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The tubular neighbourhood theorem in a smooth ambient manifold
Statement
Assume countable choice . Let be a closed smooth embedded submanifold. Then there are an open neighbourhood of the zero section in the quotient normal bundle and a diffeomorphism onto an open neighbourhood of in , with for every . Thus has a tubular neighbourhood in .
Facts & Assumptions
Given: Countable choice and a closed smooth embedded submanifold .
Countable choice is The Axiom of Countable Choice (). It covers the embedding, Euclidean tube and normal-bundle structures used below. No additional family of local inverse radii will be selected.
A tubular neighbourhood means precisely the open normal-bundle neighbourhood and diffeomorphism fixed on the zero section specified in the statement (Tubular neighbourhoods of embedded submanifolds).
Under [A1], admits a proper smooth embedding ; its image is an embedded submanifold and is a diffeomorphism (Every smooth manifold embeds in some finite-dimensional Euclidean space, The image of a smooth embedding is an embedded submanifold).
Under [A1], normal addition on the Euclidean normal bundle of is a diffeomorphism from an open zero-section neighbourhood onto an open (The Euclidean tubular neighbourhood theorem). That bundle's projection is smooth and its addition is (The normal addition map for a Euclidean submanifold).
A smooth bundle metric is a fibrewise inner product with smooth local coefficients (Smooth bundle metrics). For such a metric on , the orthogonal complements form a smooth subbundle and the quotient map restricts to a smooth bundle isomorphism , under [A1] (Assuming countable choice, an ambient metric identifies the two normal bundles). Smooth vector bundles have local linear trivializations (Smooth vector bundles, rank, fibres, and trivial bundles).
The inclusion is a smooth embedding; differentials of composites satisfy the chain rule; an invertible differential gives a smooth local inverse (The inclusion of an embedded submanifold is a smooth embedding, The chain rule for differentials of smooth maps, The smooth inverse function theorem on manifolds).
Smooth composites are smooth, smooth maps are continuous, and smoothness is local (Identity maps and composites of smooth maps are smooth, Smooth maps are continuous, Smoothness is local on the source).
Nonempty bounded-above real sets have suprema, with their least-upper-bound property (Complete ordered field (least-upper-bound property)).
Proof
If , take the empty normal-bundle neighbourhood and empty diffeomorphism onto the open set . Otherwise choose by [L1] and use [L2] to obtain . Put This is smooth and fixes pointwise, since . Thus a Euclidean retraction of a neighbourhood of the entire ambient manifold has been supplied without invoking the theorem being proved.
Define a metric on by It is positive definite because is injective. Its coordinate coefficients are finite sums of products of first partial derivatives of the smooth coordinate functions of , so are smooth; hence it is the smooth bundle metric of [L3]. This is an explicitly constructed induced metric, not an invocation of a later Riemannian-metric existence theorem. Apply [L3] to obtain and . For write Fibrewise, .
The map identifies topologically with its image in , and its coordinate expressions are smooth. To check the topology, work in a local frame of . The vectors are linearly independent and smooth in . Their Gram matrix is invertible, and the coefficients of a vector in their span are its inner products with these vectors multiplied by the inverse Gram matrix. These coefficient functions are continuous (indeed smooth), by the cofactor formula and the nonzero determinant. Together with the subspace topology of the embedding , this proves the asserted inverse topology in every frame patch. For rank the same assertion just concerns the zero section. Thus the sets are open and form a neighbourhood basis at .
Define the open subset and the smooth map The coordinate formula in step 3.1 makes the addition smooth and continuous, so is open and contains the zero section; also . At , local bundle coordinates identify with . Differentiating the addition sends to : derivatives of the frame vectors are multiplied by the zero fibre coordinates and vanish. Since fixes , differentiating that identity and using [L4] shows This is an isomorphism by the direct sum in step 2.1. Therefore [L4] makes a local diffeomorphism at each zero vector.
For each form the set The neighbourhood basis from step 3.1 and the local inverse from step 4.1 make nonempty. It is bounded above by one, so let by [L6]. The cap is imposed BEFORE taking the supremum, and these unique supremum values require no simultaneous choice of inverse neighbourhoods. Every is eligible: choose with and restrict its diffeomorphism to .
The map is a diffeomorphism on as well. Each point there lies in a smaller with , hence in and in a local diffeomorphism domain. Any two points lie in a COMMON such smaller domain, by taking above their finitely many strict distance bounds. Thus is injective on ; its image is open and its local smooth inverses agree and give a smooth global inverse. This proves the supremum-endpoint claim, not merely local invertibility at zero.
For and , the triangle inequality gives and . Thus by step 6.1. Taking the supremum over such when the upper endpoint is positive, and using otherwise, proves Interchanging gives . Hence is positive and continuous on .
Shrink by TWO conditions, including displacement of the image in the Euclidean ambient space: All displayed functions are continuous, so is open. It contains every because and . At any , one has , so step 6.1 makes a local diffeomorphism. No positive smooth radius or geodesic exponential is being assumed.
If for two points of , arrange . With , step 8.1 gives Also and . Thus both points lie in , where step 6.1 gives injectivity. They are equal. The displacement condition is essential here: for this retracted map, equality of images alone does not imply the normal-addition identity .
Set . Step 8.1 makes open, and it contains because the zero section is included. By step 9.1, is bijective and a local diffeomorphism. Its inverse is smooth since the local smooth inverses agree, so it is a diffeomorphism. Finally put The bundle isomorphism is a diffeomorphism and sends zero vectors to zero vectors. Consequently is open, contains the zero section, and is a diffeomorphism with . By [F1] this is the required tubular neighbourhood. Together with step 1.1 this proves the statement.
Depends on
The Axiom of Countable Choice ()
Tubular neighbourhoods of embedded submanifolds
Every smooth manifold embeds in some finite-dimensional Euclidean space
The image of a smooth embedding is an embedded submanifold
The Euclidean tubular neighbourhood theorem
The normal addition map for a Euclidean submanifold
Smooth bundle metrics
Assuming countable choice, an ambient metric identifies the two normal bundles
Smooth vector bundles, rank, fibres, and trivial bundles
The inclusion of an embedded submanifold is a smooth embedding
The smooth inverse function theorem on manifolds
The chain rule for differentials of smooth maps
Identity maps and composites of smooth maps are smooth
Smooth maps are continuous
Smoothness is local on the source
Complete ordered field (least-upper-bound property)