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Symmetric Extensions and Basic Choice-Failure Models: Examples and Counterexamples
1 · Prerequisites
- Binary Operations, Monoids, Groups and Subgroups
- Boolean Algebras, Stone Duality, and the Prime Ideal Theorem
- Cardinal Arithmetic, Cofinality and the Alephs
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Countability and Uncountability
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Forcing Orders, Names, and Generic Extensions
- Formal Set-Theoretic Syntax, Structures, and Satisfaction
- Foundations of the Real Numbers for Analysis
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Permutation Models and Transfer to ZF
- Preservation, Cohen Forcing, and the Continuum
- Reflection, Absoluteness, and Elementary Submodels
- Relations, Functions, and Quotients
- Roots, Rational Powers, and Classical Inequalities
- Suprema and Infima
- Symmetric Extensions and Basic Choice-Failure Models
- The Forcing Theorem and Formal Consistency Transfer
- The ZFC Axioms and the Basic Set Constructions
- Weak Choice Principles and Sierpiński's Theorem
- Well-Founded Relations, Rank, and the Cumulative Hierarchy
2 · Summary
The first examples distinguish an invariant orbit set from its moved enumeration graph and calculate the three choice-free tests for Dedekind finiteness. The socks example carries out the compatible fresh-coordinate swap in the corrected pair-of-sets-of-reals construction.
Full generic extensions of ZFC grounds satisfy Choice, but symmetric inner models need not. The basic Cohen model alone refutes the universal false statement; the corrected socks model shows the stronger failure of choice for a countable family of pairs.
3 · Logical flowchart
4 · Definitions, theorems and proofs
An orbit set can be symmetric when its enumeration is not
Statement
In the basic Cohen system, has empty support, although the graph is moved by a transposition outside every finite support. More generally, no enumeration of belongs to the symmetric model, as the supplier's all-enumerations argument proves.
Facts & Assumptions
Given: The hypotheses, objects, and conventions in the Statement.
The Cohen reals form a symmetric set but their enumeration is not symmetric gives , proves that the are pairwise distinct, and computes the supports of and its canonical enumeration.
Proof
For every finite permutation , Thus the whole automorphism group stabilizes , so is a support.
Let be finite. Choose distinct and let . Then , but the pair is sent to in the action on the graph's value coordinate after the ground ordinal is fixed. Since , . Hence no finite supports .
The calculation separates an invariant unordered range from a non-symmetric ordering of that range. It does not claim merely that this particular graph is absent: F1 separately supplies the support argument excluding every enumeration. No Choice is used.
Equivalent Dedekind-finiteness tests in the basic Cohen model
Statement
For the basic Cohen set , the following are equivalent in ZF: has a countably infinite subset, there is an injection , and is in bijection with a proper subset. Their negations all hold in the basic Cohen model.
Facts & Assumptions
Given: The hypotheses, objects, and conventions in the Statement.
The basic Cohen model has an infinite Dedekind-finite set of reals proves that is infinite and Dedekind-finite.
Dedekind infinitude is equivalent to a countable subset gives the choice-free equivalence between Dedekind infinitude, an injection from , and a countably infinite subset.
Proof
If is countably infinite, a displayed bijection followed by inclusion is an injection . Conversely, the range of an injection is a subset of bijective with . These are explicit maps and require no simultaneous choices.
From an injection , define by and off . The two pieces are disjoint, and the inverse sends to and fixes the complement, so is a bijection onto a proper subset.
Conversely, if is a bijection, choose the single witness and recursively put . Injectivity of and the fact that is not in its range show by cancellation that the are distinct. Thus injects into . This uses one existential witness and recursion, not Countable Choice.
F1 rules out the proper-subset bijection. By step 1.1, step 1.2, step 1.3 it therefore rules out an -injection and a countably infinite subset as well. Both implications of every equivalence have been accounted for in ZF.
A coordinate swap defeats an atom-free sock choice
Statement
In the corrected atom-free socks construction, a fresh pair-coordinate swap has a compatible image condition and reverses a proposed decided choice.
Facts & Assumptions
Given: The hypotheses, objects, and conventions in the Statement.
The atom-free socks symmetric system supplies the forcing order, the names and , the block automorphisms, and the finite-support filter.
Symmetry lemma for forcing automorphisms transports a forcing decision under the displayed automorphism.
An atom-free symmetric model has countable pairs without choice proves that is a two-element set in the symmetric model, including the dense-set distinctness argument.
Proof
Suppose forces that a supported name is a choice function. Let support both and . Pick outside the finitely many pair indices occurring in , and strengthen to deciding, after relabelling the two mates if necessary, This is a single forcing decision, not a sequence of choices.
Because has finite domain, choose a natural-number coordinate cutoff beyond all coordinates of in the th blocks. Define an automorphism which swaps the two -blocks while translating the finitely used internal coordinates to unused coordinates, and fixes . Then and agree wherever both are defined, hence is a condition.
The support of is fixed, so , while and . By F2, equivariance transforms the decision in step 1.1 into Their common extension forces , contradicting F3. Thus the fresh coordinate swap defeats the proposed choice.
Every symmetric submodel satisfies Choice
Statement
False: full generic extensions of choice models preserve AC, but hereditarily symmetric names may omit enumerations and choice functions. The basic Cohen model and the corrected socks model are transitive ZF countermodels.
Facts & Assumptions
Given: The hypotheses, objects, and conventions in the Statement.
Generic extensions satisfy ZF and preserve ground-model Choice says that a full generic extension of a ZFC ground satisfies ZFC.
The basic Cohen model fails well-orderability and AC gives a symmetric inner model with an infinite Dedekind-finite set of reals and hence failure of AC.
An atom-free symmetric model has countable pairs without choice gives a symmetric inner model in which choice already fails for a countable family of pairs of sets of reals.
Counterexample
Let be generic for the basic Cohen forcing over a ZFC ground. By F1 the ambient satisfies AC. The hereditarily symmetric interpretation , however, contains the invariant set while every proposed enumeration is moved by a finite-support transposition. By F2, . Thus directly refutes the universal statement.
The socks construction sharpens the same failure mode: the indexed pair family is invariant, while a swap outside a proposed choice name's finite support exchanges its selected mate. Hence the family lies in the symmetric model but no choice function does.
The failed inference is therefore . Transitivity and satisfaction of ZF pass to the symmetric interpretation by its separate model theorem; AC does not.
5 · Examples, counterexamples and false statements
None yet.