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A compact spacelike surface has a normal exponential tube

Statement

Work in ZFC. Let S be a compact embedded spacelike two-surface in a smooth time-oriented Lorentzian four-manifold (M,g,N) without boundary, with signature (−,+,+,+). Here spacelike means that g∣TsS is positive definite, and the normal plane bundle has fibers NsS=(TsS)⊥g. Suppose it has a supplied smooth orthonormal frame (n,ν): these are smooth normal fields with g(n,n)=−1, g(ν,ν)=1, g(n,ν)=0, and g(n,N)<0. For some ϵ>0, Ξ(s,a,b)=exp⁡s(ans+bνs) is a diffeomorphism from S×{(a,b):∣a∣+∣b∣<ϵ} onto an open neighborhood O of S. Its normal radial curves r↦Ξ(s,ra,rb) stay in O for 0≤r≤1.

The frame hypothesis holds when S is a two-sided boundary in a smooth embedded spacelike hypersurface, using its future unit normal and its inward unit boundary normal. For this assertion, the specified side near S is a smooth embedded three-manifold Σ+ with boundary S and with h=g∣TΣ+ positive definite up to the boundary; inward is the direction of increasing last coordinate in a boundary chart. A two-sided embedded surface in a hypersurface with a specified smooth side is included by restricting to that side. The Lorentzian and future-direction conventions are those stated here; no Killing field is required.

Statement references

Facts & Assumptions

[F1]

The joint geodesic evaluation is smooth on an open domain; the exponential map is defined near all zero vectors, satisfies exp⁡s(0)=s and has identity vertical derivative at zero. Its scaling law identifies exp⁡s(rv) with the geodesic of initial velocity v at parameter r. The geodesic initial-value problem and the exponential map of the metric-selected connection

[F2]

A smooth map whose differential is an isomorphism at a point restricts to a diffeomorphism between open neighborhoods of that point and its image. The smooth inverse function theorem on manifolds

[F3]

Use the smooth-manifold, Lorentzian metric and time-orientation conventions, and ZFC including Choice. Choice is used for the metrization supplier and, in the injectivity contradiction, to select a collision at each radius. Smooth manifolds and their smooth charts Stationary Lorentzian data and tensor conventions The Axiom of Choice

[F4]

An embedded surface has slice charts and the subspace topology. The restricted slice charts form a smoothly compatible atlas inducing that topology. Lorentz-orthogonality means g(v,w)=0, and the orthogonal complement consists of vectors orthogonal to every tangent vector. Spacelikeness and a smooth normal frame have the explicit meanings in the Statement; the splitting used below is proved in step 1.1. Embedded submanifolds and slice charts Slice-chart restrictions form a smooth atlas eta-orthogonality and orthogonal complements in a Lorentz vector space

[F5]

Smooth embedded manifolds with boundary have boundary charts with smooth local extensions of coordinate expressions and full-dimensional tangent and cotangent bundles at boundary points. The sign of the last coordinate of a tangent vector specifies inwardness independently of the chart. Embedded smooth submanifolds with boundary Smooth charts, atlases, and structures with boundary Tangent and cotangent bundles extend over a boundary Inward, outward, and boundary-tangent vectors

[F6]

If an open subset of X×Z contains K×{z0} with K compact, it contains K×W for an open neighborhood W of z0. Tube lemma: if K is compact and an open N ⊆ X × Z contains K × {z₀}, then N contains K × W for some open W ∋ z₀

[F7]

Under the stated Choice convention a topological manifold is metrizable. In a compact metric space every sequence has a convergent subsequence, by compactness implying countable compactness and then sequential compactness. Topological manifolds are metrizable and paracompact In any metric space compactness implies countable compactness and limit point compactness, and each of countable compactness and limit point compactness implies sequential compactness; every implication here is proved without a choice principle

Proof

Given: The data and hypotheses of the Statement, including ZFC.

Goal: Establish the uniform tube, its radial property, and the boundary-frame assertion.

1.1givenF3F4algebra

In a surface slice chart let E1,E2 be its smooth tangent basis and put Gij=g(Ei,Ej). Positivity makes G invertible. Define PV=∑i,j=12Ei(G−1)ijg(Ej,V). Then P is smooth, P∣TS is the identity, and g(V−PV,Ei)=0. Thus TM∣S=TS⊕ker⁡P, with ker⁡P=NS of rank two; this also gives the smooth normal bundle since the projections agree on chart overlaps by uniqueness. The supplied n,ν are linearly independent by their displayed inner products, so span NS.

2.1F1F2F4step 1.1

By the joint smoothness in [F1] and the smooth supplied frame, Ξ is smooth on an open subset of S×R2 containing its zero section. Since Ξ(s,0,0)=s and its vertical differential is the identity on normal vectors, its differential there is (X,u,v)↦X+uns+vνs. Step 1.1 makes this an isomorphism. In local charts the determinant of this differential is continuous, so the locus U where Ξ is defined and its differential invertible is open and contains S×{(0,0)}. By [F2], Ξ is a local diffeomorphism throughout U.

2.2givenF3F4F5step 1.1algebra

For the boundary assertion use the full three-dimensional tangent spaces of Σ+, including at S. In a boundary chart their basis E1,E2,E3 is smooth up to the boundary. With Hij=g(Ei,Ej), the same formula as in step 1.1, now summed from 1 to 3, defines the unique smooth orthogonal projection PΣ onto TΣ+. Write w=N−PΣN. Orthogonality gives g(w,w)=g(N,N)−g(PΣN,PΣN)<0 and g(w,N)=g(w,w)<0. Thus n=w/−g(w,w) is the future unit normal, smooth up to S. The projection is intrinsic, so these formulas agree on overlaps. Inverse Gram matrices are smooth since their determinants are nonzero, using the adjugate formula. This construction uses only boundary tangent bundles and requires no extension of the hypersurface through its boundary.

3.1givenF6step 2.1

Apply [F6] with X=K=S, Z=R2, z0=(0,0) and N=U. It supplies an open W about (0,0) with S×W⊂U. Choose ϵ0>0 so that Dϵ0={(a,b):∣a∣+∣b∣<ϵ0}⊂W. Thus Ξ is defined and is a local diffeomorphism on the entire uniform domain S×Dϵ0.

4.1givenF2F3F4F7step 2.1step 3.1

The surface S, with its slice-chart smooth structure and subspace topology, is a topological manifold. Apply [F7] under [F3] to give S a compatible metric; its assumed topological compactness is compactness for that metric. Suppose no radius smaller than ϵ0 makes Ξ injective. Using Choice, for each integer k≥1 select unequal data (sk,ak,bk) and (sk′,ak′,bk′) in S×Dϵ0/(k+1) with the same image. Sequential compactness first gives a subsequence with sk→s and then a further subsequence with sk′→s′. Along it all four fiber coordinates tend to zero. Continuity and Ξ(s,0,0)=s show that the common images tend to both s and s′ in the Hausdorff manifold M, so s=s′. Both data sequences therefore eventually lie in one inverse-function neighborhood of (s,0,0) from step 2.1, contradicting its injectivity. Hence some 0<ϵ<ϵ0 gives injectivity on S×Dϵ.

5.1F1F2step 3.1step 4.1

A local diffeomorphism is open, because its local restrictions have open images. Hence the injective restriction from step 4.1 has open image O containing S; its local smooth inverses agree by injectivity and give its smooth global inverse on O. If (a,b)∈Dϵ and 0≤r≤1, then (ra,rb)∈Dϵ. The scaling law in [F1] therefore identifies the entire normal radial geodesic segment with r↦Ξ(s,ra,rb) in O.

6.1givenF4F5step 1.1step 5.1step 2.2algebra∎

In each boundary chart of Σ+ put ρ=x3≥0, so S is ρ=0 locally and dρ≠0 there. Set q=∑i,j=13Ei(H−1)ijdρ(Ej); then h(q,V)=dρ(V) for every V∈TΣ+. The smooth vector q is nonzero, is orthogonal to TS, and satisfies dρ(q)=h(q,q)>0. Consequently ν=q/h(q,q) along S is the smooth inward unit boundary normal. On overlaps it agrees because the orthogonal line to TS in the positive definite space TΣ+ has exactly one inward unit vector, with inwardness chart independent by [F5]. Since n⊥TΣ+, one has g(n,ν)=0. Both fields are normal to S, so step 1.1 shows they form the required smooth orthonormal normal frame. Together with step 5.1 this proves every assertion.

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