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Canonical higher traces on a bounded boundary or compact interior hypersurface
Statement
Assume AC. Let , , be smooth bounded, let be a smooth boundary component, and let . There is a bounded linear trace , with the restriction-quotient domain norm and finite-atlas boundary norm. It agrees as an function with the existing first-order Sobolev trace and is independent of the chosen whole-space extension and charts. Smooth cutoffs commute with it and it is local near .
For the interior assertion, let be open and let be a compact smooth embedded hypersurface without boundary, with the induced smooth structure. Use the same whole-space Bessel-potential convention and define There is a bounded linear trace . For nonempty one can choose a bounded smooth open neighborhood with and , restrict to , and assemble this trace there. Restriction satisfies . The resulting trace agrees with smooth restriction and is independent of the chosen neighborhood, whole-space extension, charts and local side; it commutes with smooth cutoffs and is local near . For empty the trace is the zero map. The constants may depend on the fixed neighborhood, its finite atlas and ; no uniform assertion for uncontrolled noncompact geometry is made.
Facts & Assumptions
Given: The hypotheses and conventions of the Statement.
Assume the Axiom of Choice The Axiom of Choice; in particular its countable and dependent instances are available.
Simultaneous Sobolev extension and localization gives one bounded for every , agreeing with the input on .
Localized smooth coordinate changes and cutoffs on Fourier Hʳ bounds localized pullbacks on the ambient scale, and Atlas-independent hypersurface Sobolev norms and H^3/2 tangential derivatives gives complete atlas-independent norms and their continuous inclusion into surface .
Fourier trace on a hyperplane and one-sided H¹ uniqueness gives the bounded flat trace and shows its value vanishes when the input is zero on a one-sided neighborhood after localization.
The sharp trace theorem: boundedness and range in the fractional space supplies the bounded trace whose target norm contains , and The trace commutes with smooth cutoffs and is chart local supplies its agreement with classical smooth restrictions, chart transport, cutoff commutation and locality. No identification of its Slobodeckij target with a Bessel target is assumed.
Real-order Hˢ as weighted Fourier distributions defines whole-space as a completion with dense Schwartz core, and Integer-order W^k,2 and Hᵏ agree with equivalent norms gives convergence of these approximants in the weak-derivative norm when .
Bounded domains and boundary charts specifies the one-sided smooth graph charts used for (with smooth graph functions), without requiring connectedness. Smooth Euclidean hypersurface graphs and compact localization supplies smooth graph charts and local smooth unit normals for embedded hypersurfaces. Heine-Borel in ℝⁿ: with the Euclidean metric a subset of ℝⁿ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line identifies closed bounded Euclidean sets as compact. Finite ambient partitions near compact sets supplies nonnegative ambient smooth cutoffs compactly supported in a finite open cover of a compact set, with sum one near that set.
Under countable choice, The Euclidean tubular neighbourhood theorem gives a positive smooth radius on an embedded smooth for which is a diffeomorphism from onto an open neighborhood of . Here The normal addition map for a Euclidean submanifold defines with its smooth normal-bundle structure and the map . AC in F1 supplies the countable-choice hypothesis.
Restriction Bessel-potential spaces on polyhedral domains defines the restriction space and quotient norm for every nonempty open Euclidean set and every nonnegative order, using the canonical realization of the Bessel-potential completion. Its countable-choice assumption follows from F1. We use this convention for the arbitrary open region as well as for ; if is empty, its restriction space contains only zero.
Embedded submanifolds and slice charts defines embedded submanifolds by ambient slice charts and the subspace topology; Codimension and hypersurfaces defines a hypersurface as an embedded submanifold of codimension one. Slice-chart restrictions form a smooth atlas supplies the smooth atlas on obtained by restricting slice charts, with its subspace topology; this is the induced smooth structure used here.
Proof
Given: The hypotheses and data in the Statement.
Goal: Establish every assertion of the Statement with the stated spaces and bounds.
The boundary is closed and bounded, hence compact. Its component is closed in and therefore compact; the smooth boundary charts make it an embedded hypersurface without boundary. Choose finitely many ambient flattening patches covering . F7 supplies ambient compactly supported in those patches with near . Shrink or refine the patches so their surface coordinates and the restrictions of give a finite atlas and subordinate partition. For any , pull each back to the flattened coordinates and extend by zero only past the artificial chart edges. F3 bounds this whole-space operation; F4 bounds its flat trace in . Approximate by Schwartz in . Their ordinary surface restrictions have these localized coordinate traces and are Cauchy in the complete finite-atlas norm from F3. Their limit defines a bounded linear map agreeing with smooth restriction. The same construction works for any compact smooth embedded hypersurface without boundary: use the graph charts in F7 in place of the boundary charts. In both cases .
For nonempty compact interior , apply F8. Compactness and positivity of give a uniform with for every ; shrink so that whenever and . The latter follows by covering by finitely many balls with and taking . Put and . The set is closed and bounded in : is compact, and normality is a closed condition in local smooth tangent frames. It is compact by F7. The tube diffeomorphism makes open, with compact and . On each graph patch of , a local smooth unit normal gives tube coordinates , in which is and its boundary is . Thus the boundary is smoothly embedded and occupies exactly one side locally. F7 converts these local slices to the one-sided graph convention, so is a bounded smooth domain of the type required by F2. This construction uses only local normals, not a global choice of side. Compactness supplies the first uniform radius by taking a finite subcover of sets where has a positive lower bound.
For define using F2. If two whole-space extensions of are used, their difference vanishes on . In each localized boundary chart the pulled-back difference is zero on the corresponding half-space: inside the chart this is the one-sided domain condition, and outside the chart it is zero by its compact support margin. F4, from either sign of the normal coordinate, makes its flat trace zero in . Thus all localized traces agree, proving extension independence and . The same argument applies to extensions agreeing on just a one-sided neighborhood of a boundary patch after further localization.
In the stated quotient convention, every whole-space extension of also extends . Hence for every such , and taking their infimum gives the asserted contractive restriction. The quotient expression is a norm: it controls by the nonnegative Fourier weight, is homogeneous, and satisfies the triangle inequality by adding extensions with norms arbitrarily close to their infima. Its kernel consists precisely of zero restrictions. Define using F2 on the fixed from step 1.2 and the interior version of in step 1.1. Both operators are linear and bounded, so .
Choose the Schwartz approximants to used above. Since , their convergence implies convergence by the Fourier weights; F6 converts this to norm convergence of the functions and their first weak derivatives. Restriction to preserves that convergence, as follows directly by testing weak derivatives with compactly supported tests in and bounding their norms by the ambient norms. The published first-order trace in F5 therefore converges in to its trace of . On these smooth approximants it agrees with the classical restriction, whose new traces converge in and hence in by F3. Uniqueness of the limit proves the claimed agreement without identifying a Slobodeckij norm with a Bessel norm.
The atlas lemma makes the boundary target independent of charts up to equivalent norms. Two choices of charts give bounded trace maps agreeing on ambient smooth restrictions; the same Schwartz approximation proves that their values agree. For a fixed ambient smooth cutoff, the identity between the trace of its product and the product of its surface value with the trace holds on smooth functions and passes to the limit using the ambient and surface multiplier bounds in F3. If data agree on a neighborhood of , localizing their difference in the patches of step 1.1 makes every flat trace zero by F4. This proves cutoff commutation and locality, consistently with the first-order interface in F5.
For any whole-space with , the difference is zero on the neighborhood of . The local flat uniqueness in F4, applied chartwise as in step 4.1, gives . This identity proves independence of and of extensions, including a change of neighborhood, since all such constructions give . Atlas independence, agreement with classical smooth restriction, locality, and cutoff commutation follow from the same ambient construction and step 4.1; on a local side where a first-order boundary trace is defined, step 3.1 identifies its value with this trace. The two flat one-sided traces also agree because F4 makes both restrictions of the same whole-space trace. If is empty the zero map has all asserted properties. All bounds use fixed compact charts and, for the collar construction, fixed ; thus the stated dependence of constants and the absence of a noncompact uniformity claim are preserved.
Depends on
- The Axiom of Choice
- Simultaneous Sobolev extension and localization
- Localized smooth coordinate changes and cutoffs on Fourier Hʳ
- Atlas-independent hypersurface Sobolev norms and H^3/2 tangential derivatives
- Fourier trace on a hyperplane and one-sided H¹ uniqueness
- The sharp trace theorem: boundedness and range in the fractional space
- The trace commutes with smooth cutoffs and is chart local
- Real-order Hˢ as weighted Fourier distributions
- Integer-order W^k,2 and Hᵏ agree with equivalent norms
- Bounded Cᵏ domains and boundary charts
- Finite ambient partitions near compact sets
- Smooth Euclidean hypersurface graphs and compact localization
- The Euclidean tubular neighbourhood theorem
- The normal addition map for a Euclidean submanifold
- Heine-Borel in ℝⁿ: with the Euclidean metric a subset of ℝⁿ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- Restriction Bessel-potential spaces on polyhedral domains
- Embedded submanifolds and slice charts
- Codimension and hypersurfaces
- Slice-chart restrictions form a smooth atlas
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