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Pointwise Gauss–Codazzi identities for the normal angle

Statement

Let Σ be a smooth spacelike maximal hypersurface in a smooth time-oriented Lorentzian four-manifold, with future normal n, induced metric h, and k(X,Y)=−g(DXn,Y), where D is the Levi–Civita connection. Let U be any smooth ambient future unit timelike field and v=−g(n,U). Write ∇ for the induced covariant derivative and Δ=tr⁡h∇2. At a point choose an h-orthonormal frame (ea)a=13 with ∇eaeb=0, and put Zb=g(U,eb). Then ∇av=kabZb−g(n,DeaU), ∇aZb=g(DeaU,eb)+vkab, and ∇akab=−Ric⁡(n,eb). In particular Δv=v∣k∣2+(∇akab)Zb+2kabg(eb,DeaU)−g(n,∑a(D2U)(ea,ea)), where (D2U)(X,Y)=DXDYU−DDXYU. Repeated tangent indices are summed from one to three. The formulas are local, with no compactness assumption on Σ.

Facts & Assumptions

[F1]

Use the spacelike metric h, future normal n, symmetric negative-sign form k and maximality tr⁡hk=0 from Spacelike sections, maximality and lapse–shift data. The ambient connection D is metric compatible and torsion free by Metric compatibility, torsion freedom and the metric-selected connection class. For vectors along Σ put P(W)=W+g(W,n)n and define ∇XY=P(DXY) for tangent X,Y; step 1.1 proves that this is the Levi–Civita connection of h. Its scalar Hessian is ∇2f(X,Y)=X(Yf)−(∇XY)f, its Laplacian is the h-trace of that Hessian, and its covariant derivative on a covariant tensor subtracts one ∇X correction in each tensor slot.

[F2]

Curvature means R(X,Y)Z=DXDYZ−DYDXZ−D[X,Y]Z and Ric⁡(n,Y)=tr⁡(Z↦R(Z,Y)n). The curvature definitions and skew-adjointness are The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors and The algebraic symmetries of the curvature tensor and the symmetry of the Ricci and Einstein tensors.

[F3]

Work in ZFC, carrying the inherited countable-choice assumptions of the geometric suppliers. The Axiom of Choice At each point of a boundaryless intrinsic neighborhood in (Σ,h), Existence of normal neighborhoods supplies a normal neighborhood. With a finite orthonormal basis at that point, Normal neighborhood and normal coordinate chart defines its normal coordinates, and Properties of normal coordinates at the center gives hij(p)=δij, Γkij(p)=0 and ∂khij(p)=0. Step 2.1 constructs the required orthonormal frame from those coordinates. These inputs apply to the positive intrinsic metric, not to the ambient Lorentzian metric.

Proof

Given: The maximal hypersurface and ambient observer. Goal: Construct the induced connection and normal frame, then derive the displayed angle and contracted curvature identities.

1.1F1givenalgebra

Along Σ, g(P(W),n)=0 and P is the identity on tangent vectors. The tangential derivative DXY is independent of the ambient extension of Y: in an adapted chart the components of a field vanishing along Σ have zero tangential derivatives there, and its connection term also vanishes. Thus ∇XY=P(DXY) is well defined and smooth. The affine-connection rules follow by applying P to those of D. For tangent X,Y,Z, metric compatibility gives Xh(Y,Z)=h(∇XY,Z)+h(Y,∇XZ), and torsion freedom gives ∇XY−∇YX=P([X,Y])=[X,Y]. To see uniqueness, add the compatibility identities for Xh(Y,Z) and Yh(Z,X), subtract the one for Zh(X,Y), and substitute torsion freedom; this gives 2h(∇XY,Z)=Xh(Y,Z)+Yh(Z,X)−Zh(X,Y)+h([X,Y],Z)+h([Z,X],Y)−h([Y,Z],X) for any such connection. Nondegeneracy of h determines ∇XY uniquely. Finally g(DXY,n)=−g(Y,DXn)=k(X,Y), so DXY=∇XY−k(X,Y)n. This constructs the induced connection and its Gauss decomposition without a positive-definite ambient hypothesis.

2.1F1F3step 1.1choosealgebra

Fix a point p and a boundaryless intrinsic neighborhood of it. Apply [F3] to its Riemannian metric h and the connection identified in step 1.1. A finite basis of TpΣ can be orthonormalized by successive subtraction of projections and division by positive lengths; this uses only finite choices. The associated normal coordinate fields Ei satisfy h(Ei,Ej)(p)=δij, ∇Ei(p)=0 and d(h(Ei,Ej))(p)=0. Apply the same Gram–Schmidt formulas smoothly to Ei near p. Their denominators remain positive after shrinking the neighborhood. At p every normalization factor is one and every off-diagonal projection coefficient is zero; differentiating these formulas, the vanishing first metric derivatives make all coefficient derivatives zero. Thus the resulting local h-orthonormal frame ea agrees with Ea to first order at p and satisfies ∇eaeb(p)=0. Only the inherited ACω of the normal-coordinate and ambient geometric inputs is used, as supplied by ZFC.

3.1F1step 1.1step 2.1givenalgebra

At the chosen point metric compatibility gives Dean=−kabeb and step 1.1 gives Deaeb=−kabn because its tangential covariant derivative vanishes by step 2.1. Differentiate v=−g(n,U) and Zb=g(U,eb) to obtain ∇av=kabZb−g(n,DeaU) and ∇aZb=g(DeaU,eb)+vkab. The components Zb are those of the tangential covector Z(X)=g(U,X). With its covariant derivative as defined in [F1], these are tensorial first-derivative formulas and hold in every induced frame.

4.1F1F2step 1.1step 3.1algebra

Commuting the two ambient derivatives of n and pairing with ec gives (∇ak)bc−(∇bk)ac=−g(R(ea,eb)n,ec). Indeed, differentiate k(eb,ec)=−g(Debn,ec), subtract the expression with a,b interchanged and the induced connection corrections, and use the Gauss decomposition from step 1.1; the normal components of Dec pair to zero with the tangent vector Dn. Torsion freedom accounts for the bracket term in [F2]. Contract a=c. Symmetry of k and tr⁡hk=0 make the left side ∇akab. In the orthonormal ambient frame (n,e1,e2,e3) the remaining normal term in the Ricci trace is −g(R(n,eb)n,n)=0 by skew-adjointness. Therefore ∇akab=−Ric⁡(n,eb).

5.1F1F2step 1.1step 2.1step 3.1step 4.1algebra∎

Differentiate the first angle identity in step 3.1 once more and trace in the normal frame of step 2.1. Differentiating kabZb gives (∇akab)Zb+kabg(DeaU,eb)+v∣k∣2. Differentiating −g(n,DeaU) gives a second copy of kabg(eb,DeaU) and −g(n,∑aDeaDeaU). By the definition of D2U in the Statement and Deaea=−kaan, the difference between this last trace and −g(n,∑a(D2U)(ea,ea)) is (tr⁡hk)g(n,DnU)=0. The traced scalar Hessian is Δv because the induced frame is normal at the point. This proves exactly the stated Laplacian identity; the contracted term is identified in step 4.1. The point was arbitrary, and neither compactness nor division by v2−1 was used.

Source notes

The Radu reference attributes the normal-angle differentiation method to equation (B.8); it supplies no unproved premise for this item. The induced connection, normal frame and every asserted identity are established in the local proof above, for the hypotheses in the Statement.

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External dependencies

Alexandru F. Radu, Rigidity of stationary black holes with small ADM angular momentum, arXiv:2610.09729v1 · Appendix B, Lemma B.1 statement, printed/PDF pp.35–36; proof, equation (B.8) and following (B.9)–(B.11), pp.38–39

Method attribution: equation (B.8) differentiates the normal angle and its tangential observer components and traces the second derivative on a maximal hypersurface. The subsequent arcosh estimate is restricted to v>2. No estimate from that argument is imported here.

Hypotheses: The cited lemma assumes a C2-convergent Lorentzian metric family near a fixed compact set, a fixed smooth temporal function with uniformly timelike gradient there, and smooth maximal hypersurfaces with compact nonnegative-height portions. The local identities below are proved directly for the smooth hypersurface and arbitrary smooth unit observer in the Statement.

Reading limits: Consulted the retrieved v1 PDF text of the Lemma B.1 statement on pp.35–36 and its proof on pp.38–39, including (B.8)–(B.11). Screenshot retrieval was unavailable. The citation records the differentiation method; the local proof differentiates v directly, uses neither log v nor arcosh v, and imports no weighted estimate or compact-positive-portion hypothesis.

Sources