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Flattening a smooth fixed boundary preserves the elliptic graph equation

Statement

Assume the Axiom of Countable Choice ACω for the inherited tangent-bundle smooth structures.

Let (M,g) be a smooth time-oriented Lorentzian four-manifold of signature (−,+,+,+), let Σ be a smooth embedded spacelike reference hypersurface with smooth boundary S, and use a smooth local transverse-flow chart Ψ(x,s)=ϕsY(x) for a smooth field Y transverse to Σ. At the boundary the reference charts, metric and flow data are smooth in the local-extension sense. Let 0<α<1 and let w define an admissible spacelike flow graph, with w∈C4,α up to S and with the explicit homogeneous Dirichlet condition w∣S=0.

Near each boundary point, a smooth boundary chart gives an equivalent maximal equation on a half-neighborhood, Aij(x,w,Dw)wij+B(x,w,Dw)=0, with w=0 on the flat boundary x3=0. The finite-dimensional coefficients are smooth on the local spacelike-jet domain. After multiplying the mean-curvature equation by a locally constant sign if necessary, the symmetric matrix A is uniformly positive definite on a sufficiently small compact graph-jet neighborhood. No future-timelike assumption on Y is needed; if Y is future timelike, this sign is +1. Every purely tangential derivative of positive order already possessed by w up to the boundary has zero boundary trace. The same local coefficient and ellipticity assertions hold in interior charts.

Facts & Assumptions

[A1]

Assume ACω for the inherited tangent-bundle smooth structures used by F1 and F3. This inherited assumption is used when applying the graph and finite-jet suppliers in steps 1.1 and 2.1. The Axiom of Countable Choice (AC_ω) The mean-curvature graph map is a smooth finite-jet expression Normal graphs and the nonlinear mean-curvature map

[F1]

Mean curvature is a smooth second-order quasilinear expression on the open set of spacelike graph jets, with smooth local flow data and smooth extensions at a boundary. The pointwise formula also applies to graphs with at least two continuous derivatives. The mean-curvature graph map is a smooth finite-jet expression

[F2]

For the future-normal mean-curvature convention, a variation V=an+X has derivative Δha−(∣k∣h2+Ric⁡(n,n))a+X(H). Thus its principal normal-speed term is the positive induced inverse metric times the Hessian of a. Mean-curvature variation and the stationary lapse equation

[F3]

The flow-graph definition requires transversality of Y, not future timelikeness. Its mean-curvature map is pulled back by the graph map, and imposing w∣S=0 fixes the boundary pointwise. The zero-height condition here is a hypothesis of the Statement. Normal graphs and the nonlinear mean-curvature map

[F4]

The up-to-boundary Cm,α class requires continuous extensions of every derivative through order m to the boundary. It does not assert that w extends smoothly across the boundary. Hölder spaces C^k,α, closure and interior scaled norms, and C^k,α domains

[F5]

Smooth boundary charts take values in a relatively open subset of a closed half-space, with transitions smooth in the local-extension sense. Smooth charts, atlases, and structures with boundary

[F6]

Totally differentiable coordinate compositions obey the chain rule, which can be iterated for the smooth coordinate changes here. The chain rule for total derivatives: D(g∘ f)(a)=Dg(f(a))∘ Df(a)

[F8]

A closed bounded subset of finite-dimensional Euclidean space is compact, including a closed coordinate half-box and its product with closed bounded jet boxes. A subset of ℝⁿ with the product topology is compact exactly when it is closed and bounded, the product topology being the Euclidean metric topology

[F9]

A real function continuous on a closed interval and differentiable on its interior satisfies the mean value identity for its endpoint increment. The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a)

Proof

Given: The inherited countable-choice assumption, smooth local transverse-flow data, admissible graph, boundary regularity and zero-height condition in the Statement.

Goal: Produce the equivalent elliptic equation and prove the zero tangential traces without restricting the orientation of the transverse field.

1.1A1F1F3F5F6givenalgebra

Choose a smooth boundary chart with S represented by x3=0 and the reference interior by x3>0. Write y=χ(x) for its smooth change from reference coordinates and Jia=∂xa/∂yi. Applying the chain rule twice gives wyiyj=JiaJjbwxaxb+(∂yiJjb)wxb. Thus the symmetric principal matrix of the expression in F1 transforms to C~ab=CijJiaJjb, while the terms involving second derivatives of the coordinate change enter the lower-order coefficient. Both coefficients remain smooth functions of (x,z,p), where z and p denote height and slope. The stipulated local extensions handle the flat boundary, and w∣S=0 gives zero height there.

2.1A1F1F2F3step 1.1givenalgebra

In the flow coordinates the graph tangent vectors are ei=∂xi+wi∂s and Y=∂s. Comparing their x components shows that Y is never tangent to any such graph. Since the induced metric is positive definite, its tangent space is the full orthogonal complement of the future unit normal n; consequently a=−g(Y,n)≠0. The normal and a depend smoothly on the spacelike first jet. Around any fixed admissible jet shrink to a connected jet neighborhood on which a has one sign ε∈{−1,1}. For a height variation v, the variational vector is vY=(av)n+vY⊤. By F2 its only second derivatives of v are ahijvij: expanding Δh(av) leaves all other terms with at most one derivative of v, and the tangential term is vY⊤(H). Differentiating the quasilinear expression in F1 with respect to the height gives principal coefficient Cij, so Cij=ahij. This comparison can be made on smooth test graphs realizing each prescribed finite jet; the finite-jet formula then gives the same identity at the stated C4,α regularity. Multiplying both coefficients of the equation by ε gives Aij=∣a∣hij before coordinate change, hence a positive definite matrix also after the congruence in step 1.1. If Y is future timelike, writing Y=an+Y⊤ shows a>0 by the future orientation, so ε=+1.

3.1F1F7F8step 1.1step 2.1choosealgebra

Choose a sufficiently small closed coordinate half-box and closed height-and-slope boxes around the boundary jet, wholly within the chart's spacelike-jet domain and the sign neighborhood of step 2.1. This is possible by openness relative to the boundary half-space. Their product is compact by F8. On its product with the Euclidean unit sphere, the quadratic form (x,z,p,ξ)↦Aij(x,z,p)ξiξj is continuous and strictly positive. That product is closed and bounded and hence compact by F8; F7 gives a strictly positive minimum λ and a finite maximum Λ. By homogeneity, λ∣ξ∣2≤Aijξiξj≤Λ∣ξ∣2 for every ξ. This proves uniform ellipticity on the smaller compact graph-jet neighborhood. An interior coordinate box gives the same argument without the boundary half-space.

4.1F3F4F9step 1.1givenalgebra∎

On a smaller flat patch, continuous boundary extensions of the derivatives allow tangential differentiation of the trace. Explicitly, the one-variable mean value identity from F9 on an interior tangential segment gives w(x′+tej,r)−w(x′,r)=t ∂jw(x′+θtej,r) for some 0<θ<1, where j<3 and r>0. Let r decrease to zero. Continuity of ∂jw near (x′,0) bounds the difference between the resulting boundary difference quotient and ∂jw(x′,0) by sup⁡∣s∣≤∣t∣, r≥0 small∣∂jw(x′+sej,r)−∂jw(x′,0)∣, which tends to zero as the segment and its height shrink. Hence the tangential derivative of the trace is the trace of ∂jw. Repeat this argument with each already available purely tangential derivative. Since the initial trace is identically zero, all these positive-order tangential traces vanish. The repetition applies through every finite order for which the derivatives extend continuously to the boundary, in particular through order four under the stated hypotheses.

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