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Atlas-independent hypersurface Sobolev norms and H3/2 tangential derivatives

Statement

Assume AC. Let S⊂Rn, n≥2, be a compact smooth embedded hypersurface without boundary. Equip S with the smooth structure induced by restricting ambient slice charts. Choose a finite smooth atlas κi:Ui⊂S→Vi⊂Rn−1 compatible with this induced structure and a subordinate smooth partition χi with supports compactly inside Ui. For f∈L2(S) let fi be (χif)∘κi−1 extended by zero outside Vi, and set ∥f∥Hr(S),A2=∑i∥fi∥Hr(Rn−1)2(0≤r≤2). The space where this norm is finite is Banach, and different finite smooth atlases compatible with the induced structure and their subordinate partitions give the same space with equivalent norms. At r=3/2 the square of this norm is equivalent to ∑i(∥fi∥H1/22+∑a=1n−1∥∂afi∥H1/22). Thus H3/2(S) is described by the lower-order norm and first weak tangential derivatives of localized chart representatives in H1/2. This description is invariant under changes of charts and uses no global tangent frame.

Facts & Assumptions

Given: The hypotheses and conventions of the Statement.

[F1]

Assume the Axiom of Choice The Axiom of Choice; in particular its countable and dependent instances are available.

[F2]

Finite ambient partitions near compact sets supplies finite smooth partitions on the compact hypersurface. Surface integration on compact C1 hypersurfaces defines the chart integral, and Chart and partition independence of surface measure proves that it is a finite Borel surface measure independent of the charts and partition, with continuous strictly positive regular chart densities. Its countable-choice hypothesis follows from AC. On each compact smooth patch the density is bounded above and away from zero, and all fixed transition derivatives are bounded.

[F3]

Localized smooth coordinate changes and cutoffs on Fourier Hʳ bounds compactly supported overlap pullbacks and smooth cutoff multipliers on every Fourier Hr, 0≤r≤2.

[F4]

Real-order Hˢ as weighted Fourier distributions identifies the complete weighted Fourier spaces and their dense Schwartz core. Distributional derivatives are polynomial Fourier multipliers gives ∂ag^=2πiξag^ distributionally.

[F5]

Codimension and hypersurfaces specifies the embedded dimension n−1 of S. Slice-chart restrictions form a smooth atlas supplies the induced atlas with the subspace topology, and compatibility of atlases is as in Smooth atlases. The inclusion of an embedded submanifold is a smooth embedding makes the inclusion a smooth immersion in this structure. Consequently the inverse coordinate maps of compatible charts are regular smooth parametrizations into Rn; their coordinate derivatives are velocities of curves in S, hence tangent to S. Transitions between any two chosen compatible atlases are smooth diffeomorphisms.

[F6]

Complex Lp completeness and almost-everywhere subsequences gives completeness of complex L2 on every measure space under Countable Choice. Apply it to the finite Borel surface measure on S supplied by [F2]; AC supplies Countable Choice. Thus the surface space L2(S;C) is complete, independently of the completeness of the coordinate Fourier spaces.

Proof

Given: The hypotheses and data in the Statement.

Goal: Establish every assertion of the Statement with the stated spaces and bounds.

1.1F2F4F5given

The coordinate functions fi are well-defined on almost-everywhere classes because the compatible charts are regular parametrizations, smooth coordinate changes preserve null sets, and the chart-independent surface measure has positive chart densities. At order zero their squared L2 norms sum to a quantity comparable to ∥f∥L2(S)2: the upper bound follows from the finite bounded densities and cutoffs, while f=∑iχif gives the lower bound by the finite-sum inequality and change of variables. Thus the stated norm is definite for every r≥0 and controls L2(S).

2.1F2F3F4F5F6step 1.1

For a second compatible atlas and subordinate partition (χ~j,κ~j), write each localized new representative as the finite sum of the representations of χ~jχif. Each summand is obtained from fi by an overlap transition and a smooth cutoff supported inside that overlap. Such overlap cutoffs exist after a finite refinement of the compact support intersections; extend them smoothly with compact margins inside the relevant chart. The localized-chart lemma bounds each summand in Hr. The finite triangle inequality gives ∥f∥A~,r≤C∥f∥A,r, and reversing the atlases gives the other inequality. If fj is Cauchy in the atlas norm, the order-zero comparison in step 1.1 makes it Cauchy in L2(S;C), and [F6] supplies a limit f there; each localized representative converges also in complete Hr, whose continuous injection into L2 identifies its limit with the localized representative of f. Hence f belongs to the space and the atlas norm convergence holds, proving completeness.

2.2F4step 1.1algebra

For a whole-space g∈H1/2(Rn−1), the Fourier derivative identity shows that g and all ∂ag are in H1/2 exactly when g∈H3/2. Indeed the sum of their squared norms is ∫⟨ξ⟩(1+4π2∣ξ∣2)∣g^∣2, whose weight is bounded above and below by positive constants times ⟨ξ⟩3. Apply this to every fi and sum, obtaining the displayed characterization in both directions, including distributional derivative membership rather than presuming it.

3.1F2F3F4F5step 2.1step 2.2∎

In any compatible chart the coordinate vector fields are tangent to S, so these first derivatives are local tangential weak derivatives. On an overlap the chain rule gives a smooth transition Jacobian multiplying the coordinate derivatives; partition Leibniz terms add smooth coefficients multiplying the undifferentiated representative. To justify this identity for the present functions, approximate each localized representative by Schwartz functions in H3/2, localize with a fixed larger chart cutoff, and pass to the limit using bounded overlap pullbacks on H3/2 and bounded coefficient multipliers on H1/2. Differentiation H3/2→H1/2 is continuous by the preceding Fourier estimate. The limiting distributional identity follows, so the local derivative description is intrinsic without a global frame.

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