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Existence and boost-coordinate description of Hawking-flow heights
PDF p. 17: Proof of Lemma 3.4, before (3.9)
Statement
Adopt the regular stationary vacuum construction and stationary vacuum model, with , maximal original exterior section , and mass normalized to one. Fix and . Assume an existing connected smooth spacelike maximal section with boundary , whose interior is the stationary graph over and satisfies the end hypotheses of the positive transformed-lapse result. Here the stationary product has and .
Let be the common reference collar, its complete Hawking field on the stationary collar saturation, and its normal boost rate. For every there is exactly one real number such that . This height is smooth on and extends smoothly to , for each fixed .
More precisely, for the metric , let be the future unit normal of at and its unit normal to pointing into its exterior. In a sufficiently small normal-exponential collar, the two sections have representations and , respectively, with , , and smooth rapidities . At corresponding values of , . Since , the boundary value is . The collar needed for these coordinates may depend on ; no uniform bound on the boundary values is asserted here.
The original-section maximality premise is imposed on the actual physical exterior section for the original metric , so . Where this result uses the original reference section , it denotes the closure of this actual section. Maximality of a separately labelled chart-side region or another supplied section is not substituted for this premise. The spherical identification and the physical stationary end chart remain independent. Regular non-degenerate stationary vacuum spacetime Spacelike sections, maximality and lapse–shift data
Facts & Assumptions
The model and regularity data provide the stationary spacetime, bifurcation sphere and stated maximal original section. A stationary graph is the image of in the open stationary product; the supplied section is separately smooth up to its boundary. Stationary vacuum model and asymptotic normalization Regular non-degenerate stationary vacuum spacetime Stationary maximal graphs and normalized graph heights Spacelike sections, maximality and lapse–shift data
The original stationary flow identifies the exterior with . On the common collar saturation, and are complete commuting fields, is periodic, , and is future timelike for along the complete -orbits from . Remark 1.3: lapse bounds and stationary product Lemma 3.3: common spacelike reference collar Local Hawking and axial fields, boost and pole
The lapse of the supplied candidate section is positive in its interior. Its translates under the stationary isometry are spacelike graphs. Transformed lapse equation and bounds Spacelike sections, maximality and lapse–shift data
At , and the differential of its flow acts on the oriented normal plane by a boost of rapidity . The normal exponential map gives a tube around compact in the smooth frame . The boost acts in this frame; smooth rapidity graphs for both sections, including the tilted candidate, are constructed in steps 2.1 and 3.1. Normal boost action and invariant two-forms at a fixed surface A compact spacelike surface has a normal exponential tube Circle-invariant normal coordinates linearize a bifurcate Killing boost
A smooth equation with invertible derivative in its unknown block has a locally unique smooth solution in its remaining parameters. Apply this in charts, using local smooth extensions at a boundary. The parametrized implicit function theorem with Cᵏ regularity
Continuous functions on closed intervals are Riemann integrable. Newton–Leibniz identifies the endpoint difference of a continuous function, differentiable in the interior, with the integral of its Riemann-integrable derivative extension. A continuous function on [a,b] is Riemann integrable, by Heine-Cantor and Riemann's criterion Newton–Leibniz needs only continuity on [a,b], differentiability on (a,b), and a Riemann-integrable extension of the interior derivative
A continuous parameter derivative on a compact rectangle can be passed through its Riemann integral, including one-sided derivatives at parameter endpoints. Integrals on differ by at most the uniform error between their integrands. Leibniz's rule on a compact rectangle: an interior parameter derivative with a continuous extension may be passed through a Riemann integral Uniformly close integrable functions have integrals differing by at most the interval length times their uniform error
A continuous real function on a nonempty compact metric space is bounded and attains its extrema. Closed Euclidean intervals are compact. An open neighborhood of a compact factor times a point contains a product neighborhood of that slice. For extrema on , use the metric pulled back from the unit sphere under its supplied smooth spherical identification; its topology is the given compact topology of . A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value Heine-Borel in ℝⁿ: with the Euclidean metric a subset of ℝⁿ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line Tube lemma: if K is compact and an open N ⊆ X × Z contains K × {z₀}, then N contains K × W for some open W ∋ z₀
A function continuous on a closed interval and differentiable in its interior satisfies the mean value theorem; a continuous real function on a closed interval takes every value between its endpoint values. The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a) Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on [a,b] takes every value between f(a) and f(b)
For the original metric , the horizon-axis lemma identifies the local exterior in the normal tube as . Its end is the designated stationary end, its two boundaries are those of the regularity definition, and its hypersurface is with specified side . The original-product result supplies this smooth side, and its inward boundary-normal collar in the common reference collar has positive points in , matching the lemma's side hypothesis. This is a statement about the original chronological exterior, not a claim that is defined by the chronological sets of . Smooth transverse horizon branches are the null axes of the normal tube Regular non-degenerate stationary vacuum spacetime Remark 1.3: lapse bounds and stationary product Lemma 3.3: common spacelike reference collar
Proof
Given: The construction, fixed positive , supplied candidate section, and collar in the Statement.
Goal: Prove unique intersection, interior smoothness, and the stated smooth boundary extension.
Put . Its level sets are stationary translates of the spacelike candidate graph. The positive -lapse fixes to be positive on future timelike vectors: and has positive normal component. Thus on each complete orbit under consideration. The mean value theorem on every finite orbit-parameter interval shows that is strictly increasing.
At , put . Because , the connection term vanishes there, so this is for every , including the original member. It annihilates and is invertible on each metric's normal plane by [F3]. Thus both normal planes equal the same rank-two image . Their intersections with are the same line. Both and point into the same actual reference side , so for some . The positive boost identities and then give . Choose any local inward candidate-boundary curve , with , and transverse to , using its supplied embedded boundary parametrization. Decompose , where . Subtracting leaves a nonzero candidate tangent vector, so its spacelikeness gives . The zero-section differential of the normal tubes identifies the derivatives of its original coordinates as and . For sufficiently small, is in the stationary graph and hence in the original exterior . By [F9], . Divide by and take its one-sided limit to obtain ; together with this gives . The candidate therefore enters the positive- side of the normal tube, where is the coefficient of . The reference enters that side by its definition. Only the differentials of the two normal tubes at have been compared; their coordinate maps are not identified away from .
Commutation gives on the complete collar saturation. Since and is independent of , . For a positive common period of , the function is continuous on the nonempty compact metric interval and is bounded there by [F7]. Periodicity extends that bound to every real , hence to . Thus tends to opposite infinities as .
In the normal tube from [F3], write for the coefficient of and for that of . Projection of either spacelike section to has invertible derivative at : its kernel would be a timelike tangent vector, whereas the section is spacelike. Apply [F4] to the projection of a local smooth extension of a boundary parametrization, obtaining with . Step 1.2 identifies the actual section side of each such graph as . Local uniqueness glues these graphs, and compactness and the product-neighborhood assertion in [F7] give a common smaller collar. Spacelikeness gives , with no zero-slope requirement for the candidate. Define . For , [F5] applied to gives ; at zero this identity still holds and . On closed coordinate rectangles, successive applications of [F6] differentiate this integral in every parameter. These derivatives are jointly continuous: for any resulting continuous integrand and fixed , the open set contains . Compactness of and the tube lemma in [F7] make this bound uniform in near , and the integral-error bound in [F6] gives continuity of its integral. Applying this to all derivative orders proves that is jointly smooth, including at using the local smooth extensions.
Choose finite parameters with opposite signs of using step 1.3. The intermediate value theorem on that closed parameter interval gives a zero, and strict increase from step 1.1 gives uniqueness. At the zero the derivative in is , so [F4] applied in interior charts gives smooth dependence of that zero on . Uniqueness makes these local solutions agree, proving interior smoothness of .
For each section, [F7] on gives . Fix and shrink by the tube lemma to obtain on a common collar. Put ; then . A further use of the tube lemma gives there. Choose with the closed interval in that collar. The mean value theorem gives strict increase and ; the intermediate value theorem gives the unique inverse for . By [F4], this inverse is smooth, using local extensions also at zero. Thus the rapidity is , and the normal coordinates are , . This constructs the smooth functions and on a common smaller collar for the two sections. The reference tangent is , so its slope is zero and .
The -flow fixes each , is an isometry of , and commutes with the normal exponential map wherever the displayed expressions are defined. Its differential adds to normal rapidity while preserving and . Consequently the local intersection of the two rapidity graphs occurs at . Their boundary values are bounded on by [F7], and continuity and the tube lemma give bounded rapidities on a smaller collar. Throughout this bounded flow segment the normal-vector coefficients are bounded by a constant times , so a further shrinking keeps the entire segment in the tube. This local intersection is the unique global intersection from step 2.2. Its smooth formula extends to and gives .
Source notes
The article reference attributes the intersection and boundary-extension claims. The proof above uses the stated completed suppliers and does not infer uniform boundary estimates from smoothness for an individual .
These premises specify the generated conditional scope and are not attributed to the original article. The substantive local horizon conclusions are retained. The immutable original extraction is unchanged; in particular, original Theorem 1.1 retains its unresolved source-assessment status.
Depends on
- Stationary vacuum model and asymptotic normalization
- Regular non-degenerate stationary vacuum spacetime
- Spacelike sections, maximality and lapse–shift data
- Stationary maximal graphs and normalized graph heights
- Remark 1.3: lapse bounds and stationary product
- Lemma 3.3: common spacelike reference collar
- Local Hawking and axial fields, boost and pole
- Transformed lapse equation and bounds
- Normal boost action and invariant two-forms at a fixed surface
- A compact spacelike surface has a normal exponential tube
- Circle-invariant normal coordinates linearize a bifurcate Killing boost
- The parametrized implicit function theorem with Cᵏ regularity
- Newton–Leibniz needs only continuity on [a,b], differentiability on (a,b), and a Riemann-integrable extension of the interior derivative
- A continuous function on [a,b] is Riemann integrable, by Heine-Cantor and Riemann's criterion
- Leibniz's rule on a compact rectangle: an interior parameter derivative with a continuous extension may be passed through a Riemann integral
- Uniformly close integrable functions have integrals differing by at most the interval length times their uniform error
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
- Tube lemma: if K is compact and an open N ⊆ X × Z contains K × {z₀}, then N contains K × W for some open W ∋ z₀
- Heine-Borel in ℝⁿ: with the Euclidean metric a subset of ℝⁿ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a)
- Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on [a,b] takes every value between f(a) and f(b)
- Smooth transverse horizon branches are the null axes of the normal tube
Used by · 6
- K-flow barriers with boundary tangency comparison and uniform height bound
- Boundary angle bound and normal-graph cone
- Angle differential inequality near S
- Lemma 3.4: uniform graph regularity at the bifurcation sphere
- Indexed compact heights and uniform smooth horizon collars
- Sequence closedness and completeness without an interval-family premise
Dependency tree · 2 levels
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Sources
- The uniqueness of smooth stationary black holes · PDF page 17, proof of Lemma 3.4 before equation (3.9)