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TheoremStatement: AI-adaptedProof: AI-adaptedPipeline-generatedjudge pass (gpt-5.6-terra)audited 2026-09-22
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Maximal ideals and characters of a commutative Banach algebra

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let A be a nonzero commutative unital complex Banach algebra (Unital Banach algebra) and let I⊆A be a proper ideal. Then:

  1. I is contained in a closed maximal ideal;
  2. the maximal ideals of A (Prime ideals and maximal ideals in a commutative ring) are exactly the kernels of the characters of A (Character and maximal ideal space), and the map χ↦ker⁡χ is a bijection from Δ(A) onto the set of maximal ideals.

This is an implementation in ZFC: every proper ideal is extended by Zorn's lemma, so the argument is not an equivalence between the existence of maximal ideals and a weaker choice principle.

Facts & Assumptions

Given: An assumed Axiom of Choice, a nonzero commutative unital complex Banach algebra A, and a proper ideal I of A.

[L1]

A is a complex vector space with an associative bilinear multiplication, a complete submultiplicative norm, a unit 1 with 1a=a1=a and ∥1∥=1, and 0≠1 (Unital Banach algebra).

[L2]

An ideal of A is a linear subspace closed under multiplication by elements of A; it is proper when it is not all of A; a maximal ideal is a maximal element of the poset of proper ideals under inclusion (Prime ideals and maximal ideals in a commutative ring).

[L3]

If ∥y∥<1 then 1−y is invertible with inverse ∑n≥0yn (Neumann series).

[L4]

Under Countable Choice, a proper closed two-sided ideal J of A has A/J a nonzero unital complex Banach algebra with unit of norm one (Closed ideal quotient is a Banach algebra).

[L5]

Under the Axiom of Choice every unital complex Banach division algebra is C 1 isometrically (Gelfand-Mazur).

[L6]

Under the Axiom of Choice, a nonempty poset in which every chain has an upper bound has a maximal element (Zorn's lemma).

[L8]

Every character of A is unital with χ(1)=1, is bounded of norm one, and satisfies χ(a)∈σA(a) (Characters on a unital Banach algebra are continuous).

Proof

technique · direct
1.1L1L2algebra

If J is a proper ideal and x∈J is invertible with inverse x−1, then 1=x−1x∈J and hence a=a⋅1∈J for every a, so J=A; contrapositively a proper ideal contains no invertible element, and in particular 1∉J.

1.2L1L2

For every ideal J the norm closure J‾ is an ideal: it is a closed linear subspace, and for a∈A the maps x↦ax and x↦xa are continuous, so aJ‾⊆aJ‾⊆J‾ and J‾a⊆J‾.

1.3L2

If {Jk} is a nonempty chain of ideals of A, then J:=⋃kJk is an ideal: it is a union of a nested family of linear subspaces and is closed under multiplication by A. The family P of proper ideals of A containing I is nonempty because I∈P, and it is a poset under inclusion.

1.4L2algebra

Character kernels are maximal ideals. If χ is a character then ker⁡χ is a proper ideal: it is a linear subspace closed under multiplication, and it is proper because χ≠0 gives some a with χ(a)≠0. It is maximal: if M′⊋ker⁡χ is an ideal and a∈M′∖ker⁡χ, then for every b∈A the element b−(χ(b)/χ(a))a lies in ker⁡χ⊆M′, hence b∈M′ and M′=A.

1.5L8algebra

The assignment χ↦ker⁡χ is injective on Δ(A): if ker⁡χ=ker⁡ψ and a∈A, then a−χ(a)1∈ker⁡χ=ker⁡ψ, so 0=ψ(a−χ(a)1)=ψ(a)−χ(a)ψ(1)=ψ(a)−χ(a) by [L8], whence χ=ψ.

2.1step 1.1step 1.3L2L6L7

The union J of a nonempty chain {Jk}⊆P is proper: if 1∈J then 1∈Jk for some k, and then Jk=A by [step 1.1], contradicting Jk∈P. So by [step 1.3] every chain in P has an upper bound in P, and [L6], available under the standing Axiom of Choice [L7], supplies a maximal element M∈P with I⊆M⊊A.

3.1step 1.1step 1.2step 2.1L3

The maximal ideal M of [step 2.1] is closed. By [step 1.2] M‾ is an ideal containing M; if M‾=A then 1∈M‾, so some x∈M satisfies ∥1−x∥<1, and then x=1−(1−x) is invertible by [L3], contradicting [step 1.1] and the properness of M. Hence M‾ is a proper ideal containing M, and maximality forces M‾=M.

3.2step 2.1L2L4L7

The quotient A/M is a nonzero commutative unital complex Banach algebra by [L4], using ACω from [L7], and it is a field: if a∉M, the ideal M+Aa strictly contains M and hence equals A by the maximality of M in [step 2.1], so there are m∈M and b∈A with m+ba=1, and then (b+M)(a+M)=1+M exhibits a+M as invertible.

4.1step 3.2L5

Consequently A/M is a unital complex Banach division algebra, and [L5] provides an isometric algebra isomorphism A/M≅C; write π:A→A/M for the quotient map, a unital algebra homomorphism of norm one.

5.1step 2.1step 3.1step 4.1L2algebra

The composite of π with the isomorphism of [step 4.1] is a nonzero complex-linear multiplicative map χ:A→C with χ(1)=1, that is, a character, and its kernel is exactly M; thus every proper ideal is contained in a closed maximal ideal which is the kernel of a character.

6.1step 1.4step 1.5step 5.1∎

By [step 5.1] every proper ideal lies in a closed maximal ideal, proving claim 1; by [step 5.1] every maximal ideal containing a proper ideal is a character kernel, by [step 1.4] every character kernel is a maximal ideal, and by [step 1.5] the assignment is injective, so the maximal ideals are exactly the character kernels and χ↦ker⁡χ is a bijection, proving claim 2.

Remarks

  • Where the Axiom of Choice is spent. Directly through Zorn's lemma in [step 2.1], applied to the poset built in [step 1.3]; through the Countable Choice used for the completeness of the quotient in [step 3.2], which [L7] derives from AC; and through Gelfand–Mazur in [step 4.1], whose nonemptiness-of-spectrum input spends AC. The remaining computations of [step 1.1], [step 1.2], [step 1.4] and [step 1.5] involve no further selection.
  • Maximal ideals are automatically closed. This is what makes the maximal ideal space a topological object: by [2.1] the word "closed" in claim 1 is redundant, but it is proved, not assumed.
  • No unit is assumed on the quotient. The quotient unit is 1+M, whose norm is one by Closed ideal quotient is a Banach algebra; the nonzero hypothesis on A is used only to know that the zero ideal is proper.

Depends on

Dependency tree · 2 levels

Sources