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Surface measure, flux densities and null normal gauge

Definition

Work under ACω for the normal-graph construction and chart-partition integration. Let (M,g) be a smooth oriented, time-oriented Lorentzian four-manifold with signature (−,+,+,+), let Σ be a smooth spacelike hypersurface, and let S⊂int⁡Σ be a smooth oriented embedded spacelike two-surface without boundary with a supplied smooth outward unit normal ν in h=g∣TΣ. The future unit normal of Σ is n. The induced metric on S is q, and dμq denotes its positive oriented area form (its associated positive density is used in unsigned area integrals). Define L=n+ν,L‾=(n−ν)/2,g(L,L‾)=−1. For U∈TS set ζ(U)=−g(L‾,∇UL), where ∇ is the spacetime metric connection. For any supplied smooth real two-form F on M, its magnetic and electric flux densities are the unique smooth functions b,e on S specified by F∣TS=b dμq,(⋆gF)∣TS=e dμq. Let Vq be the Radon Borel measure determined by the positive Riemannian density ∣dμq∣. Here integrable means absolutely integrable for Vq: ∫S∣f∣ dVq<∞. When b and e, respectively, are integrable, define their magnetic and electric fluxes by ∫Sb dVq and ∫Se dVq. For compact S this holds automatically, and these fluxes equal the oriented top-form integrals ∫SF∣TS and ∫S(⋆gF)∣TS. For noncompact S, the same notation for an absolutely integrable top form is interpreted by the stated density integral. The orientation of M fixes ⋆g, and the supplied orientation of S fixes the signs of b,e.

All surface derivatives use the Levi–Civita connection Dq of q: q(grad⁡qf,X)=df(X), div⁡qX=tr⁡(Y↦DYqX), and Δqf=div⁡qgrad⁡qf. On one-forms, divergence means divergence of the q-dual vector field. The Gauss curvature is Kq=q(Rq(e1,e2)e2,e1) for a q-orthonormal frame, with Rq(X,Y)Z=DXqDYqZ−DYqDXqZ−D[X,Y]qZ; this is the positive-round-sphere convention.

Fix an admissible outward normal-graph tube T(p,r)=exp⁡ph(rνp) as in the graph-domain lemma; on compact S such a uniform tube exists. For every admissible u, let Fu(p)=T(p,u(p)), let νu be the outward graph unit normal and set Lu=n∣Fu(S)+νu. Let Θ(u)=Fu∗(θLu), where θLu=tr⁡qug(∇Lu,⋅) is the outgoing expansion and qu=Fu∗h. Define the normal-graph expansion linearization by Lϕ=ddϵ∣0Θ(ϵϕ). For closed S (compact without boundary) this acts on every smooth function. On a noncompact S a global variation needs an actual common admissible parameter interval; compactly supported directions in a supplied tube suffice, while the local differential expression is defined on all smooth germs. When θL=0 identically, S is a MOTS and L in this fixed gauge is called its outward stability operator in Σ. It is a linear differential operator of order at most two. Smooth boosts fixing the base L do not change this variation at a MOTS; changing its base positive scale multiplies it by that scale. The explicit curvature and matter coefficient formula is a separate first-variation result, not part of this definition.

Facts & Assumptions

[F1]

The future unit normal, induced metric and second fundamental form of a spacelike hypersurface supplies h,n and the spacetime derivative along Σ. Null normal pairs and screen geometry supplies null expansion and normal-frame scaling.

[F2]

Lorentzian exterior calculus and Hodge star supplies the smooth Lorentzian Hodge star on the oriented spacetime; Riemannian volume form on an oriented manifold supplies the nowhere-zero oriented area form of q.

[F3]

Fundamental theorem of riemannian geometry supplies the unique intrinsic surface connection; Riemann curvature four-tensor fixes the curvature four-tensor convention used for Kq.

[F4]

Admissible domains for outward normal graphs establishes the graph domain, including its compactness qualifications; Canonical outward normals and null gauge on a graph establishes the smooth outward graph normal and null gauge.

[F5]

Outgoing expansion depends smoothly on the second graph data gives the local second-data expression, Linear and path-independent normal-graph variation of expansion establishes its linear, path-independent derivative, and Boost dependence of expansion variation and the MOTS gauge gives the exact MOTS boost and reparametrization qualifications.

[F6]

The Axiom of Countable Choice (AC_ω) records the assumed ACω. Under that assumption, Integral of a compactly supported top form defines the integral of a smooth compactly supported top form using chart partitions.

[F7]

Riemannian volume is the radon measure of the riemannian density supplies the compact-finite Radon Borel measure Vq of ∣dμq∣. Integrable real and complex functions, and their integrals defines absolute integrability and the signed integral. Measurable integration extends smooth density integration gives the absolutely convergent chart formula for L1(Vq) functions and its agreement with smooth compact-support density integration.

Justification

The orthogonality and normalization in [F1] give the displayed null pairing, as also calculated in [F4]. Covariant derivatives in directions tangent to S are independent of any ambient extensions by [F1], so ζ is a smooth one-form. By [F2], every smooth two-form on the oriented two-dimensional S is a unique scalar multiple of dμq: in a positive chart the scalar is its coefficient divided by det⁡q. The nonzero denominator proves existence, uniqueness and smoothness of b,e; the top-form transformation law makes these ratios agree on overlaps. The positive density ∣dμq∣ gives Vq by [F7], and smooth b,e are Borel functions. Absolute integrability in [F7] defines each finite signed flux even on a noncompact S. If S is compact, every smooth function on S has compact support, so the smooth compact-support comparison in [F7] proves its integrability. In a positive chart, the coefficient of f dμq and that of the signed density f∣dμq∣ are both fdet⁡q. Their partition-weighted chart integrals therefore coincide by [F6] and [F7]. Taking f=b,e proves the two compact oriented-flux equalities; on noncompact S, the L1 chart formula in [F7] gives the declared absolutely convergent extension. Countable choice is used in the inherited chart-partition integration constructions of [F6] and [F7]. The intrinsic connection and tensorial contractions in [F3] define the displayed gradient, divergence and Laplacian independently of coordinates. The curvature definition is antisymmetric in its first two slots. Applying metric compatibility to the commutator DXqDYq−DYqDXq−D[X,Y]q acting on q(Z,W) gives q(Rq(X,Y)Z,W)+q(Z,Rq(X,Y)W)=0, proving antisymmetry in the final two slots. Under a change of orthonormal frame, these two antisymmetries make the displayed value multiply by the square of the frame determinant, which is one in dimension two. Thus Kq is well defined even under an orientation-reversing frame change. Finally [F4] gives actual admissible graph domains and a smooth fixed gauge, and [F5] proves well-definedness, linearity, path independence and the stated restrictions on boost invariance of the derivative. No Einstein equation, compactness without explicit mention, geodesic completeness or arbitrary parameter-dependent null normalization is presumed.

Depends on

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