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Stable-horizon flux-energy and area-charge inequalities

PDF p. 27: Proof of Theorem 4.2; proof of Corollary 4.1

Statement

Assume the regular non-degenerate stationary vacuum model, with original exterior section maximal, ADM mass normalized to one and stationary Killing field T nontrivial on its bifurcation sphere S. Fix q∈(0,1] and an individually admissible smooth spacelike maximal section Σq as in Nonnegative principal eigenvalue of the horizon stability operator, with a smooth spacelike extension and outward normal-graph tube as in Horizon expansion variation and Einstein–Maxwell curvature. Work in ZFC. Let gq,Fq be the Harrison metric and electromagnetic two-form, and let γq=gq∣TS and dμq be the induced metric and oriented area form. Define electric and magnetic flux densities by (⋆gqFq)∣TS=eq dμq and Fq∣TS=bq dμq. Then ∫S(eq2+bq2) dμq≤4π,∣S∣gq≥14π(∫Seq dμq)2. Here ∣S∣gq=∫Sdμq. In particular, both inequalities hold for sufficiently small positive q under the same hypotheses. The second inequality follows directly from the same stability equation and Gauss–Bonnet.

Facts & Assumptions

Given: The model, parameter, admissible section, extension and graph data in the Statement.

Goal: Prove the two displayed inequalities.

[A1]

The regularity and normalization conventions and the meaning of a spacelike maximal section are those of Regular non-degenerate stationary vacuum spacetime, Mass-one convention and Harrison denominator and Spacelike sections, maximality and lapse–shift data, in the conditional model Stationary vacuum model and asymptotic normalization. Work in ZFC. The Axiom of Choice

[F1]

The horizon and surface-data definitions supply the smooth positive surface measure, null gauge, flux densities and intrinsic gradient, divergence, Laplacian and Gauss curvature. Horizon null frame, flux densities and stability operator notation Surface measure, flux densities and null normal gauge

[F2]

For the stated section, S is a connected closed two-sphere and the outward graph stability operator has nonnegative principal eigenvalue λ. The principal-eigenvalue theorem supplies a smooth eigenfunction ϕ>0 with Lqϕ=λϕ. Nonnegative principal eigenvalue of the horizon stability operator Principal eigenfunctions and MOTS spectral stability

[F3]

In this gauge the operator is Lqϕ=−Δϕ+2ζ⋅∇ϕ+(K+div⁡ζ−∣ζ∣2−eq2−bq2)ϕ, with all surface operations taken for γq. Horizon expansion variation and Einstein–Maxwell curvature

[F4]

On the closed oriented surface, the integral of the divergence of a smooth vector field is zero. Gauss–Bonnet gives ∫SK dμq=2πχ(S)=4π; a tetrahedral triangulation of the two-sphere has Euler characteristic 4−6+4=2. Riemannian divergence theorem Global Gauss-Bonnet for closed oriented surfaces

[F5]

Cauchy–Schwarz applies to square-integrable functions for the finite surface measure. Cauchy-Schwarz inequality for L²

[F6]

The construction in Proposition 2.1: Einstein–Maxwell equations and regularity applies under [A1] and supplies the normalized smooth Ernst potential and a stationary one-form family satisfying the defining curl and contraction identities, with dq=Dq(p)>0 at a zero p∈S of T, on the exterior and an open neighborhood of S where Dq>0. The symbols gq,Fq denote the resulting smooth Lorentzian metric and real two-form of Stationary Harrison one-form and metric and Harrison electromagnetic form, using the same fields, spacetime orientation and time orientation in [F1]–[F3].

Proof

technique · direct
1.1givenF1F2F3F4F6algebra

Set u=log⁡ϕ and let ζ♯ be the surface metric-dual vector field. Dividing the eigenvalue equation in [F3] by ϕ and using Δϕ/ϕ=Δu+∣∇u∣2 gives λ=K−eq2−bq2+div⁡(ζ♯−∇u)−∣ζ♯−∇u∣2. The positive eigenfunction makes u smooth. Integrating, applying [F4], and using λ≥0 yields ∫S(eq2+bq2) dμq=4π−λ∣S∣gq−∫S∣ζ♯−∇u∣2 dμq≤4π.

2.1F1F5F6step 1.1algebra∎

Smoothness and compactness put eq and the constant function 1 in L2(dμq). By [F5], ∣∫Seq dμq∣2≤∣S∣gq∫Seq2 dμq. Since bq2≥0, step 1.1 bounds the last integral by 4π. Dividing by 4π gives the area–charge inequality. This also proves its derivation from the same stability equation and Gauss–Bonnet. The fixed q was arbitrary in (0,1], so the asserted sufficiently-small-positive-parameter case follows.

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