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A bifurcate future horizon has an oriented defining pair near its section
Statement
Work in ZFC. Let be a compact embedded spacelike two-surface in a smooth time-oriented Lorentzian four-manifold without boundary, of signature and with its Levi–Civita connection. Let be smooth embedded null hypersurfaces through , intersecting precisely in near , with . A specified smooth embedded spacelike section side has boundary and is spacelike up to its boundary. Write and let be its future unit normal. Let be the unit vector tangent to , orthogonal to , and pointing from into . We call this the outward direction from toward the exterior; it is the inward boundary direction of the manifold-with-boundary .
The supplied exterior wedge means, locally near , the open sector between the two null sheets into which the interior of enters. The future/outgoing label is explicit data: the radical line of at is . Write for its half-sheet reached from along future radical curves, and for the half-sheet of the other sheet reached along past radical curves. These labels are relative to the supplied exterior, not a claim that every null hypersurface is an event horizon; no Killing field or field equation is required.
For some , the normal exponential map is a diffeomorphism on onto a neighborhood of , and on . Put and . After shrinking this tube, and ; the past outward half-sheet is . On , and .
Facts & Assumptions
A compact spacelike framed surface has a smooth normal exponential tube. For a smooth spacelike section side with boundary, the same supplier constructs its future unit normal and its unit boundary normal pointing into the side. A compact spacelike surface has a normal exponential tube
The null-hypersurface convention identifies the radical line, and generators mean integral curves of this line. The specified transverse sheets meet along a spacelike surface. Exterior-sector and outward labels are the additional data in the Statement, not conclusions of this definition. Bifurcate Killing horizons, rotation and normalization
A smooth spacelike section has a positive-definite induced metric and a smooth future unit normal. Its separate boundary convention uses a smooth embedded manifold-with-boundary structure and positive definiteness up to the boundary. Spacelike sections, maximality and lapse–shift data
Null geodesics with prescribed initial data are unique and depend smoothly on those data; exponential evaluation obeys the geodesic scaling law. The geodesic initial-value problem and the exponential map of the metric-selected connection
The Levi–Civita connection is metric compatible and torsion free: and . Metric compatibility, torsion freedom and the metric-selected connection class
A smooth embedded hypersurface has slice charts, so locally it is with and tangent spaces . Embedded submanifolds and slice charts
A smooth tangent vector field on a manifold has unique local integral curves with smooth dependence on the initial point. We apply this on open subsets of the smooth null sheets, including across their common section. Local existence, uniqueness, and smooth dependence for manifold integral curves
A smooth map with invertible differential at a point is a diffeomorphism between neighborhoods of that point and its image. The smooth inverse function theorem on manifolds
Work in ZFC, including the Choice assumption inherited from the normal-tube and smooth-manifold suppliers. The compactness arguments below use finite covers; the tube supplier also uses countable selections in its injectivity argument. The Axiom of Choice
Proof
Given: The data, sector convention and orientation hypotheses in the Statement.
Goal: Construct the oriented defining pair and identify the two local boundary half-sheets.
In a boundary chart of take , with and there. Let be the vector satisfying , obtained from the inverse positive-definite Gram matrix of . Then is smooth, nonzero, orthogonal to , and . Thus points into the specified section side. On overlaps these vectors agree, since a positive-definite three-space has exactly one unit vector orthogonal to with the prescribed side. This is precisely the boundary-normal construction of [F1]. Together with the future unit normal it gives a smooth orthonormal frame of the normal plane of . Apply [F1] to obtain and its uniform tube. The frame differential at is .
Fix either sheet and a slice function from [F6]. Nondegeneracy gives a unique nonzero field defined by ; its components are smooth by the inverse-matrix adjugate formula. The orthogonal complement of is the line spanned by . Nullness means that this line is contained in , so it is its radical. For any smooth field tangent to , the bracket is tangent along : applying it to gives zero there, since both fields differentiate functions vanishing on to zero along . Metric compatibility and torsion freedom therefore give, on , . Here and vanish on , so their tangential derivatives vanish. Hence on , with smooth locally, by division by a nonzero component of . This proves pregeodesicity without any event-boundary hypothesis.
Choose the sign of so that is future directed, and take its local integral curve in through , using [F7]. Given a desired initial vector with , set and . Since , this is a smooth local reparameterization. For one has and , with initial tangent . Thus the affine geodesic with this initial tangent stays in locally. Uniqueness and scaling in [F4] identify it with . Negative gives the past half of the same local generator.
At the radical of either sheet is normal to , hence lies in the plane spanned by . A vector is null exactly when . The two radical lines are distinct: otherwise that null line would lie in , contrary to spacelikeness. By the supplied future/outgoing label they are respectively and . Step 2.1 identifies the maps and with maps into the respective sheets for small near each . Their differentials at are , isomorphisms onto the sheet tangent spaces because a nonzero null vector cannot lie in . By [F8] their images contain sheet neighborhoods of . In the injective tube coordinates these images are exactly and , respectively. The sheet neighborhoods, with the subspace topology from [F6], give ambient neighborhoods on which there are no other sheet pieces. Taking a finite cover of compact and shrinking the uniform tube makes these identities hold throughout : the preimage under of their union is open and contains , so a finite product-neighborhood cover of supplies a common positive radius.
The positive half of is , and the negative half of is . The section-side direction is , whose coordinates at have and . In any boundary chart a vector pointing into is a positive multiple of modulo ; consequently both and increase to first order into this side. Smoothness and compactness give a common collar on which its interior has . The local sector selected in the Statement is therefore , or , with future face and past face . This identifies the supplied wedge, rather than deriving an exterior label from the horizon definition.
On the frame differential gives and , whence and . The orientation is independent of the chosen future/outward orthonormal frame: another such frame has and , for a smooth real function on . Comparing the same initial normal vector in the two exponential maps gives and on their common tube. The positive factors preserve the sector and half-sheet labels. These identities and steps 3.1 and 4.1 establish the defining pair and all stated conclusions.
Depends on
- Smooth time-oriented Lorentzian four-manifolds: the geometric objects of the model
- A compact spacelike surface has a normal exponential tube
- Bifurcate Killing horizons, rotation and normalization
- Spacelike sections, maximality and lapse–shift data
- The geodesic initial-value problem and the exponential map of the metric-selected connection
- The Axiom of Choice
- Metric compatibility, torsion freedom and the metric-selected connection class
- Embedded submanifolds and slice charts
- Local existence, uniqueness, and smooth dependence for manifold integral curves
- The smooth inverse function theorem on manifolds
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