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Lefschetz Splitting In Bounded Triangulated Categories
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Derived Categories
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Group Homomorphisms and the Isomorphism Theorems
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Long Exact Sequences in Homology
- Mapping Cones Cylinders and Chain Triangles
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Preadditive and Additive Categories and Biproducts
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Suprema and Infima
- The Diagram Lemmas in an Abelian Category
- The ZFC Axioms and the Basic Set Constructions
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Triangulated Categories
- Universal Properties, Representables and the Yoneda Lemma
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
Objective. This page isolates the abstract Hard Lefschetz splitting mechanism of a bounded t-structure, the form in which the Lefschetz theorems of Hodge theory are consumed by perverse-sheaf arguments. The first three items are local prerequisites: truncation functors, t-cohomology and bounded t-structures are fixed by convention; truncation triangles are shown to be essentially unique, to define adjoint truncation functors, and to satisfy the orthogonality, aisle, extension and direct-sum criteria; and t-cohomology is shown to be functorial, shift-compatible, additive over finite biproducts, to detect amplitude, and to be detected on single-degree objects. Everything is proved from the t-structure axioms and the standard triangulated-category formalism of the source family (Beilinson–Bernstein–Deligne, Astérisque 100, §1.3), with no choice principle used.
Claims. On that basis the page proves the abstract splitting criterion of Deligne: if a degree-two endomorphism of a bounded-amplitude object induces isomorphisms for every , then is isomorphic to the finite direct sum of its shifted t-cohomology objects. The isomorphism is deliberately not asserted to be canonical and carries no compatibility with primitive lifts, so the lemma serves as the abstract non-canonical splitting input rather than the stronger primitive-compatible decomposition of the Hodge theory of projective maps. The page then records the graded primitive decomposition attached to such a Lefschetz operator and the canonical, self-dual nilpotent Lefschetz filtration, together with the descended nondegenerate forms on its graded pieces. The companion page computes the splitting in the smallest case with two Lefschetz steps.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Truncation functors, t-cohomology, amplitude and bounded t-structures
Definition
Let be a t-structure on a triangulated category with translation (Canonical t structure on a derived category, Triangulated category), and set and for ; thus exactly when , and exactly when .
For and , the t-structure axiom applied to the translate and then shifted by produces a distinguished triangle with and ; such a triangle is a truncation triangle of at . Truncation triangles of the same at the same are canonically isomorphic over , so the objects and maps occurring in them are determined up to a unique compatible isomorphism (Truncation triangles are essentially unique and give adjoint truncation functors ↗); one writes and for the resulting truncation functors.
The t-cohomology of is an object of the heart (t-cohomology is functorial, additive, shift-compatible and detects amplitude ↗). The amplitude of is the set of with ; it is contained in an interval when for every . The t-structure is bounded when every object of lies in for some integer depending on the object.
This item fixes notation and conventions only. Existence of the truncation triangle is the t-structure axiom itself, applied to and shifted; the essential uniqueness of that triangle, the functoriality of the truncations and all algebraic properties of , and are proved in the two immediately following lemmas.
Truncation triangles are essentially unique and give adjoint truncation functors
Statement
Let be a t-structure on a triangulated category , with truncations as in Truncation functors, t-cohomology, amplitude and bounded t-structures.
(i) Essential uniqueness. For every and , every distinguished triangle with and is isomorphic to the truncation triangle by an isomorphism of triangles whose middle component is the identity of ; this isomorphism is unique.
(ii) Adjunction and orthogonality. The assignment is a functor and for the map , , is a bijection natural in ; dually is a bijection for . Moreover for every .
(iii) Aisle criteria. if and only if is an isomorphism, if and only if , if and only if ; dually if and only if is an isomorphism, if and only if , if and only if .
(iv) Extensions, direct sums and iteration. In a distinguished triangle , if (respectively ), then lies in the same aisle. If then , while if then ; dually, if then , while if then . Also, a finite direct sum lies in (respectively ) if and only if each summand does. For there are canonical isomorphisms , , and compatible with the truncation maps, and when .
Facts & Assumptions
Given: A t-structure on a triangulated category , with , and (Canonical t structure on a derived category, Truncation functors, t-cohomology, amplitude and bounded t-structures).
For every object and distinguished triangle , the sequences and, dually, are exact (Long exact Hom sequences of a distinguished triangle).
Orthogonality and monotonicity: for every by the t-structure axiom and the shift conventions, since a map with and is a map ; moreover and whenever , because and (Canonical t structure on a derived category).
TR3: every commutative square on the first maps of two distinguished triangles extends to a morphism of triangles (Triangulated-category axiom TR3, Morphism and isomorphism of triangles); and a morphism of triangles with two adjacent isomorphism components has its third component an isomorphism (The triangulated five lemma).
The triangles and are distinguished, and distinguished triangles are closed under translations and rotations (Zero and split triangles are distinguished, Distinguished triangles are closed under shifts and both rotations).
The triangulated category is additive, so finite biproducts exist, and and (Additive category, Biproduct).
Proof
Let be distinguished with and . For , the exact segment has zero outer terms by [F2], since . Thus is bijective. Dually, for the segment has zero outer terms, since , so is bijective.
If is a distinguished triangle, then is an isomorphism. Indeed, the triangle is distinguished by [F4], and is a morphism of triangles from the first to the second, commuting with all three arrows; the components and are adjacent isomorphisms, so is an isomorphism by [F3].
Claim (i). Let be distinguished with , , and let be the truncation triangle. By step 1.1 applied to the truncation triangle with there is a unique with , and applied to the given triangle with there is a unique with . Then , and because is injective by step 1.1 applied to the truncation triangle with ; symmetrically using the given triangle with . So is an isomorphism. By TR3 [F3] the commutative square extends to a morphism of triangles , which is an isomorphism of triangles because and are adjacent isomorphism components, and its middle component is the identity of . For uniqueness, let be another such isomorphism; then , so by the uniqueness in step 1.1 applied to the truncation triangle with . Hence the composite of with the inverse of is an automorphism of the given triangle; it satisfies , and , , is injective by step 1.1 applied to the given triangle with , so and the isomorphism over is unique.
Claim (ii), the side. Fix the truncation triangle for every . For , the composite lies in , and step 1.1 applied to the truncation triangle of with gives a unique map with . This makes a functor: by uniqueness, and for both and have the same composite with , so they are equal by the uniqueness. The map , , is a bijection for by step 1.1 applied to the truncation triangle of , and it is natural in because both and equal . Applying the same argument with arrows reversed to the truncation triangle at , whose third vertex is , makes a functor and gives a bijection for . The final vanishing is [F2].
Claim (iii), the side. Let be the truncation triangle. The following are equivalent: (a) ; (b) is an isomorphism; (c) ; (d) . (a)(d) is [F2]. (a)(c): if then by [F2], so , and is injective by step 1.1 applied to the truncation triangle with , hence and is a zero object. (c)(b): if , step 1.2 applied to the triangle makes an isomorphism. (b)(c): if is an isomorphism, then in the exact sequence of [F1] the map is injective (a map with vanishes because is an isomorphism), so ; since is a bijection by step 1.1, and . (d)(c): if then , so and injectivity of gives , i.e. . Finally (b)(a): if is an isomorphism then and , so .
Claim (iii), the side, by the same arguments with the roles of the two maps interchanged. Let be the truncation triangle at , so that and . Then: (a) implies by [F2], hence and with injective by step 1.1, so ; (b) makes the triangle distinguished by [F4], so is an isomorphism by step 1.2 and ; (c) if is an isomorphism then forces and hence as above, so ; (d) if then and as in (a), so and by (b); and implies by [F2]. This proves if and only if is an isomorphism, if and only if , if and only if .
Claim (iv), extensions: let be distinguished. If , then for exactness of and orthogonality force , hence by step 2.4. Dually, force using and step 2.3. Applying these extension statements to the rotations and , and using when and when , gives the four other bounds in (iv).
Claim (iv), direct sums: for objects one has and by [F5]. Hence implies for every , as a direct summand of the vanishing group , so and likewise by step 2.3; conversely if then every such vanishes and by step 2.3. The same argument with the second displayed bijection and step 2.4 gives the statement for ; the empty direct sum is the zero object and the claims are vacuous for it.
Claim (iv), iteration: let . Since , its truncation map is an isomorphism by step 2.3. Put and , and let and be the composites of their truncation maps. For every , composition with either or is a bijection onto by step 2.2 and . Thus there are unique and with and , and injectivity gives and . These isomorphisms commute with the maps to and are natural by uniqueness. Dually, since , the map is an isomorphism by step 2.4; the dual factorization argument identifies with , compatibly with the maps from . Finally, if , then , so by step 2.4.
Steps 2.1, 2.2, 2.3, 2.4, 3.1, 3.2 and 3.3 prove claims (i), (ii), (iii) and (iv) respectively, including the uniqueness of the isomorphism in (i), the naturality and the dual statements in (ii), all four equivalent formulations in (iii), and the closure, direct-sum and iteration statements in (iv).
t-cohomology is functorial, additive, shift-compatible and detects amplitude
Statement
Let be a t-structure on a triangulated category , with truncations and t-cohomology as in Truncation functors, t-cohomology, amplitude and bounded t-structures and Truncation triangles are essentially unique and give adjoint truncation functors, and let be the heart.
(i) Each is a functor from to : for every morphism the induced map is the unique map compatible with under the truncations, and values lie in the heart.
(ii) Shifts. for all , naturally in .
(iii) Additivity. For a finite biproduct with injections and projections , the maps and are mutually inverse isomorphisms; in particular naturally.
(iv) Amplitude detection. If then for every , and if then for every . If the t-structure is bounded (Truncation functors, t-cohomology, amplitude and bounded t-structures), the converses hold: for all implies , and for all implies .
(v) Concentration and its consequences. If then , and if then ; if lies in both aisles then the canonical map gives . If and both lie in , then the canonical identifications and identify with via ; in particular this applies when the t-structure is bounded and have for every .
Facts & Assumptions
Given: A t-structure on a triangulated category , with truncation triangles , heart and .
Truncation-triangle package: for the map , , is a bijection natural in , and dually is a bijection for ; ; and for ; if and only if is an isomorphism, if and only if , if and only if , and dually for ; the aisles are closed under extensions and finite direct sums; every decomposition triangle with outer terms in is canonically the truncation triangle (Truncation triangles are essentially unique and give adjoint truncation functors).
The translation is an additive autoequivalence with chosen coherence isomorphisms (Triangulated category, Category with translation via Truncation functors, t-cohomology, amplitude and bounded t-structures).
The category is additive, and and are additive subcategories: they contain the zero object and are closed under finite direct sums by [F1]. A right or left adjoint between additive categories is additive (Any adjoint between additive categories is additive, Additive functor), and an additive functor preserves split biproduct diagrams, carrying the structure maps of a biproduct to mutually inverse structure maps of the image (An additive functor preserves split biproduct diagrams, Biproduct, Additive category).
Proof
Claim (i). The formula is a composite of functors by [F1] and [F2], and the induced maps are uniquely compatible with the truncation maps by [F1]. Put and . For , adjunction gives , since . The aisle criterion therefore puts in ; it is in by construction. Consequently lies in the heart by the shift conventions.
Claim (ii). For all there is a canonical isomorphism over , and dually for : for both objects represent the same functor, by the adjunction [F1], and because , so the essential uniqueness in [F1] identifies them. Hence , using the coherence isomorphisms of [F2], and the isomorphisms are natural in by functoriality of the truncations.
Claim (iv), the forward implications. If and , then by [F1], so by the aisle criterion [F1] and . If and , then by [F1], so and by the dual aisle criterion, whence .
Claim (v), concentration. The identity is the definition. If then by [F1], giving the second identity. If , then : for one has by the adjunction and orthogonality of [F1], so the aisle criterion gives ; hence , giving the first identity. If lies in both aisles, then and , and the composite canonical map is the truncation map.
Claim (iii). The inclusion has the right adjoint by [F1], and the inclusion has the left adjoint ; these inclusions and are additive by [F3], so and are additive functors by [F3], and so is the autoequivalence by [F2]. Hence is additive, and by [F3] it preserves the split biproduct diagram of : the images of the injections and projections under are the two mutually inverse structure maps of a biproduct diagram of and , which is precisely the assertion, and the resulting isomorphism is natural by functoriality.
Claim (iv), the converses for a bounded t-structure. Suppose for all . By boundedness choose with ; then , and if for some , the concentration identity of step 1.4 gives , so by the aisle criterion. Descending finitely from to gives . The lower bound is dual: if for all , choose with and ascend from to , using to conclude is an isomorphism and ; the two arguments are independent.
Claim (v), map detection. Let . By step 1.4 the canonical maps give isomorphisms and ; under these, a morphism corresponds to : both the source and target identifications are the truncation maps, and is a functor commuting with the truncations by step 1.1, so the induced bijection is , and it is a bijection because the identifications are isomorphisms.
Claim (v), the bounded single-degree case: if the t-structure is bounded and have for every , then step 2.2 (applied to the positive and negative ranges) gives , so step 2.3 applies and , , is a bijection under the canonical identifications.
Steps 1.1 to 1.4 and 2.2 to 3.1 prove all the clauses: (i) in step 1.1, (ii) in step 1.2, (iii) in step 2.1, both directions of (iv) in steps 1.3 and 2.2, and the concentration identities and map detection of (v) in steps 1.4, 2.3 and 3.1.
Hard Lefschetz splits a bounded t-structure complex
Statement
Let be a triangulated category with a bounded t-structure, with truncation functors and t-cohomology as in Truncation functors, t-cohomology, amplitude and bounded t-structures and t-cohomology is functorial, additive, shift-compatible and detects amplitude. Let and let be a morphism such that for every integer the map is an isomorphism, where is the -fold iterate (so ) and the identification is the shift isomorphism of that lemma. Then there is an isomorphism in ; the sum is finite because the t-structure is bounded. The isomorphism is not asserted to be canonical, and no compatibility with primitive lifts is claimed: this is the abstract splitting criterion, not the stronger primitive-compatible decomposition used in the Hodge theory of projective maps. The degenerate case in which and are both zero (they vanish together because is an isomorphism) is covered by the same formulas, all of which are then the zero maps between zero objects.
Facts & Assumptions
Given: A t-structure on a triangulated category , bounded in the sense of Truncation functors, t-cohomology, amplitude and bounded t-structures, with truncation functors and t-cohomology ; an object and a morphism whose iterates satisfy the hard Lefschetz hypothesis of the Statement.
Boundedness and amplitude detection: there is with , and then for every ; conversely, if for every then (Truncation functors, t-cohomology, amplitude and bounded t-structures, (iv) of t-cohomology is functorial, additive, shift-compatible and detects amplitude).
Truncation package (Truncation triangles are essentially unique and give adjoint truncation functors, t-cohomology is functorial, additive, shift-compatible and detects amplitude): for every , and , whenever ; if and only if , and if and only if ; the aisles are closed under extensions and finite direct sums, and a finite direct sum lies in an aisle exactly when each summand does. If then , and if then , the identification using the truncation maps of ; in particular an object lying in is canonically isomorphic to . The assignments are functors, naturally, and for a finite biproduct the structure maps give mutually inverse isomorphisms and . If lie in , then under the canonical identifications , the map , , is a bijection; in particular a morphism is an isomorphism exactly when is.
TR1 and TR3: every morphism extends to a distinguished triangle, and a commutative square formed by the first maps of two distinguished triangles extends to a morphism of triangles (Triangulated-category axiom TR1, Triangulated-category axiom TR3, Morphism and isomorphism of triangles).
Rotations and split triangles: with the signs of Rotation of a triangle, the inverse rotation of a distinguished triangle is distinguished (Distinguished triangles are closed under shifts and both rotations); the triangle is distinguished, and a distinguished triangle is isomorphic to (Zero and split triangles are distinguished, A distinguished triangle with zero first map is split).
The triangulated category is additive and has finite biproducts (Triangulated category, Additive category, Biproduct): for a biproduct diagram one has , , , and , and a pair of morphisms into or out of a biproduct is determined by its components, composition being matrix multiplication.
Proof
Base case. Let and let admit such an . Then lies in both aisles, so the concentration identity of (F2) applied with gives a canonical isomorphism , while amplitude detection gives for every ; hence the asserted direct sum is the single term and the conclusion holds.
Induction step. Fix and assume as induction hypothesis that the assertion holds for every object of admitting a morphism with an isomorphism for every . Let and let satisfy the hard Lefschetz hypothesis, and put , and ; the map is an isomorphism by hypothesis and lie in the heart. Since and , concentration (F2) identifies the truncation maps of at and with morphisms and for which and are the canonical identifications. Since , and as , the orthogonality in (F2) gives .
Define and , so that and . Indeed, on the composite induces : the shift isomorphisms of (F2) convert the induced maps of , and into , the canonical identification of and respectively, and induces the canonical identification of ; since lies in and therefore has for , map detection (F2) upgrades the identity on to the identity of morphisms . Symmetrically : the shift isomorphisms convert the induced maps of , and into , the canonical identification of and , so induces on , and lies in with t-cohomology concentrated in degree .
Put , where and . Then and , while and by steps 1.2 and 2.1; hence with respect to the biproduct structure of the composite has matrix and equals the identity, so has the left inverse .
By TR1 complete the map to a distinguished triangle . The square formed by and by commutes, since by step 3.1; TR3 applied to this square and to the distinguished triangle of (F4) yields a morphism of triangles whose first two components are the identity and and whose third component satisfies , where is the zero morphism; hence .
The inverse rotation is , where , by step 4.1 and (F4). Applying the zero-first-map split criterion (F4) supplies an isomorphism with and . Here the criterion can be taken to fix its first two vertices: its proof constructs the third-vertex isomorphism from a section of the final map. Put , and . Then , , , and . Thus is a biproduct diagram and .
Additivity (F2) applied to this biproduct gives, for every , an isomorphism with inverse , where . On the extreme degrees the first component is an isomorphism: with respect to the biproduct the map has components , since by step 1.2 and ; and has components , since while is an isomorphism because and is the canonical identification. An isomorphism with an isomorphism has : if is its inverse, then forces , and then . Applying this to the isomorphisms and , whose first components are isomorphisms, yields and .
Since and , the direct-sum clause of (F2) gives . From and , concentration gives , so by the aisle criterion of (F2); dually and give , so . Moreover additivity gives morphisms with inverse ; for both components and of vanish, because their sources and are zero when respectively , so and is an isomorphism with inverse , since . In particular for every .
Define , so that . For the map is an isomorphism. Indeed, expanding the iterate and applying factor by factor, the factor corresponds under the shift isomorphisms of (F2) to , where ; for the intermediate degrees with one has , so by step 7.1 together with the maps and are mutually inverse isomorphisms and the inserted pair is the identity. The composite therefore corresponds to , in which is an isomorphism by hypothesis and the outer maps are isomorphisms because and are interior degrees. For , both and vanish by step 7.1 and amplitude detection, so is a morphism between zero objects, hence an isomorphism. Thus satisfies the hard Lefschetz hypothesis on the object .
By the induction hypothesis of step 1.2, applied to the object and the morphism of step 8.1, there is an isomorphism , a finite sum because for .
Combining the results: step 5.1 gives an isomorphism ; step 7.1 identifies for ; step 9.1 decomposes . Substituting , and inserting the vanishing extreme cohomology of gives the asserted isomorphism , a finite sum because for by amplitude detection. Boundedness supplies such an for every object , the base case of step 1.1 and the induction step of steps 1.2 to 9.1 cover every , and therefore the splitting holds for arbitrary .
Graded hard Lefschetz has a canonical primitive decomposition
Statement
Let , , be objects of an abelian category, zero for all but finitely many , and let be morphisms whose iterates give isomorphisms for every , with . Put for , and for . Then for every the powers of induce finite direct sum decompositions where denotes the image of the restriction of to the subobject , and likewise for . Each displayed power or restricts to a monomorphism on its primitive source, and both decompositions are natural for morphisms commuting with . This is a decomposition statement for graded objects in an abelian category; it does not identify primitive objects with classes annihilated by an untruncated map on a derived splitting of a complex.
Facts & Assumptions
Given: Objects of an abelian category, zero for all but finitely many , morphisms , and the hypothesis that each iterate , , is an isomorphism, with ; the objects for and for .
Kernels and cokernels are the equalizers and coequalizers of a morphism with the zero morphism: the kernel inclusion of satisfies and every with factors uniquely as , and any two kernels of the same morphism are canonically isomorphic over it (Kernels and cokernels in a category with zero morphisms as equalizers and coequalizers, Image and coimage in a category with kernels and cokernels).
A composable triple is a short exact sequence if and only if is a kernel of and is a cokernel of , and every epimorphism is the cokernel of its kernel (A short exact sequence is a kernel-cokernel pair, Exact sequence and short exact sequence in an abelian category, Every monomorphism is the kernel of its cokernel, and dually every epimorphism is the cokernel of its kernel).
Splitting lemma: if is a short exact sequence admitting with , then there is a unique with and , so that is the biproduct diagram of and (Splitting lemma in an abelian category, Split short exact sequence in an abelian category, Biproduct).
A monomorphism induces an isomorphism over : by Every monomorphism is the kernel of its cokernel, and dually every epimorphism is the cokernel of its kernel the map itself is a kernel of its cokernel , while the image inclusion is a kernel of by definition, and kernels of one morphism are unique up to a unique compatible isomorphism by [F1]. Consequently, if is the biproduct of and with injections , then applying this isomorphism to the biproduct identities exhibits as the biproduct of and .
Proof
For every the map is a monomorphism, because is an isomorphism: if then , hence .
For every the map is an epimorphism and satisfies , because is an isomorphism: if then , hence , and .
Fix and let be the kernel of . Since is epic by step 1.2, [F2] makes short exact. Its section gives, by [F3], a projection with , and . Put and . Then is an isomorphism, , and . Consequently has inverse : the diagonal composites are identities, the off-diagonal composites vanish, and . Since is monic by step 1.1, [F4] identifies its source with its image. Hence this is the canonical decomposition . The endomorphism projects onto the second summand, whereas its projection to the source is .
Base of the induction: for the object is the biproduct of and . This is exactly the decomposition of step 2.1, so the assertion holds for .
Induction hypothesis: fix and assume the assertion for this , that is, is the biproduct of and ; we must derive it for .
Applying step 2.1 with replaced by gives the biproduct decomposition . The map is a monomorphism, being a composite of the monomorphisms of step 1.1; by [F4] it carries this biproduct diagram to the biproduct diagram of its image, . Substituting this into the biproduct of the induction hypothesis (step 3.2) gives that is the biproduct of and , which is the assertion for .
By induction (steps 3.1, 3.2 and 4.1) the biproduct decomposition of step 3.2 holds for every . Since for all sufficiently negative , choose with ; then the tail vanishes, and is the biproduct of , i.e. the finite direct sum decomposition of the Statement. Each restricted power is a monomorphism, being for a composite of the monomorphisms of step 1.1 and for the primitive kernel inclusion.
Applying the isomorphism to the decomposition of step 5.1 carries the biproduct decomposition of to a biproduct decomposition of with summands , giving . Each restricted power is a monomorphism, being the composite of an isomorphism with the monomorphism of step 5.1.
Naturality. Let be a morphism of graded objects into another such family with for all . Then commutes with every iterate: , hence ; consequently carries into , because and the kernel inclusion of has the universal property of [F1]. The comparison of the projections holds because both sides become equal after composition with the monomorphism , where is the factorization of through ; and holds by the displayed commutation with the inverses of . So preserves the decomposition of step 2.1, and by the same chain of identities at the parameter it maps each summand into and intertwines the two finite decompositions of step 5.1; the second decompositions, obtained in step 6.1 from the first by the isomorphisms , are intertwined as well.
The base case of step 3.1 and the induction step of step 4.1 establish the hypothesis of step 3.2 for every , so step 5.1 gives the first displayed decomposition for every , and steps 6.1 and 7.1 give the second decomposition, the monomorphism clause and naturality; the degenerate cases are included, since a zero object has all its summands zero and every argument above is an identity between finitely many morphisms.
The nilpotent Lefschetz filtration is canonical and self-dual
Statement
Let be a nilpotent endomorphism of a finite-dimensional vector space over a field (Nilpotent endomorphisms and their nilpotency index). An admissible filtration is an increasing finite filtration of by linear subspaces (Linear subspace of a vector space): for all , for all sufficiently negative , for all sufficiently positive , such that
where and the second map is the one induced by , which is well defined because and . There is a unique admissible filtration , and it is given intrinsically by
If in addition is a nondegenerate bilinear form on with for all (Bilinear forms, and symmetric, skew-symmetric, and alternating bilinear forms, The matrix, left and right radicals, rank, and nondegeneracy of a bilinear form on a finite-dimensional space), and for a subspace , then for every , and consequently induces a perfect pairing between and ; moreover for the form on is well defined and nondegenerate.
Facts & Assumptions
Given: A field , a finite-dimensional -vector space , a nilpotent endomorphism of , an admissible filtration as in the Statement, and, where used, a nondegenerate bilinear form with ; the right-orthogonal complement .
Jordan string basis: there is a basis of that is the concatenation of strings with and for ; for this is the empty family (Every finite-dimensional nilpotent endomorphism has a basis of Jordan strings).
Graded hard Lefschetz: let be objects of an abelian category, zero for all but finitely many , and morphisms with an isomorphism for every ; with one has and , each restricted power being a monomorphism on its primitive source (Graded hard Lefschetz has a canonical primitive decomposition). The ambient category here is the category of -vector spaces, which is abelian (Modules over a ring form an abelian category).
Annihilator dimension: for a subspace of a finite-dimensional space , the dual dimension is (The dual family of a finite basis is a basis of the dual space, with the same dimension), the restriction , , is surjective because a basis of extends to a basis of (If and is a linear subspace of , then is finite-dimensional, , and if and only if ), its kernel is the annihilator (The annihilator of and the preannihilator of ), and rank-nullity (Rank-nullity: ) therefore gives . If are subspaces of equal finite dimension, then (If and is a linear subspace of , then is finite-dimensional, , and if and only if ).
Bilinear correspondence: for any bilinear form the map is linear in , and is a linear bijection onto (Bilinear forms on correspond linearly and bijectively to linear maps ); for a nondegenerate form on a finite-dimensional space, is an isomorphism (The matrix, left and right radicals, rank, and nondegeneracy of a bilinear form on a finite-dimensional space). Apply the same correspondence to the transpose form to obtain ; its kernel is the right radical, so it is an isomorphism by rank-nullity and equality of the finite dimensions of and . Thus the right-orthogonal complement is .
Proof
Fix a Jordan string basis of as in [F1], with strings indexed by . Give the weight , so that the weights on a string of length are , and let be the span of all with weight at most .
On a Jordan string , one has and , since for and is zero otherwise. For , the vector belongs to a summand with exactly when some integer satisfies . Such a exists exactly when : necessity follows from , and sufficiency follows because and also gives . Thus the sum of these nested spans consists precisely of the string vectors of weight at most , including the zero and whole-string cases.
Consequences of [F2] for an admissible filtration . The graded pieces are -vector spaces, zero for all but finitely many , and induces . Putting and , the hypothesis says that , which is , is an isomorphism for every . [F2] therefore gives, with for , the decompositions for every (the first display of [F2] for , the second for ), each restricted power being a monomorphism. Moreover for the map is surjective: with each summand of the displayed decomposition of equals , and .
For a subspace , [F4] gives , hence by [F3]. Define the left-orthogonal complement . Using instead gives . The inclusion follows directly from ; both sides have the same dimension, so by [F3]. Also by nondegeneracy and . No symmetry of is used.
Skew-adjointness iterated: for all , by induction on from .
The filtration of step 1.1 is admissible: it is increasing and finite by construction, and because has weight while .
The filtration of step 1.1 satisfies the intrinsic formula of the Statement: both and the sum are direct sums over the strings of their chainwise parts, because preserves each string span and the spans of the strings form a direct sum decomposition of ; by the chainwise computation of step 1.2 these parts are the same span of weights at most .
The filtration of step 1.1 has an isomorphism for every : chainwise, is spanned by the classes of the of weight exactly , and sends such a class to the class of of weight , which is an isomorphism on each string and hence on the direct sum of the stringwise graded pieces.
For any admissible the graded surjectivity of step 1.3 upgrades to for every . Indeed , and for surjectivity one shows by ascending induction on : for apply step 1.3 with and to get with in ; then , which lies in the image by the induction hypothesis, so does too; the induction starts with for very negative and runs up to . Note , so may be taken in .
Define for every . Then is an increasing finite filtration: gives and hence ; for very negative, and ; for very positive, and . Moreover : for and one has because , so .
Fix an admissible . Only finitely many in step 1.3 are nonzero, and each is finite-dimensional by [F3]; choose a finite basis of each using the extension theorem in [F3]. For each of these finitely many basis classes choose a representative . Primitivity gives , since its class in vanishes. By step 2.4 choose with and replace by . The representative now satisfies . Its string lies in and has graded classes of weight . All selections are finite.
The pairing , , is well defined: kills errors in in the first variable, and errors in kill in the second. If , then by step 1.4, so the left kernel vanishes. If , then , so the right kernel vanishes. The pairing induces injections from each graded space to the dual of the other; [F3] then forces their dimensions to agree, and rank-nullity makes both injections isomorphisms. Thus the pairing is perfect.
The graded classes of the string vectors of step 3.1 are linearly independent and span every : in the decomposition of step 1.3, is the direct sum over , of the images of the monomorphisms , so the images of the chosen bases form a basis of . Hence the string vectors are linearly independent, since a nontrivial finite combination would have a nonzero class in the largest weight occurring. They span by ascending induction on : if every element of is a combination of string vectors of weight at most and , then either in and , or is a combination of string classes of weight exactly , and subtracting the corresponding string vectors leaves an element of ; the induction starts where . This proves for every , and the reverse inclusion is clear; consequently the string vectors form a basis of and is exactly the span of those of weight at most .
For any admissible the -graded maps are isomorphisms. Let and be the isomorphisms induced by the perfect pairings of step 3.2, and let . For and steps 1.5 and the definitions give , so is an isomorphism because is an isomorphism by the admissibility of ; a linear map between finite-dimensional spaces whose transpose is an isomorphism is itself an isomorphism: surjectivity of forces because every functional on the source then factors through , and bijectivity of and [F3] give equality of the source and target dimensions, so rank-nullity makes surjective as well.
Every admissible equals the intrinsic formula and hence the filtration of step 1.1; in particular the admissible filtration is unique. The strings of step 3.1 form a basis of and satisfy , so each is a Jordan string for in the sense of [F1]; the chainwise computation of step 1.2 applied to this basis says that is exactly the span of the string vectors of weight at most , which is by step 4.1. This formula depends only on , and the filtration of step 1.1 satisfies it too by step 2.2; hence every admissible equals it.
The filtration of step 2.5 is admissible: it is an increasing finite filtration with by step 2.5, and its graded maps are isomorphisms by step 4.2. By the uniqueness of step 5.1, .
Consequently for every : reads , and reindexing gives the claim. Moreover the pairing , , is perfect: it is the pairing of step 3.2 read with .
The forms are well defined and nondegenerate. For the restriction of to a pairing on : an error in the first argument contributes because and by step 7.1, and an error in the second contributes because by admissibility and step 7.1. Thus is well defined on , and it is the composite of the perfect pairing of step 7.1 with the second variable , which is an isomorphism by the admissibility of ; hence the induced map , is an isomorphism: is nondegenerate.
Steps 2.1, 2.2 and 2.3 exhibit the admissible filtration and identify it with the intrinsic formula; step 5.1 proves that any admissible filtration equals that formula, which is uniqueness; steps 6.1, 7.1 and 8.1 prove the self-duality, the perfect pairing and the descended forms . The zero space is included: its empty string basis of [F1] gives the zero filtration , which is admissible and agrees with the intrinsic formula, which is zero for every .
5 · Examples, counterexamples and false statements
None yet.
Sources
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- P. Deligne, «Théorème de Lefschetz et critères de dégénérescence de suites spectrales», Publ. Math. IHÉS 35 (1968) 107–126 (complete numdam PDF)
- M. A. A. de Cataldo and L. Migliorini, «The Hodge theory of algebraic maps», arXiv:math/0306030v2 (complete arXiv PDF)