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Interacting density-interval and upper-energy event limit

Statement

Assume AC, the ultrafilter extension principle, DC, and HB, and the superstable regular model and Poisson conventions of Superstable regular continuum grand pressure and variational formula, with stationary finite-intensity law space Pstat1, intensity ρ, specific entropy I, and energy density Φ as there defined. Let D⊂[0,∞) be an interval of positive length and define ν=sup⁡{ρ(P):P∈Pstat1, I(P)<∞, Φ(P)<∞},e0(ρ)=inf⁡{Φ(P):P∈Pstat1, ρ(P)=ρ, I(P)<∞}, with the supremum of an empty set equal to 0 and the infimum of an empty set equal to +∞. If inf⁡D<ν and e>inf⁡ρ∈De0(ρ), define AL={NΛL/Ld∈D, HL,per/Ld≤e}. Then AL has positive Poisson probability for all sufficiently large L, and lim⁡L→∞L−dlog⁡QΛL(AL)=−min⁡{I(P):ρ(P)∈D‾, Φ(P)≤e}. Let RL,ω be the periodized empirical field of Periodized empirical field of a finite configuration, and let B={x∈Rd:ϕ(x)=+∞}. Define KB={P∈Pstat1:P ⁣({ω:∀x,y∈ω, x≠y⇒x−y∉B})=1}. For β>0 put Mβ,z=argmin⁡P∈Pstat1{I(P)+βΦ(P)−ρ(P)log⁡z}; at β=0 put M0,z=argmin⁡P∈KB{I(P)−ρ(P)log⁡z}. Then there are β≥0 and z>0 for which the empirical fields under the conditional law QΛL(⋅∣AL) and the matching periodic grand-canonical law concentrate in every open τL neighborhood of Mβ,z. If this minimizer set is a singleton, both empirical fields converge to it in probability in τL. For a finite-volume law C and arbitrary event E, define C∗(E):=inf⁡{C(A):E⊆A, A measurable}. Concentration and convergence in probability here mean C∗{ω:RL,ω∉U}→0 for every stated open neighborhood U; on measurable events this is ordinary probability. The law-space evaluation sigma-algebra is generated by P↦P(B) for measurable configuration events B. These are empirical-field conclusions. The periodically continued conditional and grand laws also converge in τL under the same uniqueness assumption, for all measurable local observables of at-most-linear count growth. The energy constraint is an upper event and D is nondegenerate; this does not assert exact N, a shrinking shell, or a singular energy surface. In the β=0 branch the finite periodic weight is explicitly zN times the indicator that no displacement between the configuration and any periodic image lies in B; no value is assigned to 0⋅(+∞).

Facts & Assumptions

Given: AC, the ultrafilter extension principle, DC, HB, and a superstable regular pair potential, positive-beta finite-volume definitions or the stated retained-admissibility zero-beta continuation, a nondegenerate density interval and strict energy feasibility.

[F1]

Superstable regular continuum grand pressure and variational formula: I,Φ are lower semicontinuous on stationary laws, entropy levels are compact in τL, and free/periodic pressures have the stationary variational formula.

[F2]

Compactness of Finite-Specific-Entropy Levels in the Local-Tame Topology: finite-entropy sublevels are compact and I is lower semicontinuous in the local-tame topology.

[F3]

Strictly separate a point from a nonempty closed convex Euclidean set: a closed convex subset of finite-dimensional Euclidean space can be separated from a point outside it.

[F4]

Specific Relative Entropy Density: I(P) is the large-cube limit of finite-region relative entropies against the fixed Poisson reference.

[F5]

Relative Entropy Variational, Chain, and Conditioning Rules: finite-region entropy obeys the product chain rule and is nonnegative.

[F6]

Local-Tame Topology: ρ(P) is continuous in τL, since it is a local observable with linear count growth.

[F7]

Periodized empirical field of a finite configuration and Stationarity and intensity of a periodized empirical field: the event configurations have stationary periodized empirical fields RL,ω with the stated local-tame tests.

[F8]

Periodic preparation and local-tame transfer from entropy bounds: torus-invariant laws with bounded entropy density have relatively compact periodically continued laws and uniformly integrable local counts; empirical-field convergence transfers to those laws.

[F9]

Zero-inverse-temperature-parameter limit with forbidden pairs retained: the retained hard-admissibility partition has the variational minimum of I−ρlog⁡z on KB; its minimizer set is nonempty and compact in τL.

[F10]

Diagonal gap for a decreasing integrable interaction tail: the decreasing integrable envelope gives ∑m≥1md−1ψ(mg)≤2d−1g−dη(g), with η(g)→0 and diagonal gap choices whose relative width and normalized cross-energy error both vanish.

[F11]

Cell-quadratic lower bound from superstability: for some A>0 and B≥0, the free energy obeys H≥A∑iNCi2−BN; translation invariance gives the same bound on centered unit cells.

[L1]

Georgii's published Theorem 4 (1994, Section 7, equations (2.32)–(2.33)) assumes a superstable regular pair potential, a nondegenerate density interval D with inf⁡D<ν(ϕ), and e>inf⁡ρ∈Dφ(ρ). Its φ(ρ) is the infimum of Φ(P) over stationary finite-entropy laws of density ρ, hence equals e0(ρ) here; our ν only ranges over finite-energy laws and so gives a condition at least as strong as the source's density condition. The theorem yields a finite supporting activity and a nonnegative multiplier β≥0, the common variational-minimizer accumulation result, and the periodic upper-energy event exponent. The displayed Theorem 4 on printed p.177 explicitly includes β=0; it asserts the stated raw-law accumulation conclusion, while empirical-field concentration is left to a separate argument (printed p.178). The retained weight convention is made explicit locally here. The theorem statement and its Section 7 proof were read in the published version.

[L2]

Georgii–Zessin, Theorem 3.1, gives the Poisson-reference large-deviation upper and lower bounds for stationary empirical fields in the local topology, with rate the specific relative entropy I. Its upper bound applies to closed sets and its proof is in Section 5.3. For the present application, RL,ω is the stationary empirical field, ρ(RL,ω)=NΛL/Ld, and for finite periodic energy Φ(RL,ω)=HL,per/Ld (Georgii 1994, equation (2.16)). These are the Poisson empirical-field bounds used for event and conditional empirical-field upper estimates; they are separate from Theorem 4's nonnegative-multiplier raw-law conclusion.

[L3]

Georgii's Theorem 2 (1994, Sections 3–5) gives the good local-topology large-deviation principle for the periodized empirical field under the positive-β, positive-activity periodic grand law, with rate I+βΦ−ρlog⁡z+pQ(z,β) and zero set the variational minimizers. Its hypotheses include superstability and regularity and its proof was read in full.

Proof

Given: The hypotheses and suppliers in Facts & Assumptions.

1.1F1F2F4F5F6algebra

Define m(ρ,e)=inf⁡{I(P):ρ(P)=ρ,Φ(P)≤e} and s=−m. For stationary finite-entropy laws P,R, the binary-mixture chain rule on a bounded cube G gives θD(PG∥QG)+(1−θ)D(RG∥QG)=D((θP+(1−θ)R)G∥QG)+I(S;XG), with 0≤I(S;XG)≤H(S)<∞. Divide by ∣G∣ and use [F4]; the label entropy vanishes, so I is affine on finite mixtures. The expectation ρ and finite-volume energy expectations are affine, hence their limits ρ,Φ are affine where finite. Mixtures of feasible laws show m is convex and s concave. If (ρn,en)→(ρ,e) and lim inf⁡m(ρn,en)<∞, choose near-minimizers with bounded I. Compactness [F2] gives a convergent subsequence; continuity of ρ by [F6] and lower semicontinuity of Φ,I in [F1] show the limit is feasible with entropy no greater than the liminf. Thus m is lower semicontinuous and s upper semicontinuous; the same compactness argument attains every finite infimum. For strict feasibility, choose ρ1 in the interior of D below ν(ϕ) with a finite-energy, finite-entropy law R. The inequality e>inf⁡ρ∈De0(ρ) gives ρ2∈D and a finite-entropy law P with Φ(P)<e. If ρ2 is at an endpoint of D, mix P with a sufficiently small positive amount of R; affinity of ρ,Φ,I keeps the energy below e and moves the density into the interior of D.

1.2A1F4F5F6F10algebraconstruct

Establish the approximation needed when the supporting energy coefficient vanishes. Fix P∈KB with I(P)<∞. Regularity makes B bounded. Fix a corridor width g greater than its maximum-norm radius and the two-sided tail cutoff. For integer n→∞, let En,q be the event that all distinct pairs in [0,n)d have maximum-norm separation at least 1/q and energy at most q. Simplicity, local finiteness and P∈KB imply P(En,q)↑1 as q→∞. Choose positive integers qn with pn=P(En,qn)→1, and put independent copies of P[0,n)d(⋅∣En,qn) in cores [0,n)d+(n+g)k, k∈Zd, leaving the corridors empty. Average the phase uniformly over [0,n+g)d and call the stationary law Pn. Minimum separation bounds the particle number in each core by a finite packing bound depending on n,qn; the pair-energy cutoff bounds its internal positive energy. Every cross-core displacement lies beyond the cutoff, so the summable envelope [F10] and the core particle bound make the absolute cross energy per tile finite. Thus Pn∈KB and Φ(Pn)<∞. Write Dn=D(P[0,n)d∥Q[0,n)d). For E=En,qn and h=dP[0,n)d/dQ[0,n)d, expanding the conditioned density h1E/pn and using −hlog⁡h≤1 where h<1 gives D(P[0,n)d(⋅∣E)∥Q[0,n)d)≤(Dn+1)/pn−log⁡pn. Independence, the Poisson void cost of the corridors, and convexity under phase averaging imply I(Pn)≤(Dn+1)/pn−log⁡pn+(n+g)d−nd(n+g)d. Indeed, on a large observation cube entropy is bounded by the sum of entropies of the intersecting independent tiles; boundary tiles contribute o(volume) for fixed n, and [F4] gives this bound. Hence lim sup⁡nI(Pn)≤I(P). For any bounded local support A, translate x, and K>0, stationarity gives EP[NA+x1En,qnc]≤EP[NA1{NA>K}]+K(1−pn). Integrability makes this uniformly small, first as n→∞ and then K→∞. Thus conditioning changes expectations of translated local tame tests by a quantity tending to zero, uniformly when their support stays in one core. The fraction of phases whose support meets a corridor or two cores is OA((g+1)/n); there the uniform bound E[NA+x]≤cAρ(P)/pn controls the count contribution, where cA<∞ is obtained by covering the at most 2d core portions of A+x by a fixed number of translated unit cells for all n larger than the diameter of A. Their contribution also tends to zero. Therefore Pn→P in τL, in particular ρ(Pn)→ρ(P).

2.1F1F2F4F5F6F10F11step 1.1algebra

For the lower event bound, take a stationary law P with I(P)<∞, ρ(P)∈D∘, and Φ(P)<e. The cell inequality [F11], stationarity, and EPHℓ,free/ℓd→Φ(P) imply a uniform bound on EP[Tℓ/ℓd] for large integer ℓ, hence on EP[(NΛℓ/ℓd)2]. They also give a uniform bound C on EP[Hℓ,free+]/ℓd, since the negative part is at most BN. Choose Mj↑∞ with C/Mj→0. For each sufficiently large ℓj, let Ej={Hℓj,free≤Mjℓjd} and pj=P(Ej). Markov's inequality gives pj≥1−C/Mj. On Ej, the cell inequality and N2/ℓjd≤Tℓj give N/ℓjd≤Kj, where Kj is the positive root bound for Ax2−Bx≤Mj. The count-density loss under conditioning tends to zero by Cauchy–Schwarz and the uniform second-moment bound. The conditional expected energy density has limsup at most Φ(P) because the removed energy is positive. The entropy conditioning formula gives D(PΛℓj(⋅∣Ej)∥QΛℓj)≤(D(PΛℓj∥QΛℓj)+1/eE)/pj−log⁡pj, where eE is Euler's number, so the conditioned block entropy per volume is at most I(P)+o(1). Choose gj>2R0 with η(gj)≤(jd+1Kj2)−1 and set ℓj=jgj, increasing gj further so ℓj is large enough for the specific entropy and energy limits above. Then gj/ℓj=1/j→0 and pj→1. In a large periodic cube of side L, put mL=⌊L/(ℓj+gj)⌋ cores per coordinate, each of side ℓj, on a periodic grid of exact spacing aL,j=L/mL≥ℓj+gj. Thus every core is separated from every other core and its periodic images by at least gj, and the unoccupied fraction tends to 1−(ℓj/(ℓj+gj))d. Put independent conditioned blocks in the cores and leave the complement empty. For two core indices at maximum-norm distance m≥1, the total absolute cross energy per core is at most CdKj2ℓj2d∑m≥1md−1ψ(mgj), so its contribution per unit volume is at most Cd′Kj2(ℓj/gj)dη(gj)≤Cd′/j by [F10], including the periodic image interactions across the outer boundary. The iid law of core counts and core energies gives the required density and within-core energy laws of large numbers; since the cross-energy error is uniformly bounded by Cd′/j, for large fixed j the product block law assigns probability tending to one to AL as L→∞, with density in D and energy below e by strict margins. Relative to the Poisson reference on ΛL, the product block law has log density equal to the sum of the iid block log densities plus the corridor volume (the Poisson void cost). The block log density is integrable because its relative entropy is finite; truncation followed by the ordinary weak law gives its average limit. Therefore its typical log density per volume is at most I(P)+oj(1) as j→∞. On the intersection of AL with this typical set, changing measure back to QΛL gives QΛL(AL)≥exp⁡[−Ld(I(P)+oj(1)+oL(1))]. If a minimizing law lies on a constraint boundary, mix it with a strict feasible law; entropy affinity and lower semicontinuity show that the entropy infimum is unchanged. This proves the lower event bound and eventual positivity.

3.1F1F2F7L2step 2.1algebra

Put K={P∈Pstat1:ρ(P)∈D‾, Φ(P)≤e}. The set is closed by [F1], lower semicontinuity of Φ, and continuity of ρ in τL. It is also evaluation-measurable: ρ(P) is the integral of a measurable local count, and Φ(P) is the countable integer-cube limit of finite-volume measurable energy expectations on its stated domain. These expectations are measurable by simple-function approximation of positive and negative parts, with stability controlling the negative part. Thus both constraint preimages are measurable. Likewise KB is closed and evaluation-measurable: it is the countable intersection, over integer cubes, of zero-probability conditions for bounded measurable local forbidden-pair events. For every configuration with finite HL,per, the periodized empirical field satisfies ρ(RL,ω)=NΛL/Ld by [F7] and Φ(RL,ω)=HL,per/Ld by Georgii's periodic-energy identity (1994, equation (2.16)); hence AL⊆{RL,ω∈K}. The Poisson empirical-field upper bound of [L2], applied to this closed set, gives lim sup⁡L→∞L−dlog⁡QΛL(AL)≤−inf⁡P∈KI(P)=−m, where m is the minimum in the Statement. Together with step 2.1 this proves the event exponent. The exact periodic empirical field accounts for all long-range image interactions in this upper bound; no fixed empty corridor is used to discard them.

4.1F1F3F9L1step 1.1step 3.1step 1.2algebra

The tangent-plane argument in published [L1] separates the strict-feasibility constraint set in finite dimension [F3]. It supplies a finite α=log⁡z and a nonnegative coefficient β≥0. When β>0, the constrained entropy minimizers lie in the positive-beta grand variational minimizer set. To spell out the compatible retained-admissibility interpretation when the supporting coefficient is zero, write m∗=m(D,e) and let (ρ∗,u∗) be a contact point. A supporting plane with energy coefficient β=0 gives −m(ρ,u)≤−m∗−α(ρ−ρ∗) for every finite-energy pair (ρ,u); equivalently, every stationary finite-energy law satisfies I(P)−αρ(P)≥m∗−αρ∗. Equality holds at the constrained minimizers in contact. Any law in KB with finite I is approximated in τL and density by finite-energy separated-block laws Pj with lim sup⁡jI(Pj)≤I(P), by step 1.2. Passing the inequality to the limit shows it holds on all of KB; equality at a constrained minimizer identifies the same global minimum there. The finite-volume zero-beta weight remains zN1admissible throughout.

5.1A1F1F2F4F5F6F7F9L2L3step 3.1step 4.1

Let U be an open τL neighborhood of the common grand minimizer set Mβ,z. That set is compact by [F1] for β>0 and [F9] for β=0. Each member has a basic neighborhood contained in U, given by finitely many strict inequalities in local tame expectations. Each expectation is evaluation-measurable by truncation and simple-function approximation. A finite subcover gives an open evaluation-measurable V with Mβ,z⊆V⊆U. The set KV=K∩Vc is closed and measurable by step 3.1. Its entropy infimum is strictly larger than m: otherwise a sequence with I↓m in a compact entropy sublevel [F2] has a limit in KV that is a constrained minimizer, hence in Mβ,z⊆V by step 4.1, a contradiction. The measurable-set upper bound [L2] gives lim sup⁡L→∞L−dlog⁡QΛL{RL,ω∈KV}≤−inf⁡P∈KVI(P)<−m. Since AL∩{R∉U}⊆{R∈KV}, division by the event probability from step 3.1 bounds the conditional outer probability outside U by a quantity tending to zero. For the positive-beta grand law, apply the good-rate upper bound [L3] to the measurable closed set Vc; compact rate sublevels and its zero set inside V give a strict positive gap. For the retained zero-beta grand law, its numerator outside U is bounded by the Poisson integral of eαN1{R∈KB∩Vc}, where α=log⁡z. Apply the measurable Laplace upper bound [L2] with the functional equal to −αρ on KB∩Vc and +∞ elsewhere. It is lower semicontinuous, evaluation-measurable and bounded below by −∣α∣(1+ρ). For a>0, apply the bounded-test entropy inequality [F5] to truncations of aN[0,n)d and use the Poisson formula EQeaN[0,n)d=exp⁡(nd(ea−1)). Removing the truncation, dividing by nd, and taking the integer-cube limit [F4] gives I(P)≥aρ(P)−(ea−1). Choosing a>2max⁡(α,0) shows that a bounded sublevel of I−αρ has bounded I. This rate is lower semicontinuous since I is and ρ is continuous; together with the closedness of KB and [F2], this proves compact sublevels. Its infimum on KB∩Vc is therefore strictly larger than its global minimum. The denominator rate from [F9] cancels that global minimum. Thus this grand outer probability also tends to zero. Empty complement sets make the estimates immediate. A singleton minimizer gives convergence in probability in the stated outer sense in both branches.

6.1F1F5F8step 3.1step 5.1algebra∎

The conditional law is torus-invariant and its entropy density is −L−dlog⁡QL(AL), which is bounded by the event limit. The matching grand law is torus-invariant as well. At positive beta its entropy density is bounded by the pressure identity, the superstable lower energy bound, and the Poisson entropy count inequality; at zero beta use the same identity with the hard indicator and omit the energy term. Consequently [F8] applies. Its transfer result converts step 5.1 into convergence of the periodically continued laws for every local tame observable under uniqueness. No zero extension outside the fundamental cube is used.

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