=D~iAij+CiikAkj+CjikAik. Metric compatibility [F5, F6] gives Dihkℓ=0 and D~ih~kℓ=0: apply the dual-pairing rule to hkℓhℓm=δmk and use Dh=0 (and likewise for h~). The chain and quotient rules give ∂iϕ−1=−ϕ−2∂iϕ; applying the product rule to ten factors and using [F11] gives ∂iϕ−10=10ϕ−9(−ϕ−2∂iϕ)=−10ϕ−11∂iϕ. Now Ciik=6ϕ−1∂kϕ, and, because σ~ is symmetric and trace-free, Cjikσ~ik=4ϕ−1∂iϕ σ~ij; D~i(ϕ−10σ~ij) contributes −10ϕ−11∂iϕ σ~ij+ϕ−10D~iσ~ij, so the three conformal gradient terms cancel. By metric compatibility and the TT condition, D~iσ~ij=h~jℓh~ikD~iσ~kℓ=h~jℓ(div⁡h~σ~)ℓ=0. Therefore DiAij=0. Lowering the free index with the metric-compatible connection gives hjℓDiAiℓ=Di(hjℓAiℓ)=DiAij=hikDiAkj=0, so div⁡hA=0. The pure trace part contributes hikDi((τ/3)hkj)−Djτ=0, because Dh=0 by [F5, F6] and τ is constant by [F1]. Therefore M(h,K)=0.

3.1A1F1F2F3step 1.1step 1.2step 2.1algebra∎

By [F3] and steps 1.1 and 1.2, H(h,K)=ϕ−5(−8Δ~ϕ+R~ ϕ)+23τ2−ϕ−12∣σ~∣h~2. Multiplying by ϕ5>0 is reversible and gives exactly the scalar equation in the Statement. The momentum residual is already zero by step 2.1, so simultaneous satisfaction of both vacuum constraints is equivalent to that scalar equation. This is a deduction about the constraint equations only; it does not assert a solution of the nonlinear equation for arbitrary free data.

Remarks

The conformal weight is attached to the covariant TT tensor σ~ij: after raising both indices with h, its weight is ϕ−10, and its one-index divergence is ϕ−6D~iσ~ij. No general Yamabe, non-CMC, puncture, matter, or conformal-thin-sandwich existence claim follows.

Depends on

Dependency tree · 2 levels

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