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Negative stability eigenvalue produces outer trapped graphs

PDF p. 27: Proof of Theorem 4.2, contradiction setup

Statement

Adopt the regular stationary vacuum model, original maximal exterior section, mass-one normalization and nontriviality of T∣S in Horizon expansion variation and Einstein–Maxwell curvature. Fix q∈(0,1] and supply the smooth spacelike maximal section Σq with boundary S, its smooth spacelike extension across S, outward unit normal νq, and admissible normal-graph tube required there. The bifurcation sphere S is nonempty, connected and compact without boundary. Write hq for the induced Riemannian metric on the extended section, nq for its future unit normal, and Lq for the outward stability operator in the fixed gauge Lq=nq+νq of Horizon null frame, flux densities and stability operator notation.

If the principal eigenvalue λ1 of Lq is negative, there is a smooth everywhere positive eigenfunction ϕ such that, for all sufficiently small ϵ>0, the outward normal graph Sϵ={exp⁡xhq(ϵϕ(x)νq(x)):x∈S} has strictly negative outgoing expansion in the gauge nq+νq,ϵ, where νq,ϵ is its outward unit normal in the extended section. Thus each such graph is outer trapped: its outgoing expansion is negative at every point. After fixing one such ϵ, there is δ∗>0 such that θnq+νq,ϵ(Sϵ)≤−δ∗ everywhere. This δ∗ is local to the fixed graph and is unrelated to the uniform parameter interval in Section 3.

Facts & Assumptions

Given: The model, fixed parameter, section, extension and graph data in the Statement, and λ1<0. Work in ZFC, including the axiom of choice. Stationary vacuum model and asymptotic normalization Regular non-degenerate stationary vacuum spacetime The Axiom of Choice

Goal: Construct the asserted outward graphs and the bound on one fixed graph.

[F1]

In this setting S has zero outgoing expansion, and its outward variation operator has the displayed smooth elliptic form with leading term −̸Δ(q). Horizon expansion variation and Einstein–Maxwell curvature

[F2]

On a connected compact smooth Riemannian manifold without boundary, a smooth real operator of this form has a smooth positive principal eigenfunction. Principal eigenfunctions and MOTS spectral stability

[F3]

The normal graph and its outward null gauge are well defined for every sufficiently small multiple of a smooth function on compact S. Admissible domains for outward normal graphs Canonical outward normals and null gauge on a graph

[F4]

In that gauge the pulled-back expansion is locally a smooth function of the graph's second jet, and its derivative at the zero graph is Lq. Outgoing expansion depends smoothly on the second graph data Surface measure, flux densities and null normal gauge Horizon null frame, flux densities and stability operator notation

[F5]

A continuous real function on a nonempty compact metric space attains its minimum and maximum. A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value

[F6]

If a real function f is continuous on [a,b], with a<b, and differentiable on (a,b), there is c∈(a,b) such that f(b)−f(a)=f′(c)(b−a). The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a)

Proof

technique · direct
1.1givenF1F2F3

By [F1], S is a marginally outer trapped surface, meaning that its outgoing expansion vanishes, and Lq is a smooth real elliptic operator of the form required by [F2]. Since S is connected and compact, [F2] supplies a smooth ϕ>0 with Lqϕ=λ1ϕ. By [F3], u=ϵϕ defines an admissible outward graph for all sufficiently small ∣ϵ∣. Let Θ(ϵ,x) denote its outgoing expansion pulled back to x∈S in the fixed gauge.

2.1givenF4F5F6step 1.1

The initial expansion is zero and [F4] gives ∂ϵΘ(0,x)=λ1ϕ(x). By [F5], m=min⁡Sϕ>0. The second-jet expression in [F4] makes ∂ϵΘ jointly continuous near {0}×S. Compactness of S and a finite neighborhood cover therefore give an ϵ0>0 such that ∂ϵΘ(t,x)≤λ1m/2<0 for all x∈S and 0≤t≤ϵ0. For each fixed x∈S and 0<ϵ≤ϵ0, [F4] makes t↦Θ(t,x) continuous on [0,ϵ] and differentiable on (0,ϵ). By [F6] there is c∈(0,ϵ) with Θ(ϵ,x)−Θ(0,x)=ϵ∂ϵΘ(c,x). Since Θ(0,x)=0, the derivative bound gives Θ(ϵ,x)≤ϵλ1m/2<0. The graph map is a diffeomorphism onto its image, so this is the asserted pointwise negativity on Sϵ.

3.1givenstep 2.1∎

Fix any ϵ∈(0,ϵ0] and set δ∗=−ϵλ1m/2>0. The inequality in step 2.1 gives θnq+νq,ϵ≤−δ∗ everywhere on that graph. The choice depends on the fixed q, eigenfunction and graph; it does not assert a bound uniform in the separate Section 3 parameter. This proves the Statement.

Source notes

The article reference attributes the contradiction setup. The proof uses the stated completed suppliers and does not take the article's claim as a premise.

Depends on

Used by · 2

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