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Positive right and adjoint eigenfunctions have the same eigenvalue

Statement

For the closed-manifold operator L of the formal-adjoint lemma, assume S is nonempty and suppose smooth functions ϕ>0 and χ>0 satisfy Lϕ=λϕ and L†χ=λ†χ, with real constants λ,λ†. Then λ=λ†. Positivity and compactness also give min⁡Sϕ>0 and min⁡Sχ>0, so division by either is smooth and bounded.

Facts & Assumptions

Given: the hypotheses in the Statement; work in ZFC.

Goal: establish the Statement.

[F1]

The integration-by-parts identity holds for the smooth real functions in question. Formal adjoint of a real drift Laplacian on a closed manifold

[F3]

Smooth real-valued maps on smooth manifolds are continuous. Smooth maps are continuous

[F4]

The composite of two smooth maps between smooth manifolds is smooth. Identity maps and composites of smooth maps are smooth

[F5]

The smooth Riemannian metric h and its smooth Levi–Civita connection are those of the formal-adjoint setting. Formal adjoint of a real drift Laplacian on a closed manifold

[F6]

The dual connection on T∗S and finite product connections on (T∗S)⊗j are well-defined smooth connections, obey the tensor Leibniz rule, and are function-linear in their vector-field argument. Dual connection Product connection on tensor and hom bundles

[F7]

Assuming countable choice, integration of compactly supported smooth densities is linear and strictly positive on a nonzero nonnegative density. Orientation-free density integration and its properties

[F8]

The existing ZFC assumption includes the Axiom of Choice; applying it to countable families supplies the countable choice required by F7. The Axiom of Choice

Proof

Given: the hypotheses in the Statement; work in ZFC.

Goal: establish the Statement.

[F1] The integration-by-parts identity holds for the smooth real functions in question. Formal adjoint of a real drift Laplacian on a closed manifold

[F3] Smooth real-valued maps on smooth manifolds are continuous. Smooth maps are continuous

[F4] The composite of two smooth maps between smooth manifolds is smooth. Identity maps and composites of smooth maps are smooth

[F5] The smooth Riemannian metric h and its smooth Levi–Civita connection are those of the formal-adjoint setting. Formal adjoint of a real drift Laplacian on a closed manifold

[F6] The dual connection on T∗S and finite product connections on (T∗S)⊗j are well-defined smooth connections, obey the tensor Leibniz rule, and are function-linear in their vector-field argument. Dual connection Product connection on tensor and hom bundles

[F7] Assuming countable choice, integration of compactly supported smooth densities is linear and strictly positive on a nonzero nonnegative density. Orientation-free density integration and its properties

[F8] The existing ZFC assumption includes the Axiom of Choice; applying it to countable families supplies the countable choice required by F7. The Axiom of Choice

Proof technique: direct.

1.1F1F7F8

Use the adjoint identity with f=χ and g=ϕ. Substituting the eigenvalue equations and using linearity in F7 gives (λ−λ†)∫Sχϕ dμh=0. Since S is nonempty, χϕ dμh is a nonzero positive smooth density. Its support is all of compact S, so F7 applies, with countable choice supplied by F8, and gives ∫Sχϕ dμh>0. Hence the eigenvalues agree.

2.1F2F3F4F5F6step 1.1∎

By F3 the smooth real functions ϕ and χ are continuous. Apply F2 to them on the nonempty compact manifold S. Each attains its minimum at a point where its value is positive, giving min⁡Sϕ>0 and min⁡Sχ>0. The map r:(0,∞)→R, r(s)=1/s, is smooth: its derivative of order j≥0 is (−1)jj!s−j−1. Since ϕ and χ take values in this open interval, F4 makes 1/ϕ=r∘ϕ and 1/χ=r∘χ smooth. They satisfy 1/ϕ≤(min⁡Sϕ)−1 and 1/χ≤(min⁡Sχ)−1. For u∈{1/ϕ,1/χ} define ∇0u=u and ∇j+1u=∇(∇ju) using F5 and F6. Function-linearity in the differentiating vector field makes ∇j+1u a covariant (j+1)-tensor; the smooth dual and product connections show inductively that all these tensors have smooth local components. For every fixed derivative order, the squared Riemannian norm of the corresponding covariant derivative of either smooth reciprocal is a smooth real function: in coordinates it is a finite contraction of smooth tensor components with the smooth inverse metric. It is continuous by F3 and bounded by F2, so its nonnegative square root, the Riemannian norm itself, is continuous and bounded as well. This proves all assertions.

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Used by · 3

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