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The H2 estimate needs the L2 kernel term without injectivity

Statement refuted

For every bounded C2 domain Ω⊂Rn, n≥2, and every uniformly elliptic divergence-form operator L with bounded coefficients, the estimate ∥u∥H2(Ω)≤C∥Lu∥L2(Ω) holds for every weak solution u∈H01(Ω) of the homogeneous Dirichlet problem, with C depending only on the operator and domain data, even when the homogeneous Dirichlet operator has a nontrivial kernel.

Facts & Assumptions

Given: Countable Choice; Ω=B1(0)⊂R2, a(r)=14−18r2, A(x)=a(∣x∣)I, Lw=−div⁡(A∇w)−w, zero datum f=0, and u(x)=1−∣x∣2.

[F1]

A weak Dirichlet solution is a function w∈H01(B1) satisfying the form identity ∫B1(A∇w⋅∇v‾−wv‾) dx=∫B1fv‾ dx for all v∈H01(B1) (Weak Dirichlet solutions for a divergence-form operator, Uniformly elliptic divergence-form operators and their sesquilinear forms).

[F2]

For 0≤r≤1, 18≤a(r)≤14. Thus A is smooth, bounded, and uniformly elliptic with ellipticity constant θ=1/8; the lower-order coefficients are bounded, with b=0 and c=−1 (Uniformly elliptic divergence-form operators and their sesquilinear forms).

[F3]

The function u=1−∣x∣2 is smooth on B1‾, zero on ∂B1, and nonzero, so u∈H2(B1). To prove u∈H01(B1) directly, choose smooth radial cutoffs ηε equal to one for r≤1−2ε and zero for r≥1−ε, with ∣Dηε∣≤C/ε, using a rescaled fixed smooth step. Then ηεu∈Cc∞(B1); on the boundary strip ∣u∣≤Cε, ∣Du∣≤2, and its area is at most Cε. Thus ∥ηεu−u∥H12≤Cε→0. Consequently u∈H2(B1)∩H01(B1) and ∥u∥H2(B1)>0. With r=∣x∣, ∇u=−2x and a′(r)=−r/4, whence −div⁡(a(r)∇u)=4a(r)+2ra′(r)=1−r2=u. Therefore Lu=0 pointwise.

[F4]

On bounded C2 domains in dimensions n≥2, the global theorem Global H2 Dirichlet regularity includes an L2 term on the right, while the estimate without that term is supplied under a trivial-kernel hypothesis by The global H2 estimate without the L2 term under uniqueness.

Counterexample

1.1givenF2

The coefficient and domain assumptions hold. The disk B1⊂R2 is a bounded smooth domain, and [F2] verifies uniform ellipticity and bounded coefficients.

1.2F3

The function is an admissible nonzero zero-boundary element. By [F3], u∈H2(B1)∩H01(B1) and ∥u∥H2(B1)>0.

1.3F1F3

It is a weak homogeneous solution. Since Lu=0 pointwise, integration by parts first gives the weak form identity for Cc∞(B1) tests. The form is continuous on H01(B1), so density extends the identity to all such tests. Thus u is a nonzero weak Dirichlet solution with datum zero.

2.1step 1.3F3F4algebra∎

The estimate without the L2 term fails. For every finite C, its right side is C∥Lu∥L2(B1)=0, while the left side is strictly positive by [F3]. Hence no estimate of this form holds without a kernel condition, as reflected in [F4].

Source notes

Laugesen's note after Theorem 5.10 (printed p. 113) gives a one-dimensional kernel example for the same general obstruction; Hunter's spectral discussion (printed p. 110) describes the corresponding zero-eigenvalue alternative. The disk example above is verified directly and does not invoke a spectral theorem.

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