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Transfer of the analytic gradient inequality to a smooth metric

Statement

Let M be a finite-dimensional real analytic manifold without boundary: a smooth manifold equipped with a smooth atlas whose transition maps have real analytic coordinate functions. A function U:M→R is real analytic when its expression in every chart of this atlas is locally a convergent real power series. Equip M with any smooth positive-definite Riemannian metric g; it need not be analytic. Write ∥v∥g=g(v,v) and define grad⁡gU by g(grad⁡gU,v)=dU(v). For each p∈M there are a neighborhood W of p, c>0 and 0<ρ<1 such that ∥grad⁡gU(x)∥g≥c∣U(x)−U(p)∣ρ for x∈W. A critical point means grad⁡gU=0.

Facts & Assumptions

[F1]

The local analytic input supplies the Euclidean gradient inequality with exponent in [0,1). On a compact subset of a chart, local metric comparison gives g(v,v)≤C∣v∣2 for some C>0. Cauchy–Schwarz holds for each tangent inner product.

[F2]

The real-analytic-germ supplier gives a local holomorphic complexification in every positive dimension. By Holomorphic functions of several variables are smooth and their complex derivatives are holomorphic, a holomorphic function on an open subset of Cm, m≥1, has continuous real coordinate derivatives of every order. The restriction to the real slice will supply smoothness of the coordinate potential; dimension zero is treated directly.

[F3]

Real powers for positive bases, with the zero-base positive-exponent convention defines ar=exp⁡(rlog⁡a) for a>0 and 0r=0 for r>0, leaving 00 undefined. The exponent, product, quotient, and iterated-power laws for positive real bases and real exponents supplies the algebraic power laws for positive bases. Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm gives that log⁡ is increasing and log⁡1=0; The exponential function is strictly increasing gives that exp⁡ is increasing. These order statements will justify increasing the exponent on a base at most one.

[F4]

The Euclidean inner product ⟨ x,y⟩ = ∑_k<n xₖ yₖ on ℝⁿ defines ⟨a,b⟩=∑i<maibi and ∥a∥2=⟨a,a⟩. The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case defines the Euclidean coordinate gradient ∇f=(∂if)i<m. We write ∣a∣=∥a∥2 for a coordinate vector; the gradient vector is distinct from a differential.

[F5]

Coordinate derivations at a point defines ∂i∣x([U])=∂i(U∘φ−1)(φ(x)) in a smooth chart. Coordinate derivations form a basis of the tangent space makes these derivations a basis of TxM. The differential of a smooth real-valued function defines dUx(v)=v([U]). Coordinate indices are relabelled 0≤i<m to agree with the coordinate gradient.

Proof

Given: The data and hypotheses of the Statement.

Goal: Establish its conclusion.

1.1F2F9given

In positive dimension, at every point of an analytic chart the real-analytic-germ supplier gives a holomorphic complexification H on a complex polydisc, with real restriction f=U∘φ−1. By the several-variable smoothness corollary, H has continuous real coordinate derivatives of every order. Holding the imaginary coordinates zero in each coordinate difference quotient shows inductively that every iterated real partial derivative of f is the restriction of the corresponding real partial derivative of H. Those restrictions are continuous, so f is smooth. Thus U is smooth in the given smooth atlas, and its Riemannian gradient is defined. In dimension zero every point has a singleton chart and U is locally constant, hence smooth as well.

2.1F1F9step 1.1choose

In positive dimension apply the local analytic inequality to f at φ(p), obtaining c0>0 and ρ0∈[0,1). Choose an analytic coordinate ball centered there with compact closure inside both the chart image and the inequality neighborhood. By continuity of f, shrink the ball so ∣f−f(φ(p))∣≤1. Put ρ=(1+ρ0)/2, so 0<ρ<1 and ρ≥ρ0.

2.2F4F5step 1.1algebra

In positive dimension m=dim⁡M, fix x in the inverse image of the chosen coordinate ball and put y=φ(x). By the coordinate basis theorem write any v∈TxM uniquely as v=∑i<mai∂i∣x, with coordinate vector a∈Rm. The differential and coordinate-derivation definitions, together with linearity of a tangent derivation, give dUx(v)=v([U])=∑i<mai∂if(y)=⟨∇f(y),a⟩. This derives the coordinate pairing without identifying a covector with a vector by notation alone.

3.1F1F3F4step 2.1algebra

For 0<a≤1, logarithm monotonicity gives log⁡a≤log⁡1=0. Multiplying by ρ−ρ0≥0 yields ρlog⁡a≤ρ0log⁡a, so exponential monotonicity and the power definition give aρ=exp⁡(ρlog⁡a)≤exp⁡(ρ0log⁡a)=aρ0. Apply this at a=∣f−f(φ(p))∣>0 to the inequality of step 2.1. At a=0 the desired right side is zero because ρ>0, so the inequality follows from nonnegativity of the norm, with no evaluation of 00. Consequently ∥∇f∥2≥c0∣U−U(p)∣ρ on the ball.

4.1F1F3F4F5F9step 1.1step 2.1step 3.1step 2.2algebra∎

On the compact chart closure, choose C>0 from metric comparison, so gx(v,v)≤C∥a∥22 for the coordinates of step 2.2. If ∇f(y)≠0, choose a=∇f(y)/∥∇f(y)∥2 and v=∑i<mai∂i∣x. The Euclidean inner-product formula gives ∥a∥2=1 and dUx(v)=∥∇f(y)∥2. The metric-dual identity and Cauchy–Schwarz give ∥∇f(y)∥2=∣gx(grad⁡gU(x),v)∣≤∥grad⁡gU(x)∥ggx(v,v)≤C∥grad⁡gU(x)∥g. The same bound holds trivially if ∇f(y)=0. Combining with step 3.1 proves the claim on the inverse image W of the ball with c=c0/C. In dimension zero choose a singleton chart: U is constant there and both sides vanish for any c>0, 0<ρ<1.

Source notes

The only imported analytic inequality is the independent supplier thm-expander-prereq-analytic-gradient-local-input, whose precise source is Absil–Kurdyka, Section 3, Lemma 4, PDF p. 4. The coordinate-to-metric transfer is proved here; it uses smooth positive definiteness, not analyticity of the metric. The analytic-manifold and potential conventions are defined in the Statement.

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