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Nonnegative supersolutions detect the principal spectral sign

Statement

Let (S,h) be a nonempty connected compact smooth Riemannian manifold without boundary, of positive dimension. Let t be a smooth real vector field and c a smooth real function on S. Put Lu=−Δhu+2⟨t,∇u⟩h+cu, where Δh=div⁡hgrad⁡h. Use the positive Riemannian density dμh and the formal adjoint L†u=−Δhu−2⟨t,∇u⟩h+(c−2div⁡ht)u for the pairing ⟨f,g⟩=∫Sf‾g dμh.

Assume smooth real functions ϕ>0 and χ>0 satisfy Lϕ=λϕ and L†χ=λχ for a real constant λ. Then λ≥0 if and only if there is a smooth real ψ≥0, ψ≢0, with Lψ≥0 pointwise. The strict variant λ>0 is equivalent to existence of such a ψ with Lψ additionally positive somewhere. Thus a nonnegative test function suffices; it is not necessary to assume the test is everywhere positive.

Facts & Assumptions

Given: the hypotheses in the Statement; work in ZFC.

Goal: establish the Statement.

[F1]

For the operator, manifold and density in the Statement, the formal-adjoint identity is ∫SfLg dμh=∫S(L†f)g dμh for smooth real f,g. The operators have smooth real coefficients and map smooth real functions to smooth real functions. Formal adjoint of a real drift Laplacian on a closed manifold

[F2]

Positive right and adjoint eigenfunctions at real eigenvalues have the same eigenvalue; the Statement denotes this common value by λ. Positive right and adjoint eigenfunctions have the same eigenvalue

[F3]

Compactly supported smooth density integration is linear, nonnegative on nonnegative densities and strictly positive on any nonzero nonnegative density, without an orientation assumption. Every smooth density on compact S has compact support, so this applies to the density products below. The stated ZFC assumption includes AC; applying AC to countable families gives the countable-choice hypothesis ACω required for this integration theorem. Orientation-free density integration and its properties The Axiom of Choice

[F4]

Smooth real-valued maps on smooth manifolds are continuous; apply this to ψ and the smooth function Lψ. Smooth maps are continuous

Proof

Given: the hypotheses in the Statement; work in ZFC.

Goal: establish the Statement.

[F1] For the operator, manifold and density in the Statement, the formal-adjoint identity is ∫SfLg dμh=∫S(L†f)g dμh for smooth real f,g. The operators have smooth real coefficients and map smooth real functions to smooth real functions. Formal adjoint of a real drift Laplacian on a closed manifold

[F2] Positive right and adjoint eigenfunctions at real eigenvalues have the same eigenvalue; the Statement denotes this common value by λ. Positive right and adjoint eigenfunctions have the same eigenvalue

[F3] Compactly supported smooth density integration is linear, nonnegative on nonnegative densities and strictly positive on any nonzero nonnegative density, without an orientation assumption. Every smooth density on compact S has compact support, so this applies to the density products below. The stated ZFC assumption includes AC; applying AC to countable families gives the countable-choice hypothesis ACω required for this integration theorem. Orientation-free density integration and its properties The Axiom of Choice

[F4] Smooth real-valued maps on smooth manifolds are continuous; apply this to ψ and the smooth function Lψ. Smooth maps are continuous

Proof technique: direct.

1.1given

If λ≥0, take ψ=ϕ. Then ψ is smooth, everywhere positive and nonzero because S is nonempty, and Lψ=λϕ≥0. If λ>0, this is positive everywhere. This proves both forward implications.

2.1givenF1F2F3F4step 1.1∎

Conversely, let ψ be a smooth real nonzero nonnegative function with Lψ≥0. Adjoint integration gives ∫SχLψ dμh=∫S(L†χ)ψ dμh=λ∫Sχψ dμh. The last integral is strictly positive: continuity and nonzero nonnegativity of ψ give a nonempty open set where ψ>0, and χ is everywhere positive, so χψ dμh is a nonzero nonnegative smooth density. The left side is nonnegative, hence λ≥0. If Lψ is positive at one point, its smoothness makes it positive on a nonempty open set. Then χLψ dμh is also a nonzero nonnegative smooth density, so the left side is strictly positive and λ>0. Together with step 1.1 this proves both equivalences.

Depends on

Used by · 1

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