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The disc algebra is unital and separating but not self-adjoint or dense

Statement refuted

The false claim is that a unital point-separating complex function algebra on a compact Hausdorff space must be self-adjoint and uniformly dense without any conjugation hypothesis.

On the closed unit disc D:={zC:z1}, let P be the algebra of restrictions of complex polynomials in the coordinate z, and let A be its uniform closure: the set of functions f:DC such that for every ε>0 there is pP with f(z)p(z)<ε for every zD. Then A is a uniformly closed unital point-separating complex function algebra, but zA. Consequently A is neither self-adjoint nor dense in C(D,C).

Facts & Assumptions

Given: The closed unit disc DC, the coordinate-polynomial algebra P, and its uniform closure A.

[L1]

A complex function algebra is self-adjoint when it contains the pointwise conjugate of each of its members; it is unital and point-separating under the literal constant-function and distinct-pair conditions (Self-adjoint complex function algebras, unitality, and point separation).

[L2]

For z=a+bi, z=abi and z=a2+b2 (Real and imaginary parts, complex conjugation, and modulus).

[L3]

For all z,wC, zz=z2, zw=zw, and z+wz+w (Conjugation is an involutive real-field automorphism, zz=z2, and modulus is definite, multiplicative, and subadditive).

[L5]

Under C=R2, dC(z,w)=zw is exactly the Euclidean metric, and continuity on subsets of C uses this metric (The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane).

[L6]

Natural powers satisfy z0=1 and zn+1=znz; negative integer powers of nonzero z are powers of its inverse (Integer powers in the complex field).

[L7]

For n1, the nth roots of unity are the distinct numbers exp(2πik/n) for natural k with 0k<n (The n-th roots of a complex number and the n distinct roots of unity for every n1).

[L8]

For nN with n2, the sum of all nth roots of unity is 0 (For n2, the sum of all n-th roots of unity is zero).

[L9]

For all z,wC, exp(z+w)=expzexpw (exp(z+w)=expzexpw, and the complex exponential extends the real exponential).

[L10]

The complex exponential satisfies ker(exp)=2πiZ, and expz=expw exactly when zw2πiZ (ker(exp)=2πiZ, and expz=expw exactly when zw2πiZ).

[L11]

If a property holds at 0 and passes from every natural n to its successor, then it holds for every natural number (The principle of mathematical induction).

[L13]

A compact subset of a metric space is compact as a topological subspace of its metric topology, and conversely (For a metric space with its metric topology, compactness in the topological sense is compactness in the metric sense, and the two notions of compact subset coincide, clause 2).

[L14]

Every metric space is Hausdorff: distinct points are separated by disjoint open balls (Distinct points of a metric space have disjoint balls around them).

[L15]

If a map from a topological space to a metric space has, for every ε>0, a continuous map staying within ε of it at every point, then it is continuous (A uniform limit of continuous functions is continuous, so C(X,Y) is closed in YX under the uniform metric, clause 1).

Counterexample

technique · contradiction
1.1

The reverse triangle inequality derived from [L3] makes zz continuous, so D={z1} is closed; it is bounded because dC(z,0)=z1. Thus [L5], [L12], and [L13] make D compact, and [L14] makes its metric topology Hausdorff.

L3L5L12L13L14
1.2

Each p=j=0mαjzj in P is continuous: the identity zjwj=(zw)k=0j1zkwj1k of [L6] together with zw=zw and z+wz+w from [L3] gives zjwjjzw for z,wD, so p(z)p(w)Cpzw with Cp:=j=1mjαj, which is continuity for the metric of [L5]; hence [L15] puts every member of A in C(D,C). The set P contains the constants and the coordinate function zz, which separates points, and is closed under complex linear combinations and products by [L1] and [L4], so P is a unital point-separating complex function algebra and AP inherits unitality and point separation. A is a complex vector subspace because approximants add and scale. For products, z1 and [L3] give p(z)Mp:=j=0mαj on D for every pP, so given f,gA and η>0 one may first fix b0P with gb0<1 everywhere, whence gK:=Mb0+1 on D, and then choose aP with fa<η/(2K) everywhere and bP with gb<η/(2(Ma+1)) everywhere; from abfg=a(bg)+(af)g and [L3], abfgMabg+Kaf<η pointwise, and abP, so fgA. Finally A is uniformly closed, because a function within ε/2 of a member of A everywhere is within ε of a member of P everywhere.

L1L3L4L5L6L15choosealgebra
1.3

Suppose for contradiction that zA. Then there is a nonzero polynomial p(z)=j=0majzj with supzDzp(z)<1; put N:=m+22 and ζ:=exp(2πi/N).

L2assume-contragivenchoose
1.4

Repeated use of the addition law [L9], along the induction of [L11] on k with base exp0=1=ζ0, gives exp(2πik/N)=ζk for every natural k; so the list of [L7] is exactly 1,ζ,,ζN1, and these are the Nth roots of unity. For an integer r with 1r<N one has ζr=exp(2πir/N), and [L10] makes this equal to 1=exp0 only when 2πir/N2πiZ, that is only when N divides r, which fails in that range; hence ζr1. The same law gives (ζr)N=exp(2πir)=1.

L6L7L9L10L11
1.5

For every natural q1 and every xC, (x1)k=0q1xk=xq1. Apply [L11] to the property that this identity holds for q=n+1. At n=0 the identity reads (x1)x0=x1, which is immediate. Assuming it at n, adding the term xn+1 to the sum changes the left side by (x1)xn+1=xn+2xn+1, carrying the right side from xn+11 to xn+21, which is the identity at n+1.

L4L6L11algebra
2.1

The exponent-one cancellation k=0N1ζk=0 is [L8]. For 2rm+1<N, step 1.5 with x=ζr and step 1.4 give (ζr1)k=0N1ζrk=0 with ζr10, so k=0N1ζrk=0.

step 1.4step 1.5L4L8
2.2

Every sampled point lies on the unit circle, so [L3] gives ζkζk=1 and hence N1k=0N1ζkζk=1.

step 1.4L3algebra
3.1

Expanding p and using step 2.1 for the exponents j+1{1,,m+1} gives N1k=0N1ζkp(ζk)=0.

step 2.1L4L6algebra
4.1

Subtracting step 3.1 from step 2.2 and repeatedly applying the triangle inequality in [L3], justified over the finite sum by [L11], yields 1N1k=0N1ζkp(ζk)<1, contradicting step 1.3.

step 1.3step 3.1step 2.2L3L11
5.1

Therefore zA. Since the coordinate function z belongs to A, the algebra is not self-adjoint by [L1]. The conjugation map is continuous, because zw=zw by [L2] and u2=uu=u2 by [L3], so zw=zw; and A is uniformly closed by step 1.2, so a function uniformly approximable by members of A lies in A. Hence z is a member of C(D,C) that A cannot approximate uniformly, and A is not dense.

step 4.1step 1.2L1L2L3L5discharge-contradiction

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