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A bifurcate future horizon has an oriented defining pair near its section

Statement

Work in ZFC. Let S be a compact embedded spacelike two-surface in a smooth time-oriented Lorentzian four-manifold (M,g,N) without boundary, of signature (−,+,+,+) and with its Levi–Civita connection. Let Hf,Hp be smooth embedded null hypersurfaces through S, intersecting precisely in S near S, with TsHf∩TsHp=TsS. A specified smooth embedded spacelike section side Σ+ has boundary S and is spacelike up to its boundary. Write h=g∣TΣ+ and let n be its future unit normal. Let ν be the unit vector tangent to Σ+, orthogonal to TS, and pointing from S into Σ+. We call this the outward direction from S toward the exterior; it is the inward boundary direction of the manifold-with-boundary Σ+.

The supplied exterior wedge E means, locally near S, the open sector between the two null sheets into which the interior of Σ+ enters. The future/outgoing label is explicit data: the radical line of THf at S is R(n+ν). Write Hf+ for its half-sheet reached from S along future radical curves, and Hp− for the half-sheet of the other sheet reached along past radical curves. These labels are relative to the supplied exterior, not a claim that every null hypersurface is an event horizon; no Killing field or field equation is required.

For some ϵ>0, the normal exponential map Ξ(y,u,v)=exp⁡y(uny+vνy) is a diffeomorphism on S×{(u,v):∣u∣+∣v∣<ϵ} onto a neighborhood O of S, and (∂u,∂v)=(n,ν) on S. Put a=v−u and b=v+u. After shrinking this tube, E∩O={a>0,b>0} and Hf+∩O={a=0,b>0}; the past outward half-sheet is Hp−∩O={b=0,a>0}. On S, da(n−ν)=−2 and db(n−ν)=0.

Facts & Assumptions

[F1]

A compact spacelike framed surface has a smooth normal exponential tube. For a smooth spacelike section side with boundary, the same supplier constructs its future unit normal and its unit boundary normal pointing into the side. A compact spacelike surface has a normal exponential tube

[F2]

The null-hypersurface convention identifies the radical line, and generators mean integral curves of this line. The specified transverse sheets meet along a spacelike surface. Exterior-sector and outward labels are the additional data in the Statement, not conclusions of this definition. Bifurcate Killing horizons, rotation and normalization

[F3]

A smooth spacelike section has a positive-definite induced metric and a smooth future unit normal. Its separate boundary convention uses a smooth embedded manifold-with-boundary structure and positive definiteness up to the boundary. Spacelike sections, maximality and lapse–shift data

[F4]

Null geodesics with prescribed initial data are unique and depend smoothly on those data; exponential evaluation obeys the geodesic scaling law. The geodesic initial-value problem and the exponential map of the metric-selected connection

[F5]

The Levi–Civita connection is metric compatible and torsion free: Xg(Y,Z)=g(∇XY,Z)+g(Y,∇XZ) and ∇XY−∇YX=[X,Y]. Metric compatibility, torsion freedom and the metric-selected connection class

[F6]

A smooth embedded hypersurface has slice charts, so locally it is f=0 with df≠0 and tangent spaces ker⁡df. Embedded submanifolds and slice charts

[F7]

A smooth tangent vector field on a manifold has unique local integral curves with smooth dependence on the initial point. We apply this on open subsets of the smooth null sheets, including across their common section. Local existence, uniqueness, and smooth dependence for manifold integral curves

[F8]

A smooth map with invertible differential at a point is a diffeomorphism between neighborhoods of that point and its image. The smooth inverse function theorem on manifolds

[A1]

Work in ZFC, including the Choice assumption inherited from the normal-tube and smooth-manifold suppliers. The compactness arguments below use finite covers; the tube supplier also uses countable selections in its injectivity argument. The Axiom of Choice

Proof

Given: The data, sector convention and orientation hypotheses in the Statement.

Goal: Construct the oriented defining pair and identify the two local boundary half-sheets.

1.1F1F3A1givenconstructalgebra

In a boundary chart of Σ+ take ρ≥0, with S={ρ=0} and dρ≠0 there. Let q be the vector satisfying h(q,V)=dρ(V), obtained from the inverse positive-definite Gram matrix of h. Then q is smooth, nonzero, orthogonal to TS, and dρ(q)=h(q,q)>0. Thus ν=q/h(q,q) points into the specified section side. On overlaps these vectors agree, since a positive-definite three-space has exactly one unit vector orthogonal to TS with the prescribed side. This is precisely the boundary-normal construction of [F1]. Together with the future unit normal n it gives a smooth orthonormal frame of the normal plane of S. Apply [F1] to obtain Ξ and its uniform tube. The frame differential at S is (X,u,v)↦X+un+vν.

1.2F2F5F6algebra

Fix either sheet H and a slice function f from [F6]. Nondegeneracy gives a unique nonzero field L defined by g(L,⋅)=df; its components are smooth by the inverse-matrix adjugate formula. The orthogonal complement of TH=ker⁡df is the line spanned by L. Nullness means that this line is contained in TH, so it is its radical. For any smooth field X tangent to H, the bracket [L,X] is tangent along H: applying it to f gives zero there, since both fields differentiate functions vanishing on H to zero along H. Metric compatibility and torsion freedom therefore give, on H, g(∇LL,X)=−g(L,∇LX)=−g(L,∇XL+[L,X])=−12Xg(L,L)=0. Here g(L,X) and g(L,L) vanish on H, so their tangential derivatives vanish. Hence ∇LL=κL on H, with κ smooth locally, by division by a nonzero component of L. This proves pregeodesicity without any event-boundary hypothesis.

2.1F4F7F8step 1.2constructalgebra

Choose the sign of f so that L is future directed, and take its local integral curve γ(r) in H through s∈S, using [F7]. Given a desired initial vector ℓs=cLs with c>0, set q(r)=cexp⁡(−∫0rκ(γ(σ)) dσ) and t(r)=∫0rq(σ)−1 dσ. Since dt/dr=1/q>0, this is a smooth local reparameterization. For α(t(r))=γ(r) one has α′=qL and ∇α′α′=(q2κ+q dq/dr)L=0, with initial tangent ℓs. Thus the affine geodesic with this initial tangent stays in H locally. Uniqueness and scaling in [F4] identify it with t↦exp⁡s(tℓs). Negative t gives the past half of the same local generator.

3.1F1F2F4F6F8step 1.1step 2.1givenalgebra

At s∈S the radical of either sheet is normal to TsS, hence lies in the plane spanned by (n,ν). A vector un+vν is null exactly when v=±u. The two radical lines are distinct: otherwise that null line would lie in TsHf∩TsHp=TsS, contrary to spacelikeness. By the supplied future/outgoing label they are respectively R(n+ν) and R(n−ν). Step 2.1 identifies the maps Ef(s,t)=exp⁡s(t(n+ν)) and Ep(s,t)=exp⁡s(t(n−ν)) with maps into the respective sheets for small t near each s. Their differentials at (s,0) are (X,r)↦X+r(n±ν), isomorphisms onto the sheet tangent spaces because a nonzero null vector cannot lie in TS. By [F8] their images contain sheet neighborhoods of s. In the injective tube coordinates these images are exactly u=v and u=−v, respectively. The sheet neighborhoods, with the subspace topology from [F6], give ambient neighborhoods on which there are no other sheet pieces. Taking a finite cover of compact S and shrinking the uniform tube makes these identities hold throughout O: the preimage under Ξ of their union is open and contains S×{(0,0)}, so a finite product-neighborhood cover of S supplies a common positive radius.

4.1F1F2F3step 1.1step 3.1givenalgebra

The positive t half of Ef is u=v>0, and the negative t half of Ep is u=−v<0. The section-side direction is ν, whose coordinates at S have du(ν)=0 and dv(ν)=1. In any boundary chart a vector pointing into Σ+ is a positive multiple of ν modulo TS; consequently both a and b increase to first order into this side. Smoothness and compactness give a common collar on which its interior has a,b>0. The local sector selected in the Statement is therefore v>∣u∣, or a>0,b>0, with future face a=0,b>0 and past face b=0,a>0. This identifies the supplied wedge, rather than deriving an exterior label from the horizon definition.

5.1F1step 1.1step 3.1step 4.1algebra∎

On S the frame differential gives du(n−ν)=1 and dv(n−ν)=−1, whence da(n−ν)=−2 and db(n−ν)=0. The orientation is independent of the chosen future/outward orthonormal frame: another such frame has n′=cosh⁡χ n+sinh⁡χ ν and ν′=sinh⁡χ n+cosh⁡χ ν, for a smooth real function χ on S. Comparing the same initial normal vector in the two exponential maps gives a′=eχa and b′=e−χb on their common tube. The positive factors preserve the sector and half-sheet labels. These identities and steps 3.1 and 4.1 establish the defining pair and all stated conclusions.

Depends on

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