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Numerical equivalence and the Neron-Severi space of a surface

Definition

Assume the Axiom of Choice, inherited from the intersection product and the Euler-characteristic suppliers (The Axiom of Choice). Let k be a field and let X be an integral regular projective surface over k (Intersection numbers of Cartier divisors on a smooth projective surface).

Numerical equivalence. Two invertible OX-modules L,M (Invertible sheaves) are numerically equivalent, written L≡M, if L⋅N=M⋅Nfor every invertible OX-module N. By Z-bilinearity and symmetry of the intersection product (The surface intersection product is symmetric and bilinear) this is equivalent to (L⊗M∨)⋅N=0 for every invertible N. An invertible sheaf is numerically trivial if it is numerically equivalent to OX.

For Cartier divisors C,D on X (Cartier divisor) write C≡D when OX(C)≡OX(D). Because D↦[OX(D)] induces an isomorphism CaDiv⁡(X)/Prin⁡C(X)→∼Pic⁡(X) and every invertible sheaf is OX(C) for a Cartier divisor C (On an integral scheme, Cartier divisors modulo principal divisors compute the Picard group, Rational sections of line bundles are Cartier divisors), this is equivalent to C⋅E=D⋅E for every Cartier divisor E; by linear-equivalence invariance and the fact that every Cartier divisor is linearly equivalent to a difference of effective Cartier divisors (Intersection numbers of Cartier divisors on a smooth projective surface, The surface intersection product is symmetric and bilinear), it suffices to test E running over effective Cartier divisors. For an effective Cartier divisor E the number C⋅E is the degree of OX(C)∣E (Intersection with a curve is the degree of the restriction), which is the formulation used in the sources.

Basic facts.

  1. Numerical equivalence is an equivalence relation: the defining equalities of integers are reflexive, symmetric and transitive. It is compatible with tensor products and duality, and the numerically trivial classes form a subgroup of the Picard group Pic⁡(X) (Picard group of a scheme): if L≡L′ and M≡M′ then L⊗M≡L′⊗M′ because ⋅ is bilinear, and L∨≡L′∨ because bilinearity gives L∨⋅N=L′∨⋅N (Dual of a line bundle is its tensor inverse).
  2. Linearly equivalent Cartier divisors are numerically equivalent (Intersection numbers of Cartier divisors on a smooth projective surface): the intersection product depends only on the isomorphism classes of the associated invertible sheaves.
  3. Consequently the intersection pairing descends to a well-defined symmetric Z-bilinear pairing on the quotient N⁡1(X):=Pic⁡(X)/{numerically trivial classes}, and L⋅M depends only on the classes of L and M: if L≡L′ and M≡M′ then L⋅M=L′⋅M′ by testing L≡L′ against M and M≡M′ against L′.

Real Neron-Severi space. Set N⁡R1(X):=N⁡1(X)⊗ZR, the extension of scalars along Z→R (Restriction of scalars and extension of scalars S⊗RM along a ring homomorphism R→S). It is a real vector space; no finiteness theorem is used in this definition. The pairing extends uniquely to a symmetric R-bilinear form N⁡R1(X)×N⁡R1(X)⟶R,(x,y)⟼x⋅y, the intersection form. For an invertible sheaf H we write [H]∈N⁡R1(X) for its class.

The form remains nondegenerate after extending scalars. Indeed, N⁡1(X) is torsion-free: if nv=0 with n≠0, then n(v⋅w)=0 for every integral class w, so v is numerically trivial and v=0. Put VQ=N⁡1(X)⊗Q. Every rational class has an integral multiple, so the pairing on VQ is nondegenerate by the same vanishing criterion. For any finite-dimensional rational subspace W⊆VQ, the functionals v↦v⋅w, with w∈VQ, span W∗: otherwise their common kernel in W would contain a nonzero vector, contradicting nondegeneracy. Choose a basis of these functionals. Its evaluation matrix on a rational basis of W is invertible over Q, hence over R. Every real class is a finite real combination of vectors in a rational basis of some such W. If it pairs to zero with every class, this invertible evaluation matrix forces all its coefficients to be zero. In particular [H]=0 exactly when H is numerically trivial.

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Sources