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Normal deformation families and an outgoing null gauge

Statement

Assume Countable Choice. For a surface and null pair as in the general surface interface and a smooth normal field X along it, there is an ϵ>0 and a smooth family of spacelike embeddings Φt:S→M, ∣t∣<ϵ, with Φ0=i and ∂tΦt∣0=X. One choice is Φt(p)=exp⁡i(p)∇(tXp), where exp⁡∇ is the exponential map of the supplied metric-compatible affine connection ∇; torsion freedom is not required. Smooth outgoing null normal pairs on these surfaces can be chosen with g(ℓt,kt)=−1 and (ℓ0,k0)=(ℓ,k). Neither a spacelike slice nor a null hypersurface containing the variation is assumed.

Facts & Assumptions

[F1]

The initial surface is compact, spacelike, oriented and has the supplied smooth null pair. General spacelike two-surfaces, null gauges and fluxes

[F2]

For the supplied affine connection ∇, write E∇ for its exponential domain and exp⁡∇(v)=γp,v(1) for v∈TpM in that domain. Under Countable Choice, E∇ is open and contains the zero section, and exp⁡∇ is smooth. No torsion restriction is needed. Domain and exponential map of a connection The exponential domain is open and the exponential map is smooth The Axiom of Countable Choice (AC_ω)

[F3]

An invertible differential admits a smooth local inverse. The smooth inverse function theorem on manifolds

[F4]

Under Countable Choice, for any affine connection, tv lies in the exponential domain exactly when t lies in the maximal interval of the geodesic with initial point p and velocity v; on this domain exp⁡p(tv)=γp,v(t). The exponential map scales geodesic time The Axiom of Countable Choice (AC_ω)

[F5]

A smooth embedding is an injective smooth immersion that is a homeomorphism onto its image with the subspace topology. Smooth embeddings

[F6]

A continuous real-valued function on a nonempty compact space attains its minimum and maximum. A continuous bijection from a compact space to a Hausdorff space is a homeomorphism. Neither assertion requires a choice principle. A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism

Proof

**Given:**The objects and hypotheses in the Statement.

Goal: Establish the assertions and well-definedness stated there.

1.1F1F2F4F6

Openness of the exponential domain and compactness of S give one interval on which tXp lies in that domain for all p. The smooth exponential map gives a smooth family. By [F4], Φt(p)=γi(p),Xp(t) on that interval, so Φ0(p)=i(p) and ∂tΦt(p)∣t=0=Xp by the initial data of this geodesic. Choose finitely many coordinate neighborhoods Vj covering S whose closures Kj=Vj‾ are compact and contained in larger coordinate neighborhoods Wj. To obtain these, take around each point a coordinate ball with closed ball contained in the chart image, pull back a smaller concentric ball, and take a finite subcover by compactness. In the coordinates on Wj, put qt,AB=g(∂AΦt,∂BΦt). On each Kj, both q0,11 and det⁡(q0,AB) are positive continuous functions and hence have positive minima by [F6]. Continuity on these compact sets, and finiteness of the cover, give a common smaller parameter interval on which qt,11>0 and det⁡(qt,AB)>0 throughout every Kj. These two principal-minor inequalities make the symmetric two-by-two Gram matrix positive definite, so the differential is injective and each deformed surface is spacelike.

2.1F1F3F5F6step 1.1

To check global injectivity, suppose there are tj→0 and distinct pj,qj with Φtj(pj)=Φtj(qj). Compactness gives convergent subsequences, and injectivity of i makes their limits a common point p. Choose a coordinate projection of an ambient chart to two tangent coordinates whose differential on di(TpS) is invertible. The map (t,y)↦(t,πΦt(y)) has invertible differential at (0,p); its local inverse contradicts equality for these pairs once they lie in that neighborhood. Thus Φt is injective for small t. By [F6], the continuous bijection S→Φt(S) is a homeomorphism, since S is compact and Φt(S) is a Hausdorff subspace of M; together with the rank condition, this makes Φt an embedding by [F5].

3.1F1step 1.1step 2.1

On each deformed surface, subtract from the ambient time-orientation vector N its tangential projection: U=N−qtABg(N,EA)EB, where EA=∂AΦt. The tangent term is spacelike and orthogonal to U, so g(U,U)=g(N,N)−∣N⊤∣2<0, and g(U,N)=g(U,U)<0. Therefore nt=U/−g(U,U) is a smooth future unit normal. The normal plane is Lorentzian. Its orientation from the orientations of M and S, together with nt, selects a smooth unit spacelike normal νt; its sign is chosen to match the outgoing null ray at t=0. This can be computed by ordinary two-vector orthogonalization in each normal-plane chart; uniqueness of the oriented unit vector glues these formulas. Put ℓ^t=nt+νt, k^t=(nt−νt)/2.

4.1F1F2step 3.1∎

The initial outgoing ray agrees with that of ℓ, so ℓ=aℓ^0 for a positive smooth function a on S. The normalization then gives k=a−1k^0. Setting ℓt=aℓ^t and kt=a−1k^t, with a constant in the variation parameter, supplies the required pair. All denominators are nonzero, and compactness permits the uniform shrinkings already used. Countable Choice is inherited from the exponential-map interface; no stronger choice is used in this construction.

Depends on

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