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Endpoint correction and small-ball contraction estimates

PDF p. 14: Theorem 3.7 proof, endpoint identities and estimates; PDF p. 15: contraction estimate at top

Statement

Assume the Axiom of Choice and the geometry, parameters, control space XT, selector G, endpoints v0,vT, and maps N,hv,T of Endpoint-correcting nonlinear feedback map. In particular, XT obeys the three estimates of Abstract nonlinear control-space hypotheses with C0≥1, and evaluation into H=HDs(Ω) has norm at most one. Give H×H the sum norm, and put CG=∥G∥. Let Cφ be a bound for multiplication by φ on H, and define C1=C0+C0TCφCG and C2=C02(1+C0TCφCG).

For every u,v∈XT, T(v)(0)=v0 and T(v)(T)=vT; also hv−hu=−G(0,N(v)(T)−N(u)(T)) and ∥N(v)∥XT≤C02∥v∥XTm. The estimates are

∥T(v)∥XT≤C1(∥v0∥H+∥vT∥H)+C2∥v∥XTm,

∥T(v)−T(u)∥XT≤C2(∥v∥XTm−1+∥u∥XTm−1)∥v−u∥XT.

For δ>0, put M=4C1δ. If ∥v0∥H,∥vT∥H≤δ and 4C2Mm−1≤1, then T maps the closed radius-M ball of XT into itself and is a contraction there with constant at most 1/2. It consequently has exactly one fixed point in that ball, with endpoints v0,vT. No uniqueness outside the ball is asserted.

Facts & Assumptions

[F1]

The feedback definition gives N(v)=D(ig(v)), hv=G(v0,vT−N(v)(T)), and T(v)=W(⋅)v0+N(v)+D(−iφhv), where D is the retarded forcing operator. It also gives N(v)(0)=0 and identifies the homogeneous and control terms with the linear solution steered by G. Endpoint-correcting nonlinear feedback map

[F2]

The perturbation hypotheses bound W(⋅) and D by C0, bound the nonlinear size and difference by C0 times the powers displayed in their definition, and bound terminal evaluation by one. Abstract nonlinear control-space hypotheses

[F3]

Multiplication by the real cutoff φ is bounded on H under the stated geometry and Choice assumptions. Cutoff multipliers through order two and by duality The Axiom of Choice

[F4]

The endpoint feedback lemma records the selector identity and endpoint correction for the same homogeneous and control solution maps; its Banach-space formulation applies to complex spaces regarded as real spaces. A bounded endpoint selector yields small nonlinear exact steering

[F5]

A contraction of a nonempty complete metric space into itself has exactly one fixed point there. A contraction of a nonempty complete metric space into itself has exactly one fixed point, the limit of the iterates from any starting point

Proof

Given: The stated feedback construction and its hypotheses, with the indicated endpoint data.

Goal: Prove the endpoint identities and estimates, and the claimed invariant-ball contraction.

1.1F1F4

The selector steers W(⋅)v0+D(−iφhv) from v0 to vT−N(v)(T). Adding N(v), which vanishes at time zero, gives T(v)(0)=v0 and T(v)(T)=vT. Linearity of G gives hv−hu=−G(0,N(v)(T)−N(u)(T)). These are the same solution and selector maps as in the endpoint feedback lemma.

1.2F1F2

Since multiplication by i preserves the norm of H, the forcing and nonlinear estimates give ∥N(v)∥XT≤C0∥ig(v)∥L1(0,T;H)≤C02∥v∥XTm. Similarly, ∥N(v)−N(u)∥XT≤C02(∥v∥XTm−1+∥u∥XTm−1)∥v−u∥XT. These estimates apply to the forcing before D and do not require multiplication by i to preserve a real XT.

2.1F1F2F3step 1.2

The selector and multiplier bounds imply ∥φhv∥L1(0,T;H)≤TCφCG(∥v0∥H+∥vT∥H+∥N(v)(T)∥H). Terminal evaluation is bounded by one. Combining this with the homogeneous and forcing bounds and step 1.2 yields the asserted size estimate with C1,C2; C1 also bounds the coefficient of ∥vT∥H.

2.2F1F2F3step 1.1step 1.2

The selector difference in step 1.1, terminal evaluation, and the same forcing and multiplier bounds give ∥T(v)−T(u)∥XT≤(1+C0TCφCG)∥N(v)−N(u)∥XT. The difference estimate follows from step 1.2 and the definition of C2.

3.1givenstep 2.1step 2.2

If both endpoint norms are at most δ and ∥v∥XT≤M, then step 2.1 gives ∥T(v)∥XT≤2C1δ+C2Mm≤M/2+M/4≤M. For two points in the ball, step 2.2 gives a Lipschitz constant at most 2C2Mm−1≤1/2. Because m>1 and C1,C2 are fixed, a positive δ satisfying the displayed smallness condition exists.

4.1F2F5step 1.1step 3.1∎

The ball is nonempty and complete: it contains zero, and a Cauchy sequence in it converges in the Banach space XT to a point still in the ball by the triangle inequality. The contraction theorem gives exactly one fixed point in this ball. Its endpoint values are those in step 1.1. This proves the stated conclusion without asserting uniqueness outside the ball.

Source notes

The frozen article, PDF pages 14–15, is cited for attribution of these estimates and the choice of constants. The deduction above uses the stated definitions and mathematical suppliers.

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