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Smooth transverse horizon branches are the null axes of the normal tube

Statement

Work in ZFC in a smooth time-oriented Lorentzian four-manifold (M,g) of signature (−,+,+,+). Let G=I−(E) and F+=I+(E) for a specified open end E. Suppose the boundaries H+=∂G and H−=∂F+ are smooth null hypersurfaces near a compact embedded spacelike two-surface S and intersect transversely precisely in S. Let Σ be a smooth embedded spacelike hypersurface containing S as a two-sided embedded surface. Specify one side Σ+⊂Σ near S as an embedded smooth three-manifold with boundary S, with the induced smooth structure and a smooth inward collar c:S×[0,δ)→Σ+, c(s,0)=s, whose positive-parameter image lies in G∩F+. Write n for the future unit normal of Σ along S and ν for the inward unit normal to S within Σ+. Use the normal tube Ξ(s,a,b)=exp⁡s(ans+bνs). After shrinking its neighborhood O of S, the following equations hold in these coordinates: H+∩O={a−b=0}, H−∩O={a+b=0}, G∩O={a−b<0} and F+∩O={a+b>0}. Put α=a+b and β=a−b. The local spacetime exterior O∩G∩F+ is the quadrant {α>0,β<0}. For sufficiently small δ′>0, the inward hypersurface collar c(S×(0,δ′)) lies within this quadrant; its normal coordinates satisfy b>0 and a=O(b2) uniformly along S.

Statement references

Facts & Assumptions

[A1]

ZFC supplies the choice assumptions inherited by the causal, geodesic, flow and normal-tube suppliers. No stronger choice principle is used. The Axiom of Choice Stationary Lorentzian data and tensor conventions

[F1]

The null generators are pregeodesics orthogonal to and transverse to S, and the two event boundaries are achronal. Smooth event-boundary branches are achronal null geodesic sheets

[F2]

The normal tube is a diffeomorphism near its zero section, with differential (X,u,v)↦X+un+vν there. Geodesics are unique, and a nonzero smooth field has local flow coordinates. A compact spacelike surface has a normal exponential tube The geodesic initial-value problem and the exponential map of the metric-selected connection The flow-box theorem

[F3]

The chronological relations define I±, whose images are open past or future sets. Chronology is open in both endpoints; a past set contains the chronological past of every point of its closure, and the time-reversed assertion holds for a future set. The Lorentzian and null-hypersurface conventions fix the remaining geometry. Causal curves, chronological and causal reachability, and inextendibility Future sets, past sets, achronal boundaries and their elementary properties Openness of the chronological future and past, openness of the chronological relation, and closure of future and past sets Stationary Lorentzian data and tensor conventions Bifurcate Killing horizons, rotation and normalization

[F4]

A spacelike hypersurface has positive definite induced metric. An embedded smooth submanifold with boundary carries its specified manifold-with-boundary smooth structure. A smooth collar is an embedding equal to the identity at parameter zero and onto a boundary neighborhood; its parameter derivative is transverse and inward at that boundary. Spacelike hypersurfaces, acausal sets, Cauchy sets, domains of dependence and Cauchy horizons Embedded smooth submanifolds with boundary Smooth collars of a manifold boundary

Proof

Given: The data and hypotheses in the Statement.

Goal: Identify the two event-boundary branches and their sides, and locate the inward hypersurface collar in the local spacetime exterior.

1.1A1F1F2

The two null normal lines at s∈S are spanned by ns+νs and ns−νs. The radical of each branch is transverse to S by [F1]; its flow coordinates cover a branch neighborhood by its generator curves from S. These curves are geodesics up to reparametrization. Uniqueness with the specified initial null directions and [F2] identify the two branches, as an unordered pair locally along S, with the images of the axes a=b and a=−b. Compactness gives a common shrinking of the tube.

1.2givenF2F4

For each s∈S, the collar velocity lies in TsΣ and decomposes uniquely as ∂tc(s,0)=ws+λ(s)νs, where ws∈TsS. Its normal coefficient is positive: the collar differential is an isomorphism at the boundary, so the velocity is transverse to S, and its positive parameter points into the specified side Σ+ in a boundary chart. Thus λ(s)>0. Write Ξ−1(c(s,t))=(q(s,t),a(s,t),b(s,t)). The zero-section differential in [F2] gives a(s,0)=b(s,0)=0, ∂ta(s,0)=0 and ∂tb(s,0)=λ(s). Smoothness gives a(s,t)=O(t2) and b(s,t)=λ(s)t+O(t2) uniformly on compact S. Since the smooth positive function λ has a positive minimum there, for all sufficiently small t>0 one has b>0, a=O(b2), α=a+b>0 and β=a−b<0. Compactness also makes this restricted collar lie in O.

2.1F1F2F3step 1.1

An open past set with smooth boundary occupies the local past side of that boundary. Indeed, if p∈∂G, a point x−≪p lies in G by the closure property in [F3]. A point p≪x+ cannot lie in G‾, since the same property would then put p in the open set G, contradicting p∈∂G. Choose these points on a short timelike segment crossing the smooth null boundary. Each connected local side has constant membership: off ∂G, the disjoint open sets G and M∖G‾ exhaust the neighborhood. This identifies the entire past side with G and the entire future side with its exterior. Time reversal gives the corresponding future-side description of F+. At S the future timelike direction n increases both a−b and a+b; by continuity this fixes the future coorientation of either candidate axis near S.

3.1givenF1F2F3step 1.1step 1.2step 2.1∎

The inward collar is in G∩F+ by hypothesis and has α>0,β<0 by step 1.2. If H+ were the axis α=0 at any point of S, step 2.1 would place G on its α<0 side, contradicting these collar points. Thus H+ is the axis β=0 everywhere along S, and H− is the other axis α=0. Their respective past and future sides give G∩O={β<0} and F+∩O={α>0} after a common shrinking. Their intersection is the open four-dimensional spacetime quadrant; the positive-parameter hypersurface collar lies in it with the estimates from step 1.2. This proves all the asserted equations and the collar inclusion.

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