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Frobenius linear systems have nonreduced general members

Statement refuted

False claim (Bertini for arbitrary linear systems in characteristic p): if k is algebraically closed and W is a base-point-free linear system on a smooth projective k-variety, then a general member of W is smooth.

Refutation. Let k be algebraically closed of characteristic p>0, let X=Pk1 with its two standard charts U0=Spec⁡k[t] and U∞=Spec⁡k[u] and the twisting sheaf L=O(p) of Two-affine projective line and its twists, and let Xp,Yp∈Γ(X,L) be the global sections given by the compatible pairs (1,up) and (tp,1) on the two charts. Then

W=span⁡k{Xp,Yp}⊆Γ(X,L)

is a base-point-free 2-dimensional linear system, and every member of W is a fat point: it is supported at a single closed point P of Pk1 and its local ring there is k[τ]/(τp), of k-dimension p. In particular every member, and therefore the general member, is nonreduced and is not smooth over k, so the claim fails. No reduction of any member is performed. The witness uses L=O(p) with p≥2, not O(1); the embedded hyperplane-section case of Bertini is untouched by this example, and no claim is made here about it.

Facts & Assumptions

Given: An algebraically closed field k of characteristic p>0, the projective line Pk1 with charts U0=Spec⁡k[t], U∞=Spec⁡k[u], the invertible sheaf L=O(p), the sections Xp and Yp, the linear system W=span⁡k{Xp,Yp}, and the Axiom of Choice.

[F1]

Linear systems, base loci, and general members: a linear system on X is a nonzero finite-dimensional k-subspace W⊆Γ(X,L) for invertible L; for 0≠s∈W the member Z(s) depends only on [s]∈P(W); the base locus is Bs⁡(W)=⋂0≠s∈W∣Z(s)∣ and is empty exactly when W is base-point-free; a property holds for a general member when some nonempty Zariski-open U⊆P(W) has all its parameters enjoying the property.

[F2]

A section of an invertible sheaf has a canonical zero subscheme: for a global section s of an invertible sheaf, trivialized by a cover Ui=Spec⁡Ai with s∣Ui=fiei, the closed subschemes Spec⁡(Ai/(fi)) glue to the zero subscheme Z(s), canonically and independently of the trivializations, retaining nilpotents and allowing empty and whole zero schemes.

[F3]

Two-affine projective line and its twists: Pk1 is glued from Spec⁡k[t] and Spec⁡k[u] along tu=1; for every n, O(n) is glued from the structure sheaves with frames e0=1 on U0 and e∞=1 on U∞ related by e∞=tne0, and each O(n) is invertible.

[F4]

An algebraically closed field: every nonconstant polynomial has a root in the field: a field F is algebraically closed when every nonconstant polynomial in F[x] has a root in F.

[F5]

The binomial theorem over an arbitrary commutative ring: (x+y)n=∑k=0n(nk)xkyn−k in every commutative ring.

[F6]

A prime p divides (pk) for 0<k<p: if p is prime and 0<k<p, then p divides (pk).

[F7]

The intrinsic Zariski tangent space: the intrinsic Zariski tangent space TxX is the dual over κ(x) of the cotangent space mx/mx2 of the local ring OX,x, so it depends only on that local ring.

[F8]

The Jacobian kernel computes the tangent space: for any field, a finite generating list f of the actual ideal I⊆k[t1,…,tn] of Spec⁡(k[t]/I) and a rational point a give a canonical isomorphism TaX≅ker⁡Jf(a) from coordinate velocities, independent of the generating list.

[F9]

Regular points of locally Noetherian schemes: for a locally Noetherian scheme X and x∈X, the point x is regular exactly when dim⁡κ(x)TxX=dim⁡OX,x.

[F10]

Krull dimension of a nonzero ring: the Krull dimension of a nonzero commutative ring is the supremum of the lengths of strict chains of prime ideals.

[F11]

An algebra that is finite dimensional as a vector space over a field is a Noetherian ring: a commutative algebra over a field whose underlying vector space is finite dimensional is a Noetherian ring.

[F12]

Locally Noetherian and Noetherian schemes: a scheme is locally Noetherian when it has an affine open cover by spectra of Noetherian rings.

[F13]

Smoothness over a field by geometric regularity: under AC, for a finite-type k-scheme X, the morphism X→Spec⁡k is smooth if and only if for every field extension K/k every local ring of the scheme-theoretic base change XK is regular.

[F14]

Finite type is affine-local on source and target: a quasi-compact morphism locally of finite type is of finite type; equivalently, over each affine target open it may be tested on a finite affine source cover.

[F15]

Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: a commutative R-algebra is of finite type over R when it is isomorphic to a quotient R[x1,…,xn]/a.

[F16]

The characteristic of a field is zero or a prime number: the characteristic of a field is either 0 or a prime number, so p≥2 here.

[F17]

The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function; it is declared here because [F13] carries that assumption.

Counterexample

1.1givenF1F3algebra

On the overlap W01=U0∩U∞ one has u=t−1 and e∞=tpe0 by [F3]. The pairs of functions (1,up) and (tp,1) satisfy the compatibility 1=tpup and tp=tp⋅1, so they define global sections Xp,Yp∈Γ(X,L); their restrictions to U0 are the polynomials 1 and tp, which are k-linearly independent, so W=span⁡k{Xp,Yp} is a 2-dimensional subspace and, by [F1], a linear system on X with L=O(p) invertible.

1.2givenF4F16

Every element of k is a pth power: for c∈k the polynomial zp−c is nonconstant, so it has a root α∈k by [F4], and αp=c. The characteristic p is prime, hence p≥2, by [F16].

2.1F5F6step 1.2algebra

For a parameter [a:b]∈P(W) choose α,β∈k with αp=a and βp=b by step 1.2; then (α,β)≠(0,0). By [F5] and [F6], (z1+z2)p=z1p+z2p in every commutative ring of characteristic p, so aXp+bYp=(αX)p+(βY)p=(αX+βY)p in k[X,Y]. Hence the member Z(aXp+bYp) equals Z((αX+βY)p) as a closed subscheme of X, and the linear form αX+βY is nonzero.

2.2F2F3step 1.1algebra

By [F3], L=O(p) is trivialized on the chart U0 by e0 and on U∞ by e∞, and on U0 the section aXp+bYp restricts to (a+btp)e0, while on U∞ it restricts to (aup+b)e∞. Therefore [F2] computes the member chart by chart: Z(aXp+bYp)∩U0=Spec⁡k[t]/(a+btp) and Z(aXp+bYp)∩U∞=Spec⁡k[u]/(aup+b), using the ideal generated by the local equation itself, with no reduction.

3.1F5F6step 2.1step 2.2algebra

Local form of every member. If β≠0, then by [F5] and [F6] applied in k[t], a+btp=(α+βt)p=βp(t−γ)p with γ=−α/β, so Z(s)∩U0=Spec⁡k[t]/((t−γ)p) and the substitution τ=t−γ identifies it with Spec⁡k[τ]/(τp), a nonempty single point. If β=0, then α≠0 and aup+b=(αu)p, so Z(s)∩U∞=Spec⁡k[u]/((αu)p) and the substitution τ=αu identifies it with Spec⁡k[τ]/(τp). In both cases one chart of Z(s) is Spec⁡k[τ]/(τp); the other chart of Z(s) either is empty or, on the overlap, describes the same single point, and no chart adds a second point.

4.1F1step 3.1algebra

The system is base-point-free. By step 3.1 the member Z(Xp), which is the parameter [1:0], has its unique point in the chart U∞ at τ=u=0, namely [0:1]; the member Z(Yp), the parameter [0:1], has its unique point in the chart U0 at τ=t=0, namely [1:0]. These two points of Pk1 are distinct, so Bs⁡(W)⊆∣Z(Xp)∣∩∣Z(Yp)∣=∅ and Bs⁡(W)=∅ by [F1].

4.2F10F11step 3.1algebra

Local ring and dimension at the point. By step 3.1 every member Z(s) has local ring k[τ]/(τp) at its unique point P. In this ring every prime contains the nilpotent τ since τp=0, and k[τ]/(τp)/(τ)≅k is a field, so (τ) is the only prime ideal; hence dim⁡k[τ]/(τp)=0 by [F10]. The ring has k-basis 1,τ,…,τp−1, so it is finite dimensional over k and Noetherian by [F11]; it is nonzero, and its k-dimension is p, the multiplicity of the fat point.

5.1F7F8step 4.2algebra

Tangent space of the point. By [F7] the tangent space TPZ(s) depends only on the local ring OZ(s),P=k[τ]/(τp), so it may be computed in the affine chart Spec⁡k[τ]/(τp) at its rational point τ=0. The Jacobian matrix of the single equation τp is the 1×1 matrix (pτp−1), which is the zero matrix in characteristic p, so [F8] gives TPZ(s)≅ker⁡(0)=k1 and dim⁡kTPZ(s)=1.

6.1F9F12step 4.2step 5.1algebra

The point is not regular. The scheme Z(s) is covered by the affine charts of steps 3.1 and 4.2, whose coordinate rings k[τ]/(τp) are Noetherian by step 4.2, so Z(s) is locally Noetherian by [F12]. The field k is algebraically closed, so the point P has residue field k. By [F9], P is regular exactly when dim⁡kTPZ(s)=dim⁡OZ(s),P; here that reads 1=0, which is false, so P is not a regular point and Z(s) is not regular at P.

7.1F13F14F15F17step 6.1given

No member is smooth over k. The scheme Z(s) is of finite type over k: it is covered by at most two affine charts Spec⁡k[τ]/(τp) and possibly an empty chart, each coordinate ring a quotient of k[τ], hence of finite type over k by [F15], so [F14] applied over the affine base Spec⁡k makes Z(s)→Spec⁡k of finite type. Suppose it were smooth. Then by [F13], which carries AC, every local ring of the base change along K=k, that is of Z(s) itself, would be regular, contradicting the nonregular local ring of step 6.1. Hence Z(s) is not smooth over k.

8.1F1F16step 2.1step 4.1step 4.2step 7.1given∎

Conclusion and scope. Every parameter [s]∈P(W) has a non-smooth member by step 7.1, while P(W) is nonempty and W is base-point-free by step 4.1. So there is a nonempty Zariski-open subset of P(W) — namely all of it — on which every member is not smooth, and by [F1] the general member of W is not smooth; the false Bertini claim for arbitrary base-point-free linear systems in characteristic p is refuted by this smooth projective example X=Pk1. The members are the p-fold points (αX+βY)p of step 2.1, of multiplicity p≥2 by steps 1.2 and 4.2, so the failure is the purely inseparable one and requires no hypothesis beyond algebraically closed characteristic p; the example uses L=O(p) rather than O(1), so the hyperplane case is not addressed.

Source qualification

Vakil, Foundations of Algebraic Geometry, Classes 51–52, §3.11 (printed p. 11) warns that the Bertini theorem for arbitrary linear systems can fail in characteristic p and points to purely inseparable examples; Arapura, Notes on Basic Algebraic Geometry, §5.4.3 (printed p. 39) records the same characteristic-p obstruction in its treatment of hyperplane sections. The sources state the phenomenon and the obstruction; the explicit system span⁡{Xp,Yp} on Pk1, the chart computations, the local ring k[τ]/(τp) and the non-smoothness conclusion are proved here from the library's own suppliers. Neither source is used as a substitute for the argument above, and no embedding of Pk1 by the full system ∣O(p)∣ is needed: the computation lives on the standard charts.

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