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Classical and scheme smoothness over a perfect field
Statement
Assume the Axiom of Choice (AC). Let be a field and let be a finite-type -scheme. Consider the three conditions
- (classical) is smooth in the earlier local-standard-smooth convention (Smooth morphisms via local standard smooth presentations, Smoothness over a field by geometric regularity);
- (scheme) is smooth in the scheme-theoretic sense of Smooth morphism of schemes;
- (regular) every local ring is a regular local ring.
- Conditions (classical) and (scheme) are equivalent for every field , closed points or not.
- If moreover is perfect, then all three conditions are equivalent.
- Consequently, for perfect, a classical smooth -variety in the earlier convention (finite type over , and irreducible or reduced if that convention so requires) has smooth structure morphism ; conversely a reduced finite-type -scheme with smooth structure morphism is classically smooth at every point and all its local rings are regular.
- Irreducibility and connectedness are not consequences: the disjoint union of two copies of the affine line is finite type, reduced and scheme-smooth over , but is neither irreducible nor connected. Those properties belong to the definition of "variety" and must be imposed separately.
No hypothesis of reducedness, irreducibility or separatedness is used in the equivalences of clauses 1 and 2.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
For a finite-type -scheme , smoothness of in the earlier convention means the local-standard-smooth condition of Smooth morphisms via local standard smooth presentations at every point, and it is equivalent to the condition that for every field extension every local ring of the base change is regular (Smoothness over a field by geometric regularity).
Assume AC. For perfect and a finite-type -scheme, is regular (all local rings are regular local rings) if and only if is smooth in the local-standard-smooth convention; no reducedness, irreducibility or closed-point restriction is imposed (Regular equals smooth over a perfect field).
A morphism is smooth at exactly when it is locally of finite presentation at , flat at , and its scheme-theoretic fibre at is geometrically regular at (Smooth morphism of schemes).
Assume AC. For locally of finite presentation and , is smooth at if and only if there are affine open neighbourhoods of and of with and a presentation of , for some , as in which some minor of the Jacobian is a unit of ; such a chart is flat over with geometrically regular fibres (Relative Jacobian criterion with its presentation hypothesis).
A standard smooth presentation of an -algebra is a presentation with and a Jacobian minor invertible in ; the case is allowed and presents a localisation of a polynomial ring, and a standard smooth presentation is in particular a finitely presented algebra (Standard smooth presentations and locally standard smooth maps).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
(classical) implies (scheme). Suppose is classical smooth and let . By [F1] the classical condition is the local-standard-smooth condition, so there are affine open neighbourhoods and with the map standard smooth at the prime of : after shrinking, is a finitely presented -algebra carrying a standard smooth presentation, in particular is locally of finite presentation at by [F5] and the structural map on this chart is a standard smooth presentation. The chart therefore has an invertible Jacobian minor in the sense of the presentation, and since the structural morphism is locally of finite presentation, the "if" direction of the Jacobian criterion [F4] makes smooth at . As was arbitrary, (classical) implies (scheme).
(scheme) implies (classical). Suppose is smooth in the scheme-theoretic sense and let . It is locally of finite presentation at by [F3], so the "only if" direction of the Jacobian criterion [F4] exhibits affine neighbourhoods of and of the image point and a localisation of the coordinate ring with a standard smooth presentation whose Jacobian minor is invertible in . That is precisely the local-standard-smooth condition of [F1] at ; as was arbitrary, (scheme) implies (classical). This completes clause 1.
Irreducibility is a separate convention. Let be the disjoint union of two copies of the affine line over . It is a finite-type reduced -scheme, and it is not irreducible and not connected, its two components being disjoint nonempty open subschemes. It is classically smooth: every point lies in one of the two copies, and that copy carries the standard smooth presentation , namely the case , of [F5] with empty equation list, which is affine over with an invertible (empty) Jacobian minor. By step 1.1 the structure morphism is scheme-smooth. Hence irreducibility and connectedness are not implied by smoothness and must be imposed separately if the earlier convention requires them; this is clause 4.
Perfect base field. Assume now that is perfect. By [F2], is regular if and only if is smooth in the local-standard-smooth convention, i.e. if and only if condition (classical) holds; by step 1.1 and step 2.1 condition (classical) is equivalent to condition (scheme). Hence all three conditions are equivalent, which is clause 2. No reducedness, irreducibility or separatedness enters, as [F2] imposes none.
The earlier variety convention. Let be perfect. If is classical smooth in the earlier convention, then by step 1.1 the structure morphism is scheme-smooth, and by step 3.1 is regular, i.e. every local ring is a regular local ring. Conversely, let be a reduced finite-type -scheme with scheme-smooth structure morphism; by step 2.1 it is classical smooth in the local-standard-smooth sense, and by step 3.1 it is regular, so it is classically smooth at every point in the pointwise regular-local reading used for varieties; reducedness is part of the earlier notion of a variety but is not needed for either implication. This is clause 3.
Assumption accounting. The Axiom of Choice [F6] is assumed in the Statement and is used exactly through the classical-to-scheme and regular-equals-smooth suppliers: the Jacobian criterion [F4] of steps 1.1 and 2.1 and the perfect-field equivalence [F2] of steps 3.1 and 4.1, together with the field-change characterization [F1]. No other selection is made. [F1, F2, F4, F6, step 4.1, step 2.2]
Depends on
- Smoothness over a field by geometric regularity
- Smooth morphisms via local standard smooth presentations
- Regular equals smooth over a perfect field
- Smooth morphism of schemes
- Relative Jacobian criterion with its presentation hypothesis
- Standard smooth presentations and locally standard smooth maps
- The Axiom of Choice
Used by
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Sources
- The Stacks Project, Morphisms of Schemes, Sections 29.25-29.37; Varieties, Section 33.12 (standard reference, not scraped)
- Ravi Vakil, The Rising Sea, 29 August 2022 public draft, Chapters 25-26 (standard reference, not scraped)