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L^2 potential infinitesimal kinetic bound
Statement
Assume Countable Choice (The Axiom of Countable Choice ()). Let and let with be the free operator (Integer-order Sobolev spaces and their norms), constructed below as the maximal Fourier multiplier with the convention. Then:
(a) Sup-norm interpolation. There is a constant such that for every and every ,
(b) Infinitesimal smallness. The multiplier with is -bounded with relative bound : for every there is such that
(c) Self-adjointness. is self-adjoint on and bounded below.
The potential is real valued but need not be bounded, continuous or compactly supported; no decay rate is assumed. All original parts (a)-(c) retain this full potential class and CC alone.
Facts & Assumptions
Given: CC, real , the free weak Laplacian on , , and .
The unitary Plancherel transform Plancherel theorem uses on Schwartz functions. The CC Sobolev characterisation Integer-order W^{k,2} and H^k agree with equivalent norms and weak multiplier identity Distributional derivatives are polynomial Fourier multipliers identify with and give . No AC-bearing composite free/bounded-potential result is used.
Cauchy-Schwarz Cauchy-Schwarz inequality for and spherical integration give and . Dominated convergence is Dominated convergence. The CC injection of local integrable functions into distributions Locally integrable functions embed in distributions permits identification of an integral representative by testing against compact smooth functions.
The actual CC supplier CC spectral calculus on a Hilbert space with a fixed countable dense sequence gives a unique regular PVM for a self-adjoint operator on a Hilbert space with a specified countable dense sequence, including the exact square-integrability domain and bounded/unbounded Borel calculus. On use the specified enumeration of rational complex linear combinations of rational bounded-box indicators: real density is Rational box-step functions form a countable dense subset of for , and approximating the real and imaginary parts gives complex density. This concrete CC calculus, not an AC spectral theorem, is used for the lower bound after self-adjointness has been proved.
Proof
Maximal free multiplier and its actual domain: put , and define on . This domain is dense because and these cutoffs converge to any by dominated convergence. It is symmetric because is real. If and , test the adjoint identity against every vector supported on ; multiplication by is bounded there, and the identity gives . These sets exhaust the space, so and . Conversely, gives the adjoint identity by Cauchy-Schwarz. Thus including domains. By unitary transport and [F1], is self-adjoint on precisely and agrees with the weak Laplacian. Its explicit inverse at , , is ; one has and . At , , the same formula gives and . Each inverse maps onto the exact free domain, as multiplying by verifies both inverse equations.
Fourier sup interpolation, with the representative justified: write . By [F2], and . In particular . The absolutely convergent inverse integral defines a bounded continuous function. For any compact smooth test function , Fubini gives by Plancherel; absolute integrability for Fubini follows from . Thus has zero distribution and [F2] gives almost everywhere. Taking the essential supremum of its inverse integral yields (a), with , and .
Full unbounded potential bound and symmetry: is finite almost everywhere and for every , so . Step 2.1 gives . Given , choose and set ; then the asserted relative estimate holds, including , and the relative bound is . Realness of gives for : the two equal integrands are absolutely integrable by the Cauchy-Schwarz bounds. In particular the restriction of to is symmetric, even when is unbounded. The maximal multiplier itself has no artificial bounded-potential hypothesis.
Two nonreal Neumann inverses on the exact domain: fix in step 3.1 and write . For with , step 1.1 gives . Hence has the norm-convergent inverse , whose norm is at most ; multiplication of partial geometric sums and passage to the norm limit verify both inverse identities. On the exact factorization is . Therefore maps into and is a two-sided inverse of , with . Both signs use the same estimate; the order is essential. This is an explicit domain argument, not an invocation of Kato-Rellich.
All sufficiently negative real inverses: for every , the explicit from step 1.1 similarly satisfies . The same geometric series gives the inverse of and the factorization on . Thus every real lies in the resolvent set, with bounded inverse and norm at most . This establishes a whole negative half-line of resolvent points; a single negative resolvent point alone would not prove a lower bound.
Exact adjoint domain: is densely defined because is dense, and it is symmetric by steps 1.1 and 3.1. Let and choose . Step 4.1 supplies solving . Symmetry gives , so satisfies . For every the adjoint identity implies ; since is onto by the other sign of step 4.1, . Hence and . Together with symmetry this proves including the exact domain , for every real potential. No extra separability of a potential range or boundedness of was introduced.
Negative spectral support and lower bound under CC: apply [F3] to the self-adjoint of step 5.1 on the fixed-dense-sequence space . Put . For each , step 4.2 gives a bounded inverse and hence on , where . For , a vector in the range of lies in because that interval is bounded; its spectral norm formula gives , so and . Consider all rational-endpoint intervals with . They form a countable collection and cover : at each choose rational endpoints enclosing it within the open spectral hole . This existence argument chooses no uncountably indexed family; taking all such rational intervals is canonical. Countable subadditivity of each scalar spectral measure yields . Therefore for , ; the integral is absolutely convergent by its second-moment domain condition and Cauchy-Schwarz. This proves boundedness below. Parts (a), (b) and (c) are respectively steps 2.1, 3.1 and 5.1 together with this step.
Depends on
CC spectral calculus on a Hilbert space with a fixed countable dense sequence
Integer-order W^{k,2} and H^k agree with equivalent norms
Distributional derivatives are polynomial Fourier multipliers
Locally integrable functions embed in distributions
Rational box-step functions form a countable dense subset of for
Integer-order Sobolev spaces and their norms
Plancherel theorem
Cauchy-Schwarz inequality for
Dominated convergence
Relative boundedness with respect to an operator
Symmetric, self-adjoint and essentially self-adjoint operators
Hilbert space
The Axiom of Countable Choice ()
Dependency tree · 2 levels
Sources
- G. Teschl, Mathematical Methods in Quantum Mechanics, 1st edition 2009, Section 6.1 pp. 133-136 (the Kato-Rellich theorem) and Section 10.1 p. 221 (L^p potentials as infinitesimally small perturbations)
- H. Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations, Chapter 9 (Sobolev embeddings and the Fourier characterisation of H^2; failure of pointwise bounds in the critical case)