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Negative definiteness of the primitive part of the Neron-Severi space

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let k be a field, let X be an integral smooth projective surface over k and let H be an invertible OX-module with H⋅H>0 (Invertible sheaves). Write h:=[H]∈N⁡R1(X) for its class and let h⊥={ x∈N⁡R1(X):x⋅h=0 } be the primitive part (Numerical equivalence and the Neron-Severi space of a surface).

  1. Every class of N⁡R1(X) has a unique orthogonal decomposition x=a h+x0 with a∈R and x0∈h⊥; equivalently N⁡R1(X)=Rh⊕h⊥ is an orthogonal direct sum.
  2. The intersection form is negative definite on h⊥ (Positive and negative definiteness, the inertia (p,q,r), rank p+q, and signature p−q of a real symmetric bilinear or quadratic form): for x∈h⊥ one has x⋅x≤0, with equality if and only if x=0.
  3. If the Picard number ρ(X)=dim⁡RN⁡R1(X) is finite, then the intersection form on N⁡R1(X) is nondegenerate of dimension ρ(X) and has inertia (1,ρ(X)−1,0), equivalently index (1,ρ(X)−1) and signature 2−ρ(X) (Positive and negative definiteness, the inertia (p,q,r), rank p+q, and signature p−q of a real symmetric bilinear or quadratic form). Finiteness of ρ(X) is not proved here; the negative definiteness in (2) is unconditional.

Facts & Assumptions

Given: a field k, an integral smooth projective surface X over k, an invertible sheaf H with H⋅H>0, and its class h∈N⁡R1(X).

[F1]

N⁡R1(X)=N⁡1(X)⊗ZR carries the R-bilinear extension of the intersection pairing, which is symmetric; the rational evaluation-matrix argument in the numerical-space definition proves that the extended form is nondegenerate: x⋅y=0 for all y forces x=0 (Numerical equivalence and the Neron-Severi space of a surface, Restriction of scalars and extension of scalars S⊗RM along a ring homomorphism R→S, Intersection numbers of Cartier divisors on a smooth projective surface, The surface intersection product is symmetric and bilinear).

[F2]

The Hodge index theorem: for invertible sheaves H′,L′ with H′⋅H′>0 and L′⋅H′=0 one has L′⋅L′≤0, and equality holds if and only if L′ is numerically trivial (The Hodge index theorem for smooth projective surfaces).

[F3]

Structure of N⁡R1(X): it is the extension of scalars of the quotient of Pic⁡(X) by the subgroup of numerically trivial classes (Numerical equivalence and the Neron-Severi space of a surface, Restriction of scalars and extension of scalars S⊗RM along a ring homomorphism R→S). Hence every element is a finite real linear combination of classes [Li] of invertible sheaves, the Q-span of finitely many such classes consists of rational combinations ∑qi[Li], and clearing denominators turns a rational combination into an integral combination ∑ai[Li], ai∈Z, which is the class of the invertible sheaf ⨂iLi⊗ai (negative exponents meaning duals, Invertible sheaves, Dual of a line bundle is its tensor inverse). On each finite-dimensional real span the bilinear form is continuous in its usual Euclidean topology and the rational span of finitely many classes is dense in their real span.

[F4]

Inertia, rank, index and signature of a symmetric bilinear form on a finite-dimensional real vector space: a diagonalizing basis with p positive, q negative and r zero diagonal entries gives inertia (p,q,r), rank p+q and signature p−q, independent of the basis (Positive and negative definiteness, the inertia (p,q,r), rank p+q, and signature p−q of a real symmetric bilinear or quadratic form).

[F5]

The Axiom of Choice is inherited from the Hodge index and extension-of-scalars suppliers of [F2] and [F3]; the finite families of classes used below are chosen finitely many at a time.

Proof

technique · direct: split off the positive line $\mathbb R h$, reduce the negativity on the primitive part to the integral Hodge index theorem by rational approximation, and handle the equality case with a two-dimensional indefinite plane
1.1F1F3

The orthogonal decomposition. For x∈N⁡R1(X) put a:=(x⋅h)/(h⋅h), a real number because h⋅h>0 by hypothesis (Positive and negative definiteness, the inertia (p,q,r), rank p+q, and signature p−q of a real symmetric bilinear or quadratic form). Then (x−ah)⋅h=x⋅h−a(h⋅h)=0, so x0:=x−ah∈h⊥ and x=ah+x0. If x=a′h+x0′ is another such decomposition, then (a−a′)h=x0′−x0∈h⊥ and both summands are orthogonal to h, so (a−a′)(h⋅h)=((a−a′)h)⋅h=0 and a=a′, whence x0=x0′; orthogonality of Rh and h⊥ is the definition of the latter and h⋅h≠0. This proves (1).

1.2F2F3

Negative semidefiniteness on the primitive part. Suppose x∈h⊥ has x⋅x>0. Write x as a finite real combination of classes [L1],…,[Lr] of invertible sheaves, consider the real span V of h,[L1],…,[Lr] and the rational span W of the [Li] inside V; the map p(y):=y−y⋅hh⋅hh is R-linear with rational coefficients on W, so p(W) is a dense Q-subspace of p(V)=V∩h⊥. The set {y∈V∩h⊥:y⋅y>0} is open in V∩h⊥ and nonempty because it contains x, hence contains some y=p(w)∈p(W). Clearing denominators of the rational coefficients of y produces an integer N≥1 and an element z=Ny∈N⁡1(X) of the form ∑ai[Li]+a0h with ai,a0∈Z, which is the class of the invertible sheaf ⨂iLi⊗ai⊗H⊗a0; moreover z⋅h=N(y⋅h)=0 and z⋅z=N2(y⋅y)>0. The Hodge index theorem [F2] applied to H and this invertible sheaf gives z⋅z≤0, a contradiction. Hence x⋅x≤0 for every x∈h⊥.

2.1F1step 1.2

The equality case. Let x∈h⊥ satisfy x⋅x=0. If x≠0, nondegeneracy [F1] supplies z with z⋅x≠0. Put z′:=z−z⋅hh⋅hh∈h⊥, so z′⋅x=z⋅x≠0. For t∈R, the class z′+tx lies in h⊥ and has square z′⋅z′+2t(z′⋅x), which is positive for t of a suitable sign and sufficiently large magnitude. This contradicts step 1.2. Hence x⋅x=0 forces x=0; the converse is immediate by bilinearity. Together with step 1.2, this proves negative definiteness.

3.1F4F5step 1.1step 2.1∎

The signature statement. Assume ρ(X)=dim⁡RN⁡R1(X) is finite. By (1) the form decomposes as the orthogonal direct sum of Rh, on which it is positive definite because h⋅h>0, and of h⊥, on which it is negative definite by step 2.1; the decomposition is nondegenerate with dim⁡h⊥=ρ(X)−1 (if ρ(X)=0 the space is zero and the statement is vacuous, while ρ(X)≥1 here because h≠0). Hence the inertia is (1,ρ(X)−1,0), the rank is ρ(X) and the signature is 1−(ρ(X)−1)=2−ρ(X) by [F4]. The Axiom of Choice is inherited from [F5].

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