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Fourier trace on a hyperplane and one-sided H¹ uniqueness

Statement

Assume AC and n≥2, and write H±={(x′,t):±t>0}. For every 1≤s≤2 there is a bounded linear trace γ:Hs(Rn)→Hs−1/2(Rn−1) agreeing with F(x′,0) for Schwartz F. All these maps are restrictions of the same H1 trace, as L2-valued maps. Moreover ∥γF∥L22≤2∥F∥L2(H+)∥∂nF∥L2(H+) for F∈H1(Rn), and likewise from the negative half-space. Consequently an Hs function zero on one half-space has zero trace.

For the local assertion let U⊂Rn be open. Here f∈Hlocs(U) means f∈Lloc2(U) and, for every χ∈Cc∞(U), the function Gχ equal to χf on U and zero outside U belongs to Hs(Rn). Let P⊂Rn−1 be open with P‾×{0} a compact subset of U. For any χ∈Cc∞(U) equal to one near P‾×{0}, define γPf=(γGχ)∣P. This is an L2(P) class independent of χ, compatible under restriction to smaller such patches, and equal to (γf)∣P when f is a whole-space Hs function. If f=0 almost everywhere on U∩H+, or on U∩H−, then γPf=0. Thus the assertion applies to local data on a neighborhood of a flat boundary patch, with no choice of a whole-space extension of those data.

Facts & Assumptions

Given: The hypotheses and conventions of the Statement.

[F1]

Assume the Axiom of Choice The Axiom of Choice; its countable instance supplies the hypotheses of the Fourier and completion interfaces and the choices of Schwartz approximation sequences used below.

[F2]

Real-order Hˢ as weighted Fourier distributions identifies real-order Hs with the weighted Fourier distribution space, with exact norm and dense Schwartz core; its completion definition supplies this density for all orders here, without a dimension restriction.

[F3]

Fourier inversion on Schwartz space gives absolutely convergent inversion. Plancherel theorem gives the L2 norm identity; Tonelli and Fubini for the completed product, with only almost-everywhere section measurability and Holder's inequality for integrals, including the endpoint cases justify the Schwartz integrations and weighted Cauchy–Schwarz estimate.

[F4]

Localized smooth coordinate changes and cutoffs on Fourier Hʳ bounds fixed smooth cutoff multipliers on Hr(Rd) for 0≤r≤2, in both the ambient and tangential dimensions. Integer-order W^k,2 and Hᵏ agree with equivalent norms identifies H1 with its weak derivative space, with equivalent norms.

[F5]

The fundamental theorem of calculus and integration by parts gives ∫abh′(t) dt=h(b)−h(a) for real C1 functions on an open interval containing the finite endpoints. Apply this to the real smooth function h(t)=∣F(x′,t)∣2 before taking an infinite-endpoint limit.

[F6]

Test function cutoffs and euclidean localization supplies a compactly supported smooth cutoff equal to one near any compact subset of an open Euclidean set. This applies to P‾×{0} in U and in any smaller open neighborhood of that compact set.

[F7]

Schwartz space and its seminorms defines actual smooth Schwartz functions by the bounds sup⁡x∣xα∂βF(x)∣<∞ for every pair of multi-indices. Fourier transform acts continuously on Schwartz space preserves this class for the negative-sign 2π transform under countable choice, supplied by the assumed AC.

[F8]

Schwartz derivatives are integrable gives Lp integrability of every weighted Schwartz derivative for 1≤p≤∞ under countable choice. Dominated convergence passes limits through integrals of measurable complex functions dominated by one integrable majorant; below the majorants in the normal variable are constant multiples of (1+τ2)−1.

Proof

Given: The hypotheses and data in the Statement.

Goal: Establish every assertion of the Statement with the stated spaces and bounds.

1.1F1F3F5F7F8given

Let F∈S(Rn) and put h(x′)=F(x′,0). Its tangential Schwartz seminorms are bounded by those of F, so h∈S(Rn−1). By F7, F^∈S(Rn). Define g(ξ′)=∫RF^(ξ′,τ) dτ. For every tangential multi-index pair α,β, the Schwartz seminorms with normal powers zero and two give ∣(ξ′)α∂ξ′βF^(ξ′,τ)∣≤Cαβ(1+τ2)−1. The finite-interval fundamental theorem bounds coordinate difference quotients by the same kind of majorant for one higher derivative. Dominated convergence, applied along arbitrary sequences of increments tending to zero, therefore permits differentiation under the normal integral and proves continuity of every derivative. Integrating the displayed bound shows that every Schwartz seminorm of g is finite, so g∈S(Rn−1). Inversion for F at t=0 and Fubini, justified by F^∈L1, give h(x′)=∫Rn−1g(ξ′)e2πix′⋅ξ′ dξ′. Thus g^(y)=h(−y); inversion for g and the substitution y↦−y yield g=h^. This establishes F(⋅,0)^(ξ′)=∫RF^(ξ′,τ) dτ without interchanging an undamped double Fourier transform.

1.2F3F5F7F8given

For Schwartz F and fixed x′, apply the finite-interval fundamental theorem to h(t)=∣F(x′,t)∣2 on [0,R]: ∣F(x′,0)∣2=∣F(x′,R)∣2−2Re⁡∫0R(∂nF)F‾ dt. Schwartz decay sends the boundary term to zero as R→∞ and makes the normal integral absolutely convergent. The product (∂nF)F‾ is absolutely integrable on H+ by the p=q=2 case of Holder applied to its absolute values. Fubini therefore gives ∥F(⋅,0)∥22=−2Re⁡∫H+(∂nF)F‾≤2∥F∥L2(H+)∥∂nF∥L2(H+). Integrating instead from −R to zero and taking R→∞ gives the negative-side estimate by the same absolute-integrability argument.

2.1F2F3step 1.1givenalgebra

Using the restriction identity of step 1.1, set a=1+∣ξ′∣2. Weighted Cauchy–Schwarz bounds the squared modulus of this integral by ∫(a+τ2)s∣F^∣2dτ times ∫(a+τ2)−sdτ=Csa1/2−s, where Cs=∫(1+t2)−sdt<∞ since s>1/2. Multiplying by as−1/2 and integrating in ξ′ gives ∥F(⋅,0)∥Hs−1/22≤Cs∥F∥Hs2. This uses the bracket norm and the negative-sign 2π transform, so no hidden normalization factor enters the trace integral.

3.1F2F3step 2.1

Approximate F∈Hs by Schwartz functions in the completion norm. The bound makes their boundary restrictions Cauchy in complete Hs−1/2, with a limit independent of the approximating sequence. This defines the claimed bounded linear trace. For s≥1 the same sequence converges also in H1, and the target embeds into L2 by its Fourier weight. The s-trace and the order-one trace therefore have the same L2 limit, proving their compatibility.

4.1F1F2F4step 3.1step 1.2

For F∈H1, select Schwartz approximants in H1. Their restrictions and normal derivatives converge in L2 on either half-space by the weak-derivative norm equivalence; their traces converge in L2 by step 3.1. Passing to the limits in the two inequalities proves the displayed bound on both sides for every H1 input. If F vanishes on one half-space, the corresponding factor ∥F∥L2(H±) is zero, so its trace is zero. Compatibility from step 3.1 proves the same conclusion for Hs inputs.

4.2F1F2F4F6step 3.1

For F∈Hs(Rn) and η∈Cc∞(Rn), put η0(x′)=η(x′,0). On Schwartz functions the identity γ(ηF)=η0γF is the classical restriction identity. Multiplication by η is bounded on Hs and by η0 on Hs−1/2, since both exponents lie in [0,2]. Thus Schwartz approximation and the trace bound pass this identity to all F∈Hs, in particular in L2. Consequently, if F=0 on an open neighborhood V of P‾×{0}, choose η∈Cc∞(V) equal to one near that compact set. Then ηF=0 and the identity shows (γF)∣P=0. This also shows that two whole-space inputs agreeing near the patch have the same trace on it.

5.1F4F6step 3.1step 4.2

For local data f in the Statement, F6 gives an admissible χ, and the local hypothesis gives Gχ∈Hs, so (γGχ)∣P is an L2(P) class by step 3.1. If χ1,χ2 are two such cutoffs, then Gχ1−Gχ2∈Hs and is zero on an open neighborhood of P‾×{0}, because both cutoffs equal one there. Step 4.2 makes their traces equal on P, proving independence. If a smaller patch is used, the cutoff for the larger patch is also admissible for the smaller one, which proves compatibility. A whole-space f∈Hs satisfies the local hypothesis by F4; the difference Gχ−f vanishes near the patch, so step 4.2 proves agreement with its global trace.

6.1givenstep 4.1step 5.1∎

If the local datum vanishes almost everywhere on U∩H+, then every Gχ is zero on all of H+, since it also vanishes outside U. Step 4.1 gives γGχ=0, and hence γPf=0. The negative side is identical using the negative-side bound in that step. The same argument applies after shrinking U to any one-sided vanishing neighborhood of the patch. This proves the stated local uniqueness without weakening the global trace bound or the range of exponents.

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