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Negative stability eigenvalue produces outer trapped graphs
PDF p. 27: Proof of Theorem 4.2, contradiction setup
Statement
Adopt the regular stationary vacuum model, original maximal exterior section, mass-one normalization and nontriviality of in Horizon expansion variation and Einstein–Maxwell curvature. Fix and supply the smooth spacelike maximal section with boundary , its smooth spacelike extension across , outward unit normal , and admissible normal-graph tube required there. The bifurcation sphere is nonempty, connected and compact without boundary. Write for the induced Riemannian metric on the extended section, for its future unit normal, and for the outward stability operator in the fixed gauge of Horizon null frame, flux densities and stability operator notation.
If the principal eigenvalue of is negative, there is a smooth everywhere positive eigenfunction such that, for all sufficiently small , the outward normal graph has strictly negative outgoing expansion in the gauge , where is its outward unit normal in the extended section. Thus each such graph is outer trapped: its outgoing expansion is negative at every point. After fixing one such , there is such that everywhere. This is local to the fixed graph and is unrelated to the uniform parameter interval in Section 3.
Facts & Assumptions
Given: The model, fixed parameter, section, extension and graph data in the Statement, and . Work in ZFC, including the axiom of choice. Stationary vacuum model and asymptotic normalization Regular non-degenerate stationary vacuum spacetime The Axiom of Choice
Goal: Construct the asserted outward graphs and the bound on one fixed graph.
In this setting has zero outgoing expansion, and its outward variation operator has the displayed smooth elliptic form with leading term . Horizon expansion variation and Einstein–Maxwell curvature
On a connected compact smooth Riemannian manifold without boundary, a smooth real operator of this form has a smooth positive principal eigenfunction. Principal eigenfunctions and MOTS spectral stability
The normal graph and its outward null gauge are well defined for every sufficiently small multiple of a smooth function on compact . Admissible domains for outward normal graphs Canonical outward normals and null gauge on a graph
In that gauge the pulled-back expansion is locally a smooth function of the graph's second jet, and its derivative at the zero graph is . Outgoing expansion depends smoothly on the second graph data Surface measure, flux densities and null normal gauge Horizon null frame, flux densities and stability operator notation
A continuous real function on a nonempty compact metric space attains its minimum and maximum. A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
If a real function is continuous on , with , and differentiable on , there is such that . The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a)
Proof
By [F1], is a marginally outer trapped surface, meaning that its outgoing expansion vanishes, and is a smooth real elliptic operator of the form required by [F2]. Since is connected and compact, [F2] supplies a smooth with . By [F3], defines an admissible outward graph for all sufficiently small . Let denote its outgoing expansion pulled back to in the fixed gauge.
The initial expansion is zero and [F4] gives . By [F5], . The second-jet expression in [F4] makes jointly continuous near . Compactness of and a finite neighborhood cover therefore give an such that for all and . For each fixed and , [F4] makes continuous on and differentiable on . By [F6] there is with . Since , the derivative bound gives . The graph map is a diffeomorphism onto its image, so this is the asserted pointwise negativity on .
Fix any and set . The inequality in step 2.1 gives everywhere on that graph. The choice depends on the fixed , eigenfunction and graph; it does not assert a bound uniform in the separate Section 3 parameter. This proves the Statement.
Source notes
The article reference attributes the contradiction setup. The proof uses the stated completed suppliers and does not take the article's claim as a premise.
Depends on
- Horizon expansion variation and Einstein–Maxwell curvature
- Horizon null frame, flux densities and stability operator notation
- Surface measure, flux densities and null normal gauge
- Stationary vacuum model and asymptotic normalization
- Regular non-degenerate stationary vacuum spacetime
- Principal eigenfunctions and MOTS spectral stability
- Admissible domains for outward normal graphs
- Canonical outward normals and null gauge on a graph
- Outgoing expansion depends smoothly on the second graph data
- A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value
- The mean value theorem, as the case g(x) = x of Cauchy's: for f continuous on [a,b] with a < b and differentiable on (a,b) there is c ∈ (a,b) with f(b) - f(a) = f'(c)(b-a)
- The Axiom of Choice
Dependency tree · 2 levels
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Sources
- The uniqueness of smooth stationary black holes · PDF p. 27, proof of Theorem 4.2, contradiction setup