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DefinitionDefinition: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passjudge pass (gpt-6-sol)audited 2026-09-30
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Smoothness over a field by geometric regularity

Definition

Assume the Axiom of Choice (The Axiom of Choice). Let k be a field and X a finite-type k-scheme. Smoothness of X→Spec⁡k is defined by local standard smooth presentations in Smooth morphisms via local standard smooth presentations. The following is an equivalent characterization: X→Spec⁡k is smooth if and only if, for every field extension K/k, every local ring of the scheme-theoretic base change XK is regular. Here XK is formed by tensoring affine coordinate rings with K and gluing as in Extension of scalars of a scheme along a field extension. We call this condition geometric regularity of X over k. It retains nilpotents in every field change.

Facts & Assumptions

Given: A field k, a finite-type k-scheme X, the earlier local-standard-smooth definition, and the Axiom of Choice.

[F1]

Locally finite type and finite type morphisms: a finite-type morphism is locally of finite type; hence every point has an affine neighbourhood U=Spec⁡A on which the structure algebra is of finite type.

[F2]

Subalgebra generated by a subset, algebras of finite type, and module-finite algebras: an R-algebra is of finite type when it is a finitely generated R-algebra.

[F3]

Smooth morphisms via local standard smooth presentations and Standard smooth presentations and locally standard smooth maps: a morphism is smooth when every source point has affine neighbourhoods on which the induced ring map is standard smooth at the corresponding prime; standard smoothness at a prime holds after a further principal shrinking, and a standard smooth presentation is a finitely presented algebra.

[F4]

Geometrically regular algebras and geometrically regular fibres: a finite-type k-algebra A is geometrically regular over k when A⊗kK is a regular Noetherian ring for every finitely generated field extension K/k.

[F5]

Locally standard smooth iff flat with geometrically regular fibres: for a finite-type k-algebra A, geometric regularity over k is equivalent to the structure map k→A being locally standard smooth.

[F6]

Field tests for geometric regularity: if A is geometrically regular over k, then A⊗kK is a regular ring for every field extension K/k.

[F7]

regular noetherian ring: a commutative Noetherian ring is regular when its localization at every prime is a regular local ring.

[F8]

Extension of scalars of a scheme along a field extension: for every affine open U=Spec⁡A⊆X, its restriction in XK is canonically Spec⁡(A⊗kK), open in XK; the theorem's AC use is only to index affine opens by points, and it notes that the set of all affine opens gives a choice-free construction.

[F9]

Regular points of locally Noetherian schemes: a point x of a locally Noetherian scheme is regular when OX,x is a regular local ring.

[F10]

embedding dimension and regular local ring: a nonzero Noetherian local ring is regular local exactly when its embedding dimension equals its Krull dimension.

[F11]

The affine scheme of dual numbers: for a field k, Dk=Spec⁡(k[ϵ]/(ϵ2)); its class ϵ is nilpotent.

[F12]

The stalk of the affine structure sheaf at a prime is A_p: for a point p∈Spec⁡A, the stalk is canonically Ap.

[F13]

The Axiom of Choice: AC asserts that every family of nonempty sets has a choice function.

Proof

1.1F1F2F5F6F8F13given

Finite-type affine charts and the assumption. The structural morphism X→Spec⁡k is of finite type, so around each x∈X there is an affine open U=Spec⁡A with A of finite type over k [F1, F2]. The field-change scheme XK and its affine restrictions are those of [F8]. AC is carried in the hypotheses of the standard-smooth equivalence [F5], the all-field field-test [F6], and the field-change construction [F8], so it is declared here [F13]. The field-change theorem says its AC use is only to index a pointwise affine cover and that the set of all affine opens also gives a choice-free construction [F8]. The proof below uses one chart at a time and makes no simultaneous choice of charts or local generators.

2.1F3F5F6F7F8F9F12step 1.1given

Smoothness implies regularity after every field change. Assume X→Spec⁡k is smooth, fix any extension K/k, and let z∈XK map to x∈X. By [F3], there is an affine neighbourhood V=Spec⁡C of x on which k→C is standard smooth at the prime for x; shrinking further by a principal open gives W=Spec⁡B⊆V containing x with B standard smooth over k. Thus k→B is locally standard smooth, so [F5] makes B geometrically regular. By [F6], B⊗kK is a regular ring. By [F8], WK=Spec⁡(B⊗kK) is an open neighbourhood of z in XK. If q is the prime for z in this chart, [F12] identifies its local ring with (B⊗kK)q; this is regular by [F7], and hence the local ring of z is regular in the sense of [F9]. Since K and z were arbitrary, every local ring of every XK is regular.

2.2F3F4F5F7F8F12step 1.1given

Regularity after every field change implies smoothness. Suppose every local ring of XK is regular for every extension K/k. Fix x∈X and choose a finite-type affine neighbourhood U=Spec⁡A as in step 1.1. For every finitely generated extension K/k, [F8] identifies UK with the open subscheme Spec⁡(A⊗kK)⊆XK. All its local rings are regular by hypothesis and [F12], and the ring is Noetherian because it is a finite-type algebra over the field K [F4]. It is therefore regular by [F7]. This holds for every finitely generated K/k, hence A is geometrically regular by [F4]. The equivalence [F5] gives that k→A is locally standard smooth, in particular standard smooth at the prime for x. As this applies at every x, [F3] says that X→Spec⁡k is smooth. The empty scheme satisfies both conditions vacuously.

3.1F10F11F12step 2.1step 2.2givenalgebra∎

Boundary calculations. For X=Spec⁡k, every field change is Spec⁡K and its only local ring is the field K, so the zero-dimensional one-point case is smooth. For the nonreduced point Dk of [F11], the field change has coordinate ring K[ϵ]/(ϵ2): the map (a+bϵ)⊗λ↦aλ+bλϵ is a ring isomorphism with inverse c+dϵ↦1⊗c+ϵ⊗d. Every prime contains the nilpotent ϵ, and every element with nonzero constant term is a unit, so (ϵ) is the unique prime and maximal ideal. The ring is a two-dimensional K-vector space, so its ideals are finite-dimensional K-subspaces and it is Noetherian. Its unique local ring has dimension zero, while its maximal ideal has square zero and one-dimensional quotient by its square; it is not regular local by [F10]. Thus the criterion detects the nilpotent structure and correctly says Dk is not smooth. Taking K=k shows the original scheme itself is included among the required field changes; no interval or endpoint parameter occurs.

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